Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Contractor, Registration Compliance Officer. The Registrations Compliance team supports bank (U...

The successful Real Estate Compliance Specialist will support the Residential Operations team, particularly focusing on violation management, to assist in ensuring organizational compliance by investi...

Manage accounting, tax, and compliance-related projects. Lead legal and compliance initiatives in coordination with relevant parties.

Strong research skills, including legal research. As a Compliance Analyst, Global Regulations and Report Development, you will have the opportunity to learn about and support compliance and regulation...

The client is seeking an Executive Director to lead Habitat for Humanity of Bergen County (HFHBC) in addressing the need for affordable housing in Bergen County, New Jersey.The Executive Director will...

Req) Skills and Abilities: Proficient communicator (orally and in writing) with clients, peers and fellow associates Proficient with Microsoft Office applications Ability to work and interact with var...

Executive Director- Multi Asset Market Risk Manager New York, United States of America USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...

Executive Director- Multi Asset Market Risk Manager New York, United States of America USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...

Req) Skills and Abilities: Proficient communicator (orally and in writing) with clients, peers and fellow associates Proficient with Microsoft Office applications Ability to work and interact with var...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely; Work collaboratively with the Global and US Compliance teams wher...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely; Work collaboratively with the Global and US Compliance teams wher...

The client is seeking an Executive Director to lead Habitat for Humanity of Bergen County (HFHBC) in addressing the need for affordable housing in Bergen County, New Jersey.The Executive Director will...

Provide advice and guidance on registration and licensing requirements, processes, and procedures.Process Form U4, U5, 8R, and 8T in a timely manner, ensuring new employees are adequately licensed.Pre...

Detail oriented with ability to research, organize and analyze financial data.

Detail oriented with ability to research, organize and analyze financial data.

Demonstrated experience with various areas of Research Compliance, for example: animal research human subject research, time and effort reporting, HIPAA (relating to clinical research), clinical resea...

Demonstrated experience with various areas of Research Compliance, for example: animal research human subject research, time and effort reporting, HIPAA (relating to clinical research), clinical resea...

JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or th...

Executive Director- Multi Asset Market Risk Manager.New York, United States of America.USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...

As Chief Compliance Officer, you'll be the primary point of contact for leading all investment advisory compliance and regulatory initiatives. Lead compliance training for employees, manage employee c...

The successful Real Estate Compliance Specialist will support the Residential Operations team, particularly focusing on violation management, to assist in ensuring organizational compliance by investi...

Executive Director- Multi Asset Market Risk Manager.New York, United States of America.USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, process...

Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

Perform analytical research in support of the Compliance Department, with a strong focus on AML/BSA, including the design, development, and implementation of information-based business solutions. Anal...

Perform analytical research in support of the Compliance Department, with a strong focus on AML/BSA, including the design, development, and implementation of information-based business solutions. Anal...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Global industry leader is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Global industry leader is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Demonstrated experience with various areas of Research Compliance, for example: animal research human subject research, time and effort reporting, HIPAA (relating to clinical research), clinical resea...

Demonstrated experience with various areas of Research Compliance, for example: animal research human subject research, time and effort reporting, HIPAA (relating to clinical research), clinical resea...

Ensure compliance with all relevant regulations and guidelines, including GCP, and other industry standards.

Support the Assistant Compliance Managers in the preparation and timely submission of various US insurance regulatory filings, including but not limited to quarterly statutory filings, licensing/autho...

Assist in performing research on insurance regulatory and other legal matters. Support the Assistant Compliance Managers in the preparation and timely submission of various US insurance regulatory fil...

Understanding the Banks compliance policies as it relates to the specific individual job duties and following the provisions of such policies, specifically understanding that any violation of such pol...

Understanding the Banks compliance policies as it relates to the specific individual job duties and following the provisions of such policies, specifically understanding that any violation of such pol...

Compliance Officer, Research Vendor Vetting. Assist the Research Compliance team in addressing issues related to material non-public information and other research and data related matters. Balyasny A...

Compliance Officer, Research Vendor Vetting. Assist the Research Compliance team in addressing issues related to material non-public information and other research and data related matters. Assist the...

Compliance Officer – Wall Cross & Research. Lead the Firm’s research compliance programs including the initial due diligence and ongoing surveillance of the Firm’s third-party research providers. This...

Lead the Firm’s research compliance programs including the initial due diligence and ongoing surveillance of the Firm’s third-party research providers. Compliance Officer – Wall Cross & Research. Inte...