As an International Trade Compliance Import/Export Analyst, you will assist your ITC team members with international business opportunities in concert with internal objectives. The selected candidate ...

In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Prepare documentation to support SOX compliance, including ris...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm’s compliance program. This is an exciting opportunity to work closely with leadership, d...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional service...

The Market Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices for compliance with regulatory requirements and company policies/proce...

Our team is seeking an experienced and dynamic individual to join as a Vice President, Lead Data Analyst and Portfolio Manager for Customer & Compliance reporting directly to Head of Planning & Strate...

The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance platform supporting, assisting with data integration and automation, participating...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelors degree in ...

Senior Compliance Data Analyst. If you're ready to make compliance reporting your canvas and data your paint, we'd love to meet you!. In this role, you'll combine your business and data analysis exper...

In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The person will join a collaborative team...

The Cybersecurity Governance, Risk, and Compliance Analyst will collaborate with various stakeholders including the Senior Security Engineer, IT Infrastructure team, IT Application teams, Legal, and v...

Guggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Analyst to join its Compliance team. The primary objective of this role is to assess business activities and support functions ...

RELM Analysts are primarily responsible for supporting regulatory exams across a portfolio of U. The Analyst position is in New York City, NY or Salt Lake City, UT with hybrid in-office requirements (...

The Senior Compliance Analyst's primary focus will be to:. Support compliance coverage of the firm's technology and data enterprise, and coverage for broker-dealer clients. Implement internal control ...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...

The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Am...