Compliance Analyst Jobs0 Compliance Analyst Jobs within 25 miles of Santa Monica
Compliance Analyst - Core Compliance.
Interactive Brokers Group Inc.. about 15 hours ago. Sponsored
Greenwich, Connecticut, us

The Compliance Analyst - Core Compliance will be responsible for supporting the Compliance Officer - Core Compliance in all aspects of their role, including:. Interactive Brokers seeks a motivated and...

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Regulatory Compliance Analyst
Axelon Services Corporation. 3 days ago. Sponsored
Jersey City, New Jersey, us

Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the direction of the Compliance Independent Testing (CIT) Manager and/or Head o...

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Compliance Monitoring Analyst
NBCUniversal. 4 days ago. Sponsored
New York, New York, us

The Compliance Monitoring Analyst will be responsible for defining, analyzing & documenting processes and procedures and identifying any operational or compliance gaps against requirements and control...

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Compliance Analyst
Millennium Management. 6 days ago. Sponsored
New York, New York, us

As a Compliance Analyst on our team, you will have the opportunity to provide both high-level analysis and day-to-day support in connection with the Firm's compliance program. The Compliance Departmen...

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Compliance Associate/Analyst
Green Key Resources. 7 days ago. Sponsored
New York, New York, us

The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Minimum of 1-4 years of experience in compliance within the investment advisory or. In-depth...

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Senior Analyst, Project Oversight & Compliance
NJ TRANSIT. 7 days ago. Sponsored
Newark, New Jersey, us

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelor’s degree in...

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Legal & Compliance Analyst
Atlantic Group. 7 days ago. Sponsored
New York, New York, us

This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Our client, a leading asset management fir...

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Compliance Analyst
TBG | The Bachrach Group. 7 days ago. Sponsored
New York, New York, us

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. Previous experience in corporate complianc...

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Compliance Analyst
TBG | The Bachrach Group. 7 days ago. Sponsored
New York, New York, us

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. Previous experience in corporate complianc...

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Junior Compliance Analyst
Kashable. 7 days ago. Sponsored
New York, New York, us

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

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Legal & Compliance Analyst
Atlantic Group. 7 days ago. Sponsored
New York, New York, us

This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Perform compliance testing and quarterly r...

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Compliance Associate/Analyst
Green Key Resources. 7 days ago. Sponsored
New York, New York, us

The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Track and manage compliance areas including proxy voting, NDA tracker, and assist with vendo...

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Junior Compliance Analyst
Kashable. 7 days ago. Sponsored
New York, New York, us

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

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Senior Analyst, Project Oversight & Compliance
NJ TRANSIT. 7 days ago. Sponsored
Newark, New Jersey, us

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelor’s degree in...

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Compliance Business Analyst
Saxon Global. 7 days ago. Sponsored
White Plains, New York, us

Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working on a project within the Anit-Fraud team.

Compliance and Risk Analyst IV
INSPYR Solutions. 8 days ago. Sponsored
New York, New York, us

Compliance and Risk Analyst IV.

Compliance and Risk Analyst IV
INSPYR Solutions. 8 days ago. Sponsored
New York, New York, us

Compliance and Risk Analyst IV.

Compliance Analyst (REMOTE - NY ONLY - Travel Required)
Molina Healthcare. 10 days ago. Sponsored
New York, New York, us

The Compliance Analyst position is primarily responsible for supporting the day to day operations and initiatives of the Compliance Department. Molina Healthcare's Compliance team supports compliance ...

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Compliance Analyst (REMOTE - NY ONLY - Travel Required)
Molina Healthcare. 10 days ago. Sponsored
New York, New York, us

The Compliance Analyst position is primarily responsible for supporting the day to day operations and initiatives of the Compliance Department. Molina Healthcare's Compliance team supports compliance ...

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Regulatory Compliance Analyst
ManpowerGroup. 11 days ago. Sponsored
New York, New York, us

As an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team. Our client in the finance industry is seeking an AML Compliance Analyst to join their team. Job Tit...

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Compliance Analyst
Tandym Group. 11 days ago. Sponsored
New York, New York, us

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...

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Cybersecurity Risk and Compliance Analyst
Raytheon Technologies. 11 days ago. Sponsored
New York, New York, us

As a Cybersecurity Risk and Compliance Analyst at Nightwing, you will play a crucial role in assessing and managing cybersecurity risks while ensuring compliance with DFARs (Defense Federal Acquisitio...

