Consistently adheres to regulatory and compliance policies and standards linked to the job as listed and complete required compliance trainings. Accountable to maintain compliance with applicable fede...

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Strong understanding of SOX compliance requirements, including...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firms compliance program. This is an exciting opportunity to work closely with leadership, de...

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Prepare documentation to support SOX compliance, including ris...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional service...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm’s compliance program. The ideal candidate will have one or two years of compliance exper...

Engage in the full spectrum of core compliance responsibilities as you grow your knowledge and expertise across a continuously expanding space in the investment advisory universe. Support the Core Com...

The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance platform supporting, assisting with data integration and automation, participating...

Compliance Analyst with 2-4 years experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance t...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...

Senior Compliance Data Analyst. You won't just analyze data-you'll help shape how we handle regulatory compliance reporting for the future. If you're ready to make compliance reporting your canvas and...

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The team is generally responsible for est...

In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

The Cybersecurity Governance, Risk, and Compliance Analyst will collaborate with various stakeholders including the Senior Security Engineer, IT Infrastructure team, IT Application teams, Legal, and v...

In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. Tasks will primarily include surveillance...

The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Am...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...

The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Am...