The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise the CBD LOBs on the need for and effective methods of managing complianc...

Advise senior leadership on regulatory changes and emerging compliance risks, offering proactive solutions to ensure ongoing compliance. We are seeking a highly experienced and strategic Chief Complia...

Job Title: Associate Principal Scientist, Regulatory Affairs.

Job Title: Associate Principal Scientist, Regulatory Affairs.

Job Title: Associate Principal Scientist, Regulatory Affairs. S with >10 years relevant industry experience in related R&D sciences discipline (engineering, chemistry, biological sciences, pharmacy, v...

The Associate Principal Scientist is also responsible for the preparation and review of information required for development of regulatory CMC dossiers for new and existing commercial products. Job Ti...

Knowledge of US and Canada regulations for Cosmetics and Chemical compliance preferred. Internal Job Title: Regulatory Affairs Associate III. Review formulas for compliance with local regulations, in ...

Draft and review complex financing documents, ensuring compliance with applicable laws and regulations.

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on Fixed Income instruments. Advise senior leader...

Qualifications:Knowledge of Compliance laws, rules, regulations, risks and typologiesMust be a self-starter, flexible, innovative and adaptiveStrong interpersonal skills with the ability to work colla...

Independently manage projects necessary to support initiatives both within Global Research Compliance and the broader Compliance Department; and interact regularly with colleagues in other lines of bu...

The CCO-PT will ensure the firm adheres to all applicable regulatory requirements, mitigate compliance risks, and promote a culture of integrity and accountability. Align the compliance function with ...

Work closely with the senior management team in Compliance on various global and regional projects and initiatives including, but not limited to, implementation of regulatory requirements; annual comp...

Controlled Substances Compliance Manager.

Provide review, comments and approval of all product claims for technical accuracy and regulatory compliance. Review and approve product labeling and promotional materials to ensure regulatory complia...

Controlled Substances Compliance Manager.

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and...

The Project Manager, IT Security, Compliance & Architecture is responsible for the coordination and delivery of IT Security, Compliance and Architecture projects. Reporting to the Executive Director o...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Mario Badescu Skin Care through balanced compliance and will manage all aspects of regulatory activities necessary to maintain and grow our business. Provide review, comments and approval of all produ...

B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members. The ideal candidate should have 5 pl...

The Branch Compliance Manager is responsible for having a comprehensive understanding of the supervisory and compliance obligations associated with the Broker Dealer, Investment Advisory Services as w...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and...

In addition to strong structuring, negotiating, contract interpretation and other core legal skills, the ideal candidate will have an understanding of CLOs, the investment management business, relevan...

Liaise with Investment Banking Compliance and Sales & Trading Legal and Compliance to assist with regulatory compliance and the creation of internal policies and procedures to drive compliance with re...

Our client, a prominent regional law firm, is seeking a General Liability Counsel to join their Northern NJ team.Candidates should have 5+ years of General Liability experience, and should be admitted...

The Project Manager, IT Security, Compliance & Architecture is responsible for the coordination and delivery of IT Security, Compliance and Architecture projects. Primary stakeholders include IT Secur...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Manage legal affairs related to labor and employment issues including litigation, arbitration, and ensuring compliance with all applicable contractual, statutory and regulatory requirements. The Assis...

Deputy Investment Banking and Regulatory Compliance Officer - Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance ("ICBRC") group for CACIB ...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group for CACIB worldwide. The Conflicts Management Group (CMG) in the Americas is respons...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...

Compliance Officer – Operations & Regulatory Reporting Oversight. The desired candidate has mid to senior level experience providing compliance advisory support for Operations and Regulatory Reporting...

Compliance Officer – Operations & Regulatory Reporting Oversight. Provide compliance guidance and create oversight program for reg reporting, work with supervision, advisory compliance, front office a...

The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with g...

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group for CACIB worldwide. The focus of the role will be on execution of control room-rela...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group for CACIB worldwide. The focus of the role will be on execution of control room-rela...