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Compliance Analyst
Saxon Global. 13 days ago. Sponsored
White Plains, New York, us

Must have experience with Microsoft compliance products.

Sr. GRC Compliance Analyst
Ro. 13 days ago. Sponsored
New York, New York, us

The Governance Risk and Compliance Sr. Analyst role will be a core member of Ro's GRC team. The GRC team enables Ro to manage risk by vigorously assessing our operations against leading compliance fra...

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Safety Policy & Compliance Analyst
Tandym Group. 13 days ago. Sponsored
Newark, New Jersey, us

A recognized services organization in New Jersey is looking to add a new Safety Policy & Compliance Analyst to join their growing team. The Safety Policy & Compliance Analyst will:. Monitor all email ...

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Compliance Analyst
Saxon Global. 13 days ago. Sponsored
White Plains, New York, us

Must have experience with Microsoft compliance products.

Safety Policy & Compliance Analyst
Tandym Group. 13 days ago. Sponsored
Newark, New Jersey, us

The Safety Policy & Compliance Analyst will:. A recognized services organization in New Jersey is looking to add a new Safety Policy & Compliance Analyst to join their growing team. Monitor all email ...

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Part-time Compliance Analyst
Cover Whale. 13 days ago. Sponsored
New York, New York, us

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. Work within a ticketing system to complete due diligence for our agency partners as well as ...

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Audit and Compliance Analyst
City of New York. 13 days ago. Sponsored
New York, New York, us

The New York City Department of Sanitation (the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste (Bureau). PLEASE NOTE: Applicants should be serving as a ...

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Lead Analyst - Compliance
National Grid. 20 days ago. Sponsored
Hicksville, New York, us

The Lead Analyst is responsible to implement a compliance and risk management framework and ensure ongoing compliance with regulators for UNY, DNY and MA. National Grid is hiring a Lead Analyst - Comp...

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Sr. Compliance Data Analyst
Argo Group. about 1 month ago. Sponsored
New York, New York, us

Senior Compliance Data Analyst. In this role, you'll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamles...

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Technology Compliance - Senior Analyst
Interactive Brokers. about 2 months ago. Sponsored
Greenwich, Connecticut, us

The Senior Compliance Analyst's primary focus will be to:. Support compliance coverage of the firm's technology and data enterprise, and coverage for broker-dealer clients. Implement internal control ...

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Summer Analyst - Legal & Compliance
Rockefeller Capital Management. 3 months ago. Sponsored
New York, New York, us

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...

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Compliance Analyst II - New York, Austin.
Cockroach Labs. 4 months ago. Sponsored
US

Cockroach Labs is hiring a Compliance & Risk Analyst to support our Compliance Manager. Collaborate with internal teams to address pre-sales security & compliance questionnaires & attract customers by...

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Finance Compliance Analyst
Arcadis. 4 months ago. Sponsored
New York, New York, us

As a Finance Compliance Analyst, you will provide oversight for the financial and operational aspects of grant billing and compliance, particularly with federal grants like those from the Federal Tran...

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Analyst, Compliance
White & Case. 5 months ago. Sponsored
New York, New York, us

The Compliance Analyst will interact with the Department of the General Counsel in relation to compliance processes and special projects, advise staff on resolving compliance issues and using appropri...

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Sr. Product Filing and Compliance Analyst
Starr Insurance Companies. 7 months ago. Sponsored
New York, New York, us

Provide support to members of the underwriting department in the area of compliance operations and procedures.

Senior Analyst, Security Governance, Risk, and Compliance
Jazz Pharmaceuticals. 7 months ago. Sponsored
New York, New York, us

Jazz Pharmaceuticals is looking for an experienced Senior Analyst– Security Governance, Risk, and Compliance. Reporting to the Associate Director or Director, Security GRC, the Senior Analyst will ass...

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IT Compliance Analyst
InterSources. 8 months ago. Sponsored
US

The IT Compliance Analyst for our client is responsible for ensuring our compliance with Sarbanes-Oxley 404 (SOX) reporting requirements, and assisting in our other Information Technology initiatives,...

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Cyber Risk and Compliance Analyst
S&P Global. 9 months ago. Sponsored
New York, New York, us

This position within the Cyber Risk and Compliance team designed to provide support to the Market Intelligence division to drive compliance to organizational policies and standards. The candidate’s ti...

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