The Compliance Analyst - Core Compliance will be responsible for supporting the Compliance Officer - Core Compliance in all aspects of their role, including:. Interactive Brokers seeks a motivated and...
read moreIndependently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the direction of the Compliance Independent Testing (CIT) Manager and/or Head o...
read moreThe Compliance Monitoring Analyst will be responsible for defining, analyzing & documenting processes and procedures and identifying any operational or compliance gaps against requirements and control...
read moreAs a Compliance Analyst on our team, you will have the opportunity to provide both high-level analysis and day-to-day support in connection with the Firm's compliance program. The Compliance Departmen...
read moreThe Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Minimum of 1-4 years of experience in compliance within the investment advisory or. In-depth...
read moreAssists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelor’s degree in...
read moreThis role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Our client, a leading asset management fir...
read moreCompliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. Previous experience in corporate complianc...
read moreCompliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. Previous experience in corporate complianc...
read moreCompliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...
read moreThis role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Perform compliance testing and quarterly r...
read moreThe Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Track and manage compliance areas including proxy voting, NDA tracker, and assist with vendo...
read moreCompliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...
read moreAssists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelor’s degree in...
read moreAnti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working on a project within the Anit-Fraud team.
Compliance and Risk Analyst IV.
Compliance and Risk Analyst IV.
The Compliance Analyst position is primarily responsible for supporting the day to day operations and initiatives of the Compliance Department. Molina Healthcare's Compliance team supports compliance ...
read moreThe Compliance Analyst position is primarily responsible for supporting the day to day operations and initiatives of the Compliance Department. Molina Healthcare's Compliance team supports compliance ...
read moreAs an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team. Our client in the finance industry is seeking an AML Compliance Analyst to join their team. Job Tit...
read moreA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...
read moreAs a Cybersecurity Risk and Compliance Analyst at Nightwing, you will play a crucial role in assessing and managing cybersecurity risks while ensuring compliance with DFARs (Defense Federal Acquisitio...
read moreMust have experience with Microsoft compliance products.
The Governance Risk and Compliance Sr. Analyst role will be a core member of Ro's GRC team. The GRC team enables Ro to manage risk by vigorously assessing our operations against leading compliance fra...
read moreA recognized services organization in New Jersey is looking to add a new Safety Policy & Compliance Analyst to join their growing team. The Safety Policy & Compliance Analyst will:. Monitor all email ...
read moreMust have experience with Microsoft compliance products.
The Safety Policy & Compliance Analyst will:. A recognized services organization in New Jersey is looking to add a new Safety Policy & Compliance Analyst to join their growing team. Monitor all email ...
read moreAs a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. Work within a ticketing system to complete due diligence for our agency partners as well as ...
read moreThe New York City Department of Sanitation (the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste (Bureau). PLEASE NOTE: Applicants should be serving as a ...
read moreThe Lead Analyst is responsible to implement a compliance and risk management framework and ensure ongoing compliance with regulators for UNY, DNY and MA. National Grid is hiring a Lead Analyst - Comp...
read moreSenior Compliance Data Analyst. In this role, you'll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamles...
read moreThe Senior Compliance Analyst's primary focus will be to:. Support compliance coverage of the firm's technology and data enterprise, and coverage for broker-dealer clients. Implement internal control ...
read moreThe Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...
read moreCockroach Labs is hiring a Compliance & Risk Analyst to support our Compliance Manager. Collaborate with internal teams to address pre-sales security & compliance questionnaires & attract customers by...
read moreAs a Finance Compliance Analyst, you will provide oversight for the financial and operational aspects of grant billing and compliance, particularly with federal grants like those from the Federal Tran...
read moreThe Compliance Analyst will interact with the Department of the General Counsel in relation to compliance processes and special projects, advise staff on resolving compliance issues and using appropri...
read moreProvide support to members of the underwriting department in the area of compliance operations and procedures.
Jazz Pharmaceuticals is looking for an experienced Senior Analyst– Security Governance, Risk, and Compliance. Reporting to the Associate Director or Director, Security GRC, the Senior Analyst will ass...
read moreThe IT Compliance Analyst for our client is responsible for ensuring our compliance with Sarbanes-Oxley 404 (SOX) reporting requirements, and assisting in our other Information Technology initiatives,...
read moreThis position within the Cyber Risk and Compliance team designed to provide support to the Market Intelligence division to drive compliance to organizational policies and standards. The candidate’s ti...
read more