Sr Compliance Analyst, Market Surveillance. Professional AML/ATF compliance training or accreditation (e. Youll review trading activity utilizing surveillance systems, leverage data analytics to uncov...

Prop Trading Firm in New York is looking for a Compliance Analyst!. Continually improve Compliance Program for relevant entity by utilizing applicable regulations, risk management techniques, and busi...

Prop Trading Firm in New York is looking for a Compliance Analyst!. Continually improve Compliance Program for relevant entity by utilizing applicable regulations, risk management techniques, and busi...

Applicants are considered for employment opportunities without regard to race, age, religion, color, sex (including pregnancy and gender identity), parental status, national origin, marital status, ve...

The Program Compliance Senior Analyst (PCSA) is responsible for monitoring and reconciliation to ensure data is accurate and compliant with 60+ individual country policies; and company OPPFs, procedur...

Neuberger Berman's Compliance team is seeking an Administrative Coordinator and Compliance Analyst to support the firm's compliance policies while adherence to regulations and firm standards. Provide ...

We are seeking a Complaints Analyst and Compliance Generalist to join our Compliance Team, and provide second line of defense oversight and monitoring of complaints as well as support for marketing co...

We are seeking a Complaints Analyst and Compliance Generalist to join our Compliance Team, and provide second line of defense oversight and monitoring of complaints as well as support for marketing co...

Reporting to the SVP, Chief Compliance Officer & Chief Counsel, the Regulatory Compliance Analyst will support LR&C function on U. RenaissanceRe's Legal, Regulatory and Compliance team (LR&C) operates...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...

A recognized services organization in New Jersey is looking to add a new Safety Policy & Compliance Analyst to join their growing team. The Safety Policy & Compliance Analyst will:. Monitor all email ...

A recognized services organization in New Jersey is looking to add a new Safety Policy & Compliance Analyst to join their growing team. The Safety Policy & Compliance Analyst will:. Monitor all email ...

A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance team. The team is charged with establishing, implementing and maintaining adequate policies and proc...

Interactive Brokers is looking for a motivated IT audit, risk, or compliance professional with experience working in financial services or a similar regulated environment. Support compliance coverage ...

The New York City Department of Sanitation (the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste (Bureau). PLEASE NOTE: Applicants should be serving as a ...

PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR Current City Employees working in titles similar to Procurement Analyst may also apply. DSNY is ...

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. The candidate chosen will be a key member of our Compliance Team wit...

Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential complianc...

The Special Education Compliance and Billing Analyst ensures the accurate and timely submission of special education billing and compliance reports while developing data-driven systems to support stud...

The Special Education Compliance and Billing Analyst ensures the accurate and timely submission of special education billing and compliance reports while developing data-driven systems to support stud...

Sr Compliance Analyst, Market Surveillance. You'll review trading activity utilizing surveillance systems, leverage data analytics to uncover risks, and collaborate with teams across compliance, risk,...

Sr Compliance Analyst, Market Surveillance. Collaborate across compliance, risk, product, engineering, data science, marketing, business development, finance, and our customers to help build and conti...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

We are looking for a Regulatory IT Business Analysts to support, maintain and design external and internal IT solutions for Transactional Regulatory Reporting and Compliance (Trade Reporting and Compl...

We are looking for a Regulatory IT Business Analysts to support, maintain and design external and internal IT solutions for Transactional Regulatory Reporting and Compliance (Trade Reporting and Compl...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

The Customs Classification Analyst is a member of the Trade Compliance Team which is responsible for providing technical support on all issues related to import and export clearance supporting the Com...

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...

Analyst, Compliance (Institutional Onboarding). Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment....

The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong unders...

As a Technical Business Analyst, you will play a key role in the delivery of business requirements. Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely wi...

Assist with compliance monitoring reviews which audits the effectiveness of the internal controls as reflected in the related Prudential Regulations compliance programs. Assist the team with managing ...