In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Minimum of 5+ years of experience in Accounting, Finance, or S...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm’s compliance program. This is an exciting opportunity to work closely with leadership, d...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional service...

The Market Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices for compliance with regulatory requirements and company policies/proce...

Our team is seeking an experienced and dynamic individual to join as a Vice President, Lead Data Analyst and Portfolio Manager for Customer & Compliance reporting directly to Head of Planning & Strate...

The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance platform supporting, assisting with data integration and automation, participating...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelors degree in ...

Senior Compliance Data Analyst. In this role, you'll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamles...

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The person will join a collaborative team...

In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

The Cybersecurity Governance, Risk, and Compliance Analyst will collaborate with various stakeholders including the Senior Security Engineer, IT Infrastructure team, IT Application teams, Legal, and v...

The Senior Compliance Analyst's primary focus will be to:. Assist draft business specifications to create and improve surveillance and compliance tools. Ability to develop compliance solutions that sa...

Guggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Analyst to join its Compliance team. Assist with the development, implementation, execution and reporting of the Firm's complia...

You will also get exposure to Agile methodology, gain in-depth knowledge of Citi's systems and compliance frameworks, and have the opportunity to work with stakeholders and compliance SMEs to test and...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...

The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Am...

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...