The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization. Compliance Officer - Consult...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...

Work with relevant legal entity compliance officers, ensure our policies and documents are reviewed and updated at the required cadence. You will provide guidance and technical expertise that supports...

Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Experience working with UK regulatory or...

As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guida...

Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a...

Develop and maintain best-in-class compliance program, policies, and practices. Experience in creating and implementing compliance policies and procedures. The CCO will manage examinations and communi...

The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out th...

Oversee the day-to-day management of surveillance system of advisory and broker-dealer activities to ensure compliance with policies and procedures. Develop and maintain best-in-class compliance progr...

The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker-dealer activities across Socit Gnrale's operations, reporting on the compliance risks a...

The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent...

Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program. Serve as trusted advisor to senior leadership at MMA on array of risk and compliance issu...

Chief Compliance Officer, Registered Investment Advisor. The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker–dealer activities across Socié...

Reporting directly to the Chief Executive Officer of the Housing Authority, the Chief Compliance Officer (CCO) will be responsible for overseeing NYCHAs compliance with federal, state, and local regul...

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...

Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and serv...

As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating Committee through on-going governance and d...

As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating Committee through on-going governance and d...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...