Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. Senior Regulator...

Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. Senior Regulator...

Our market-leading approach combines extensive local compliance and accounting experience ' in over 120 countries ' with standard global compliance and tax accounting processes and web-based tools. A ...

User Interface design, Knowledge of Regulatory Reporting. Critical business analyst role required for the delivery of controls associated with multiple regulatory mandates.

Critical business analyst role required for the delivery of controls associated with multiple regulatory mandates. User Interface design, Knowledge of Regulatory Reporting.

Our market-leading approach combines extensive local compliance and accounting experience ' in over 120 countries ' with standard global compliance and tax accounting processes and web-based tools. A ...

Flow Traders is looking for Compliance Officer to join our Compliance team in New York. Perform daily monitoring controls related to regulatory obligations that are designed to mitigate various types ...

Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. A Senior Regulat...

The CRNA ensures appropriate documentation within the accordance of hospital and regulatory requirements and protects information of all forms, whether computer-based, paper, film, voice, or other med...

Flow Traders is looking for Compliance Officer to join our Compliance team in New York. Collaborate across the Firm to manage the retention of regulatory books and records pursuant to regulatory and b...

The CRNA ensures appropriate documentation within the accordance of hospital and regulatory requirements and protects information of all forms, whether computer-based, paper, film, voice, or other med...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Compliance Officer - Markets Business Line Advisory Compliance. Ability to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environmen...

Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. As a Senior Regu...

Compliance Officer - Markets Business Line Advisory Compliance. Experience in providing regulatory or compliance advise in connection with markets sales and trading activities. The candidate for this ...

Compliance Officer - Markets Business Line Advisory Compliance. Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms in pa...

Compliance Officer - Markets Business Line Advisory Compliance. Experience in providing regulatory or compliance advise in connection with markets sales and trading activities. Ability to make, suppor...

Compliance Officer - Markets Business Line Advisory Compliance. Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms in pa...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Oversee compliance activities, including testing, training, risk assessments, drafting the annual compliance plan, responding to information requests from examiners and auditors, preparing compliance-...

Oversee compliance activities, including testing, training, risk assessments, drafting the annual compliance plan, responding to information requests from examiners and auditors, preparing compliance-...

Seven to ten years of compliance or regulatory experience, preferably in a trading environment, risk management function, law firm, or with a US federal regulator or self-regulatory organization. Cont...

Seven to ten years of compliance or regulatory experience, preferably in a trading environment, risk management function, law firm, or with a US federal regulator or self-regulatory organization. Abil...

The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with identification of regulatory change applicability of new or changes to existing laws, ...

The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with identification of regulatory change applicability of new or changes to existing laws, ...

The successful candidate will provide strategic legal advice, handle contract negotiations, and ensure regulatory compliance.

The SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...

The Office of General Counsel at Hofstra University provides a full range of legal services involving many issues, including academic freedom, free speech and expression; athletics; corporate governan...

The SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...

The successful candidate will provide strategic legal advice, handle contract negotiations, and ensure regulatory compliance.

Proven experience in handling complex legal matters, drafting and reviewing contracts, managing litigation, and ensuring legal compliance across all areas of an organization. The Office of General Cou...

Compliance Officer – Operations & Regulatory Reporting Oversight. The desired candidate has mid to senior level experience providing compliance advisory support for Operations and Regulatory Reporting...

Compliance Officer – Operations & Regulatory Reporting Oversight. Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure c...

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...