B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members. Assisting Portfolio Managers and Tra...

B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members. Pre- and post-trade monitoring portf...

Support the Chief Compliance Officer and senior management on strategic compliance initiatives. As a Compliance Officer, you will be responsible for ensuring the firm adheres to all regulatory require...

Support the Chief Compliance Officer and senior management on strategic compliance initiatives. As a Compliance Officer, you will be responsible for ensuring the firm adheres to all regulatory require...

As the NFA/CFTC senior compliance expert you’ll be a part of our team and will help mature our NFA/CFTC compliance products and controls, functions and reporting needs. You will provide compliance gui...

As the NFA/CFTC senior compliance expert you’ll be a part of our team and will help mature our NFA/CFTC compliance products and controls, functions and reporting needs. You will provide compliance gui...

B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members. Assisting with the annual Compliance...

As a Senior Compliance Officer, you will:. Develop compliance policies and procedures to ensure compliance with federal securities laws, including the Investment Advisers Act of 1940, Investment Compa...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. Hold Bro...

Executive Director | Electronic Market Making.Tier-One Investment Bank – Systematic Market Making.Compensation range: $600,000 + total & benefits.We are working with a high performing front office equ...

Coordinate with Legal and Compliance CIB the clients’ onboarding process. Follow up the operations’ pipeline and the budget compliance.

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on Fixed Income instruments. Advise senior leader...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on Fixed Income instruments. Lead the compliance ...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. Hold Bro...

Supervise and mentor compliance staff, ensuring a high-performing compliance team. Align the compliance function with the firm’s strategic goals, fostering a culture of compliance across all levels of...

Leading and managing nursing operations across all ambulatory care clinics, ensuring high standards of patient care and compliance with regulatory requirements. Collaborating with clinical and adminis...

Coordinate with Legal and Compliance CIB the clients’ onboarding process. Follow up the operations’ pipeline and the budget compliance.

Supervise and mentor compliance staff, ensuring a high-performing compliance team. Align the compliance function with the firm’s strategic goals, fostering a culture of compliance across all levels of...

Adhere to compliance with applicable rules and regulations set in bylaws regarding Board matters.

Executive Director | Electronic Market Making.Tier-One Investment Bank – Systematic Market Making.Compensation range: $600,000 + total & benefits.We are working with a high performing front office equ...

Adhere to compliance with applicable rules and regulations set in bylaws regarding Board matters.

Adhere to compliance with applicable rules and regulations set in bylaws regarding Board matters.

This role will be hybrid in the Brooklyn area 2 days a week onsite.Experience in setting strategic direction for delivery and client service, aligning with the overall company vision.Proven success in...

Title: Compliance Associate/Officer. Our client, a successful alternative asset management firm with $50B+ in AUM is seeking an exceptional Compliance Professional to join their compliance team. Minim...

This role will be hybrid in the Brooklyn area 2 days a week onsite.Experience in setting strategic direction for delivery and client service, aligning with the overall company vision.Proven success in...

DACK Consulting Solutions, LLC is seeking a dedicated and dynamic DE&I Compliance and Outreach Officer to ensure that construction projects meet established diversity goals. This role involves managin...

Title: Compliance Associate/Officer. Our client, a successful alternative asset management firm with $50B+ in AUM is seeking an exceptional Compliance Professional to join their compliance team. Compl...

Ensure that programs comply with Company Compliance standards as well as regulatory standards. If clinically licensed, must have valid license in NYS.

Ensure that programs comply with Company Compliance standards as well as regulatory standards. If clinically licensed, must have valid license in NYS.

Our client is an established commercial collection agency looking for an experienced.Commercial Collection Manager or Director with collection agency experience.This is an excellent growth opportunity...

Magen David Yeshivah (MDY) is an Early Childhood through Grade 12 Jewish day school rooted in the.Sephardic tradition and dedicated to academic excellence, creativity, and intellectual curiosity.Sepha...

Magen David Yeshivah (MDY) is an Early Childhood through Grade 12 Jewish day school rooted in the.Sephardic tradition and dedicated to academic excellence, creativity, and intellectual curiosity.Sepha...

Our client is an established commercial collection agency looking for an experienced.Commercial Collection Manager or Director with collection agency experience.This is an excellent growth opportunity...

Our client, a successful alternative asset management firm with $50B+ in AUM is seeking an exceptional Compliance Professional to join their compliance team. Title: Compliance Associate/Officer. Compl...

The Compliance Officer will contribute to Pockyt's compliance program by supporting regulatory alignment and ensuring adherence to best practices in the financial services and payments industries. Hel...

The Compliance Officer will contribute to Pockyt's compliance program by supporting regulatory alignment and ensuring adherence to best practices in the financial services and payments industries. Hel...

Phase I and Phase II oncology clinical trial experience. Our novel approach integrates clinical operations excellence, with laboratory expertise, and advanced data sciences to inform every step. Revie...

Succession path to Chief Compliance Officer in ~5 years. A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed th...

Title: Compliance Associate/Officer. Our client, a successful alternative asset management firm with $50B+ in AUM is seeking an exceptional Compliance Professional to join their compliance team. Compl...

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer, who plans to retire in the ne...