SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance. LPL Financial seeks an experienced attorney to join its corporate legal advice team as Senior Vice President, Associate General Co...

The main functions of a financial analyst are to gather and analyze financial info.

SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance. This position entails advising LPL’s senior leadership within Compliance Supervision and Risk as well as its Business Development ...

Skills and Abilities Experience in providing regulatory or compliance advise in connection with markets sales and trading activities Functional knowledge of the US Fixed Income trading/regulatory fram...

Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s complian...

Skills and Abilities Experience in providing regulatory or compliance advise in connection with markets sales and trading activities Functional knowledge of the US Fixed Income trading/regulatory fram...

Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s complian...

Job Title: Regulatory Compliance Associate. Communicate compliance and regulatory information to customers and suppliers, providing accurate and timely responses to all questions and regulatory inquir...

Communicate compliance and regulatory information to customers and suppliers, providing accurate and timely responses to all questions and regulatory inquiries from the Sales team. Job Title: Regulato...

Our secret to leading the way in hospitality? We put our people first!At Shake Shack, our mission is to Stand For Something Good in all that we do.From our teams to our neighborhoods, we're committed ...

Our secret to leading the way in hospitality? We put our people first!At Shake Shack, our mission is to Stand For Something Good in all that we do.From our teams to our neighborhoods, we're committed ...

IT Project Analyst (Financial Services).US Citizen, GC Holders, or Authorized to Wor.

Ability to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment. The candidate for this role will implement a comprehensive an...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. Ability to make, support, and defend difficult and complex regul...

The Regulatory Affairs Associate (Compliance Medical Auditor) supports the functions of the Compliance Program for ENT and Allergy Associates, LLP, (ENTA) to be compliant with Federal and State guidel...

The Regulatory Affairs Associate (Compliance Medical Auditor) supports the functions of the Compliance Program for ENT and Allergy Associates, LLP, (ENTA) to be compliant with Federal and State guidel...

Our client, a prominent national law firm, is seeking an Associate to join their Westchester, NY office.

Our client, a prominent regional law firm, is seeking a Litigation Attorney to join their Nassau County, Long Island team.The ideal candidate will have 5 to 20+ years of Auto or Trucking and Transport...

As a member of the Regulatory Change Management team, the Regulatory Officer II will work in the capacity of a subject matter expert who will be responsible for identifying, analyzing, and overseeing ...

As a member of the Regulatory Change Management team, the Regulatory Officer II will work in the capacity of a subject matter expert who will be responsible for identifying, analyzing, and overseeing ...

Senior Vice President, Associate General Counsel – Broker-Dealer Regulatory Compliance. This position entails advising LPL’s senior leadership within Compliance Supervision and Risk as well as its Bus...

Senior Vice President, Associate General Counsel – Broker-Dealer Regulatory Compliance. This position entails advising LPL’s senior leadership within Compliance Supervision and Risk as well as its Bus...

The Regulatory Affairs Associate (Compliance Medical Auditor) supports. The Compliance Medical Auditor performs auditing and monitoring of clinical documentation, analyzing medical records, and assess...

The Regulatory Affairs Associate (Compliance Medical Auditor) supports. The Compliance Medical Auditor performs auditing and monitoring of clinical documentation, analyzing medical records, and assess...

RSM's AML/Regulatory Compliance group is currently seeking a strong resource to join our fast growing Risk Consulting practice at the Senior Associate level. This position will lead and deliver regula...

RSM's AML/Regulatory Compliance group is currently seeking a strong resource to join our fast growing Risk Consulting practice at the Senior Associate level. This position will lead and deliver regula...

Communicate regulatory compliance requirements and offer guidance to other teams including Communications, Product, Government Relations, Customer Support, and other teams within the Legal Department....

This role reports to the Senior Director of Regulatory Compliance. Research and advise on regulatory compliance issues that impact Lyft’s Operations, Marketing, Finance and Product teams. Communicate ...

Assist Manager of Compliance and Regulatory Programs in establishing and implementing an effective regulatory compliance program with related regulations and standards. The Onboarding and Regulatory C...

Assist Manager of Compliance and Regulatory Programs in establishing and implementing an effective regulatory compliance program with related regulations and standards. The Onboarding and Regulatory C...

Practical experience involving compliance testing, compliance audits, compliance training, data analytics at banks and financial institutions of various types and sizes. As a Regulatory Compliance and...

As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emergi...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...