Experience with defining and implementing data quality programs, conducting data analysis on large volumes of order and trade lifecycle data. Serves as a compliance risk officer for Independent Compli...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designe...

Compliance Analyst will play a critical role in supporting the firm's compliance program, focusing on electronic surveillance, monitoring and testing, new hire onboarding, and regulatory obligations. ...

Compliance Analyst will play a critical role in supporting the firm's compliance program, focusing on electronic surveillance, monitoring and testing, new hire onboarding, and regulatory obligations. ...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Registrations Compliance Officer. Work closely with Americas Compliance Training team to identi...

Series 7, 63, 65), continuing education, and associated compliance processes.

Series 7, 63, 65), continuing education, and associated compliance processes.

Validates and prepares audit of transaction files in Weichert's transactional systems as compared to data in the local MLS systems on a weekly basis.

Series 7, 63, 65), continuing education, and associated compliance processes.

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. Rare chance to l...

Validates and prepares audit of transaction files in Weichert's transactional systems as compared to data in the local MLS systems on a weekly basis.

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. Rare chance to l...

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

Support the Assistant Compliance Managers in the preparation and timely submission of various US insurance regulatory filings, including but not limited to quarterly statutory filings, licensing/autho...

The Import Customs Compliance Specialist will be responsible for various tasks to help facilitate the timely, compliant importation of products into the U. Proficiency in MS Office particularly in Exc...

Prepare and issue corporate trade compliance policies and procedures and trade updates as required. Responsible for the auditing of import files and maintenance of vendor customs compliance schedule. ...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

The position will be responsible for data analytics and legal and regulatory compliance as applicable within the merchant services portfolio. This position reports to the SVP and Chief Administrative ...

Compliance, including routine gap analysis, reporting, and coordinating remediation (examples: PCI, CPRA, GDPR, CTPAT, or similar). Assist with maintaining compliance programs (PCI, CPRA, GDPR, CTPAT)...

JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or th...

Assist in the management of Esquire's PCI compliance, working with internal stakeholders and our compliance vendor. The position will be responsible for data analytics and legal and regulatory complia...

Lead compliance training for employees, manage employee compliance, and conduct an annual compliance review. As Chief Compliance Officer, you'll be the primary point of contact for leading all investm...

The role will be responsible for creating a culture of compliance for the payments team at the organization, while partnering with other compliance executives to identify key risks and regulatory chan...

Leverage internal data systems and tools to efficiently maintain data and reporting processes to minimize manual data retrieving. Utilize data analysis tools to aggregate and analyze data to make acti...

This position reports to the SVP and Chief Administrative Officer of Merchant Services and the AVP of Merchant Services Compliance. Assist in the management of Esquire’s PCI compliance, working with i...

The Import Customs Compliance Specialist will be responsible for various tasks to help facilitate the timely, compliant importation of products into the U. Proficiency in MS Office particularly in Exc...

General Counsel & Chief Compliance Officer (New York, NY):. JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, ...

The Compliance Administrator will be responsible for overseeing all aspects of HPD compliance, ensuring that all regulatory requirements, reporting obligations, and documentation are completed accurat...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Contractor, Registration Compliance Officer. Work closely with supervisors, business management...

Working closely with data warehousing team members, conceive of and contribute to strategies and best practices in maintaining a comprehensive, reliable, and innovative data environment; understanding...

Working closely with data warehousing team members, conceive of and contribute to strategies and best practices in maintaining a comprehensive, reliable, and innovative data environment; understanding...

Human Resources Business Analyst - III.Irving, TX / Basking Ridge, NJ.Duration: 12 Months - Contract.You will work closely with functional HR teams and IT to run projects for internal customers matchi...

Lead compliance training for employees, manage employee compliance, and conduct an annual compliance review. As Chief Compliance Officer, you'll be the primary point of contact for leading all investm...

Human Resources Business Analyst - III.Irving, TX / Basking Ridge, NJ.Duration: 12 Months - Contract.You will work closely with functional HR teams and IT to run projects for internal customers matchi...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designe...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designe...

Support the Assistant Compliance Managers in the preparation and timely submission of various US insurance regulatory filings, including but not limited to quarterly statutory filings, licensing/autho...

Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P Gl...

Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P Gl...