The Chief Compliance Officer oversees the Agency's compliance with our governing bodies (OCFS, NYSED, ORR, and JC). The Chief Compliance Officer is responsible for:. The individual must be able to pro...
read moreWHO WE ARE As the nation's largest producer of clean, carbon-free energy, Constellation is focused on our purpose: accelerating the transition to a carbon-free future.We have been the leader in clean ...
read moreProficient legal experience in mortgage compliance, labor & employment, and M&A.
WHO WE ARE As the nation's largest producer of clean, carbon-free energy, Constellation is focused on our purpose: accelerating the transition to a carbon-free future.We have been the leader in clean ...
read moreWHO WE ARE As the nation's largest producer of clean, carbon-free energy, Constellation is focused on our purpose: accelerating the transition to a carbon-free future.We have been the leader in clean ...
read moreProficient legal experience in mortgage compliance, labor & employment, and M&A.
Proficient legal experience in mortgage compliance, labor & employment, and M&A.
Proficient legal experience in mortgage compliance, labor & employment, and M&A.
Experience in managing multiple complex product registration, safety and compliance, EHS compliance, or related projects. Safety and compliance, EHS compliance, or related practices experience (prefer...
read moreTrack the status of applications under regulatory review, participate in interactive reviews, and provide updates to the regulatory and project teams. Negotiate with regulatory authorities and notifie...
read moreThe Compliance Officer is the primary compliance resource and should be able to answer the bulk of the staff's compliance questions. The Compliance Officer acts as the Company's Privacy Officer. Provi...
read moreEnsure compliance with all applicable securities laws and regulations, NYSE listing requirements and corporate laws, and monitor regulatory developments and best practices. Provide securities law advi...
read moreChief Compliance Officer (CCO). Provide training, guidance, and strategic direction to management teams on regulatory compliance and best practices. Develop, implement, and oversee compliance programs...
read moreProvide training, guidance, and strategic direction to management teams on regulatory compliance and best practices. Chief Compliance Officer (CCO). Develop, implement, and oversee compliance programs...
read moreProvide training, guidance, and strategic direction to management teams on regulatory compliance and best practices. Develop, implement, and oversee compliance programs that align with organizational ...
read moreToday's way of working is drastically changing due to the transition in the working environment, new competitors on the horizon, and advances in technology.The OneLM Transformation (1LMX) program, the...
read moreKey Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank sta...
read moreCareer Opportunities: JDE Financial Business Analyst (33218).Requisition ID 33218 - Posted - Assa Abloy Sales and Marketing Group Inc - Commercial Operational and Sales Support Group - ...
read moreThe Patient Business Analytics role is designed to support multiple customer therapeutic areas, focusing on data collection, aggregation, and manipulation to measure the impact of team activities.This...
read moreLouis Dreyfus Company is a leading merchant and processor of agricultural goods.Our activities span the entire value chain from farm to fork, across a broad range of business lines, we leverage our gl...
read moreIt is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...
read moreIt is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...
read moreConduct Compliance training on an ongoing basis to educate new hires and existing staff on the relevant regulatory requirements and compliance policies and processes. Support the Compliance Division i...
read moreThe role requires a strong knowledge of the US regulations applicable to CUSO and the relevant entities, as well as the foundations of a corporate compliance program (such as Compliance Risk Assessmen...
read moreCommunicate with regulatory agencies regarding pre-submission strategies, potential regulatory pathways, compliance test requirements, or clarification and follow-up of submissions under review. A typ...
read moreTo be successful as an EHS&S Compliance Specialist, an employee must be detail-oriented, professional, and self-motivated with a keen interest in the EHS&S compliance issues. Duties will include docum...
read moreAssist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies. Kee...
read moreThe Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with g...
read morePrepare sub-agreements and review and input sub-consultant invoices to ensure contact compliance.
I The Compliance Specialist may assist the Regional Compliance Officer(s) with other aspects/projects/tasks/reviews of the Compliance Program to assure compliance with licensure, accreditation and oth...
read moreWork with customers (mainly domestic) and factories/vendors in China to meet compliance and regulatory requirements. Seeking someone with compliance experience with big box retailers. Responsible for ...
read moreAs an Associate / Compliance Specialist a typical day might include, but is not limited to, the following:. GMP standards to ensure compliance with written procedures. Tracking and supervising manufac...
read moreAt GAF, we cover more than buildings.No matter what role, tenure, or track, under this roof you are empowered to be there for your teammates, your customers, and especially your community.Under this r...
read moreThe responsibilities of the Compliance Specialist are to effectively develop, coordinate, and communicate commercial insurance product filings; perform regulatory research; and provide additional supp...
read moreProvides training, education and coaching to providers and staff regarding accurate and complete medical record documentation and coding in compliance with established documentation and coding standar...
read moreOur client is a private investment firm with over $100 billion in AUM with a focus on global real estate.This role will support the day-to-day tasks of the firm’s alternative investment products.Suppo...
read moreThis position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Management. Provide compliance oversight and monitoring over key affiliated...
read moreThe Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presen...
read moreThe Assistant General Counsel and Compliance Officer will assist in managing the Trust’s legal matters, focusing on compliance, ethics, contracts, procurement, and regulatory affairs, among other matt...
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