Reporting directly to the Director of Investment Management Compliance (and Chief Compliance Officer of our mutual funds and registered investment adviser), the Compliance Manager will assist in admin...

Role Description:Arcadis seeks a NEPA Environmental Compliance Engineer to join our team in the New York / New Jersey area to manage and implement environmental compliance strategies for a large-scale...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and...

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff on proposed activi...

Research, review, draft and/or revise (as applicable) various legal agreements, including but not limited to, vendor service agreements, syndicated and bilateral loan agreements, troubled loan work-ou...

The Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...

In this role, you'll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamless and scalable. Property & Casua...

Ensure compliance with applicable laws and regulations, including those related to the pharmaceutical industry, such as fraud and abuse (e. Anti-Kickback Statute, False Claims Act, Anti-Trust) and FDA...

The primary responsibility is writing regulatory submissions by successfully coordinating with the Regulatory Consultant and Management for priorities and deadlines; while maintaining compliance with ...

Perform ongoing testing in all compliance areas which consist of (insider trading surveillance, compliance with firm policies, TCA, market manipulation surveillance). Deep knowledge of compliance, sur...

In addition to strong structuring, negotiating, contract interpretation and other core legal skills, the ideal candidate will have an understanding of CLOs, the investment management business, relevan...

We are seeking highly motivated, empathy driven, temporary Asylum Application Assistants to work one-on-one with asylum seekers to assist them in understanding how to complete an asylum application by...

The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...

Coordinating interactions with regulators, including but not limited to: assisting in providing oversight for supervisory examinations and being a central contact for regulators; coordinating and mana...

Compliance Officer – Operations & Regulatory Reporting Oversight. Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure c...

The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with g...

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group for CACIB worldwide. The focus of the role will be on execution of control room-rela...