I have extensive experience in SOX compliance within IT environments, having worked on multiple projects where I ensured that IT controls were in place and operating effectively. I have conducted risk assessments, developed and implemented ITGCs (IT General Controls), and collaborated with internal audit teams to ensure alignment with SOX requirements. My role typically involves reviewing system configurations, monitoring access controls, and ensuring that all IT processes are documented and tested to meet regulatory standards.

I prioritize tasks by first identifying the criticality of each project in relation to SOX deadlines and business impact. I then create a detailed project plan, breaking down tasks into manageable steps and assigning deadlines. I regularly review progress and adjust priorities as needed, ensuring that high-risk areas are addressed first. Communication with stakeholders is key, and I maintain open lines of communication to ensure everyone is aligned on priorities and timelines.

To ensure IT controls are effective and up-to-date, I conduct regular control assessments and risk evaluations. I work closely with IT teams to implement best practices and ensure that controls are designed appropriately. I also perform periodic testing to validate control effectiveness and make recommendations for improvements. Additionally, I stay current with regulatory changes and industry standards to ensure that our controls remain compliant and relevant.

I approach conflicts by first understanding the perspectives of all parties involved. I then work to find common ground and solutions that align with both SOX requirements and business objectives. I maintain open communication and transparency, ensuring that everyone understands the importance of compliance. If necessary, I escalate issues to senior management for resolution, but I always strive to resolve conflicts collaboratively and maintain a positive working relationship with other departments.

One challenging issue I resolved was related to discrepancies in access controls for a critical financial system. I conducted a thorough investigation, working with IT and finance teams to identify the root cause. I then implemented a new control framework and conducted additional training for staff. Through persistence and collaboration, I was able to resolve the issue, ensuring that the system was compliant with SOX requirements and that similar issues would not recur in the future.