Provide day-to-day Compliance advisory services to the firm’s Global Equity Research business, which includes Equity Research products and services, with specific focus on research independence, confl...
read moreProvide day-to-day Compliance advisory services to the firm’s Global Equity Research business, which includes Equity Research products and services, with specific focus on research independence, confl...
read moreJunior Project Manager/IT Project Coordinator (bilingual Spanish or Portuguese).Jersey City, NJ (4 days on-site per week).
The Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...
read moreThe Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...
read moreJunior Project Manager/IT Project Coordinator (bilingual Spanish or Portuguese).Jersey City, NJ (4 days on-site per week).
Quality Assurance & Regulatory Compliance. Ensure full compliance with food safety regulations (FDA, HACCP, SQF) and internal quality protocols. Health, Safety & Environmental Compliance.
Enchanting Engagements is a pioneer in creating fairytale events, with its headquarters located in New York City and offices in New York, and Houston.Our goal is to expand internationally by the year ...
read moreEnchanting Engagements is a pioneer in creating fairytale events, with its headquarters located in New York City and offices in New York, and Houston.Our goal is to expand internationally by the year ...
read moreCompliance Analyst will play a critical role in supporting the firm’s compliance program, focusing on electronic surveillance, monitoring and testing, new hire onboarding, and regulatory obligations. ...
read moreStay current on employment laws and ensure organizational compliance. Conduct regular walkthroughs to monitor workspace organization, professionalism, and policy compliance.
International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.
Series 7, 63, 65), continuing education, and associated compliance processes.
International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.
Strong research skills, including legal research. As a Compliance Analyst, Global Regulations and Report Development, you will have the opportunity to learn about and support compliance and regulation...
read moreThe role will be responsible for creating a culture of compliance for the payments team at the organization, while partnering with other compliance executives to identify key risks and regulatory chan...
read moreThe Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...
read moreThe Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...
read moreThe Compliance Administrator will be responsible for overseeing all aspects of HPD compliance, ensuring that all regulatory requirements, reporting obligations, and documentation are completed accurat...
read moreThe Executive Director helps coordinate recruitment and appointment of researchers and visiting collaborators, and assists with the coordination of proposal writing for faculty research. The ED must b...
read moreThe Executive Director helps coordinate recruitment and appointment of researchers and visiting collaborators, and assists with the coordination of proposal writing for faculty research. The ED must b...
read morePromotes innovative and research-based approaches to face-to-face, online, and hybrid instructional modalities. Supports faculty engagement in the Scholarship of Teaching and Learning (SoTL) and contr...
read moreInformation Security and Compliance Analyst. Draft security reports related to compliance status and results, risk assessments, policy reviews, vendor security assessments, security awareness/educatio...
read moreBecome expert in proprietary and 3P platforms and tools essential to growth and compliance initiatives. Conduct thorough QA and compliance processes for creative, audience targeting, and tracking—ensu...
read moreExecutive Director- Multi Asset Market Risk Manager.New York, United States of America.USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...
read moreInnova Solutions has a client that is immediately hiring for a.Position type: Full-time, contact.Location: New Brunswick, NJ (50% onsite).
Innova Solutions has a client that is immediately hiring for a.Position type: Full-time, contact.Location: New Brunswick, NJ (50% onsite).
Executive Director- Multi Asset Market Risk Manager.New York, United States of America.USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...
read moreWe are seeking a highly organized and proactive Senior Operations Manager with luxury home retail experience to oversee the day-to-day operations of our luxury retail store.This role requires a dynami...
read moreCompliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...
read moreCompliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...
read moreThe ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Office...
read morePerform market research, including pulling comparables.
Maintain policies and procedures and ensure continued compliance. Knowledge of Anti-Money Laundering (AML) and compliance requirements in the Banking Industry. This role is responsible for leading a t...
read moreLeading compliance initiatives and collaborating on strategic projects, including implementation of compliance programs. Providing ongoing compliance advice to Tower’s trading teams and reviewing new ...
read moreLeading compliance initiatives and collaborating on strategic projects, including implementation of compliance programs. Providing ongoing compliance advice to Tower’s trading teams and reviewing new ...
read moreCompliance Officer, Research Vendor Vetting. Assist the Research Compliance team in addressing issues related to material non-public information and other research and data related matters. Balyasny A...
read moreCompliance Officer, Research Vendor Vetting. Assist the Research Compliance team in addressing issues related to material non-public information and other research and data related matters. The primar...
read moreCompliance Officer – Wall Cross & Research. Lead the Firm’s research compliance programs including the initial due diligence and ongoing surveillance of the Firm’s third-party research providers. Spec...
read moreCompliance Officer – Wall Cross & Research. Lead the Firm’s research compliance programs including the initial due diligence and ongoing surveillance of the Firm’s third-party research providers. Spec...
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