Research Compliance Officer Jobs0 Research Compliance Officer Jobs within 25 miles of San Francisco
Research Compliance Officer
Cantor Fitzgerald. about 24 hours ago. Sponsored
New York, New York, us

Provide day-to-day Compliance advisory services to the firm’s Global Equity Research business, which includes Equity Research products and services, with specific focus on research independence, confl...

read more

Research Compliance Officer
Cantor Fitzgerald. about 24 hours ago. Sponsored
New York, New York, us

Provide day-to-day Compliance advisory services to the firm’s Global Equity Research business, which includes Equity Research products and services, with specific focus on research independence, confl...

read more

Jersey City, New Jersey, us

Junior Project Manager/IT Project Coordinator (bilingual Spanish or Portuguese).Jersey City, NJ (4 days on-site per week).

Senior Manager, CIB & Research Compliance Officer
Scotiabank. about 24 hours ago. Sponsored
New York, New York, us

The Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...

read more

Senior Manager, CIB & Research Compliance Officer
Scotiabank. about 24 hours ago. Sponsored
New York, New York, us

The Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...

read more

Jersey City, New Jersey, us

Junior Project Manager/IT Project Coordinator (bilingual Spanish or Portuguese).Jersey City, NJ (4 days on-site per week).

Operations Manager
MetaBrand, LLC. 2 days ago. Sponsored
Edison, New Jersey, us

Quality Assurance & Regulatory Compliance. Ensure full compliance with food safety regulations (FDA, HACCP, SQF) and internal quality protocols. Health, Safety & Environmental Compliance.

Operations Manager
Enchanting Engagements. 2 days ago. Sponsored
New York, New York, us

Enchanting Engagements is a pioneer in creating fairytale events, with its headquarters located in New York City and offices in New York, and Houston.Our goal is to expand internationally by the year ...

read more

Operations Manager
Enchanting Engagements. 2 days ago. Sponsored
New York, New York, us

Enchanting Engagements is a pioneer in creating fairytale events, with its headquarters located in New York City and offices in New York, and Houston.Our goal is to expand internationally by the year ...

read more

Junior Compliance Analyst
Northbound Executive Search. 7 days ago. Sponsored
New York, New York, us

Compliance Analyst will play a critical role in supporting the firm’s compliance program, focusing on electronic surveillance, monitoring and testing, new hire onboarding, and regulatory obligations. ...

read more

Human Resources & Operations Manager
TSS - Temporary Staffing + Search. 11 days ago. Sponsored
New York, New York, us

Stay current on employment laws and ensure organizational compliance. Conduct regular walkthroughs to monitor workspace organization, professionalism, and policy compliance.

Trade Compliance Analyst
Prestige Staffing. 11 days ago. Sponsored
Nutley, New Jersey, us

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

Licensing Compliance Analyst
TSR Consulting Services, Inc.. 11 days ago. Sponsored
Florham Park, New Jersey, us

Series 7, 63, 65), continuing education, and associated compliance processes.

Trade Compliance Analyst
Prestige Staffing. 11 days ago. Sponsored
Nutley, New Jersey, us

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

Compliance Analyst
MedPro Systems. 14 days ago. Sponsored
Mount Arlington, New Jersey, us

Strong research skills, including legal research. As a Compliance Analyst, Global Regulations and Report Development, you will have the opportunity to learn about and support compliance and regulation...

read more

Chief Compliance Officer - US Payments
Larson Maddox. 19 days ago. Sponsored
New York, New York, us

The role will be responsible for creating a culture of compliance for the payments team at the organization, while partnering with other compliance executives to identify key risks and regulatory chan...

read more

Senior Manager, CIB & Research Compliance Officer
Scotiabank. 19 days ago. Sponsored
New York, New York, us

The Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...

read more

Senior Manager, CIB & Research Compliance Officer
Scotiabank. 19 days ago. Sponsored
New York, New York, us

The Compliance Officer will operate as a member of the CIB & Research Compliance Advisory team which provides compliance advisory coverage for the Corporate & Investment Banking (CIB), Equity Capital ...

read more

Building Compliance Specialist
The Quest Organization. 21 days ago. Sponsored
Brooklyn, New York, us

The Compliance Administrator will be responsible for overseeing all aspects of HPD compliance, ensuring that all regulatory requirements, reporting obligations, and documentation are completed accurat...

read more

Executive Director, Princeton Quantum Initiative
InsideHigherEd. 22 days ago. Sponsored
Princeton, New Jersey, us

The Executive Director helps coordinate recruitment and appointment of researchers and visiting collaborators, and assists with the coordination of proposal writing for faculty research. The ED must b...

read more

Executive Director, Princeton Quantum Initiative
InsideHigherEd. 22 days ago. Sponsored
Princeton, New Jersey, us

The Executive Director helps coordinate recruitment and appointment of researchers and visiting collaborators, and assists with the coordination of proposal writing for faculty research. The ED must b...

read more

Hempstead, New York, us

Promotes innovative and research-based approaches to face-to-face, online, and hybrid instructional modalities. Supports faculty engagement in the Scholarship of Teaching and Learning (SoTL) and contr...

read more

Information Security and Compliance Analyst
Fast Retailing. 24 days ago. Sponsored
New York, New York, us

Information Security and Compliance Analyst. Draft security reports related to compliance status and results, risk assessments, policy reviews, vendor security assessments, security awareness/educatio...

read more

Senior Ad Operations Manager
Moxxi Digital. 28 days ago. Sponsored
New York, New York, us

Become expert in proprietary and 3P platforms and tools essential to growth and compliance initiatives. Conduct thorough QA and compliance processes for creative, audience targeting, and tracking—ensu...

read more

EXECUTIVE DIRECTOR- MULTI ASSET MARKET RISK MANAGER
Santander Holdings USA Inc. 28 days ago. Sponsored
New York, New York, us

Executive Director- Multi Asset Market Risk Manager.New York, United States of America.USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...

read more

Project Manager-Business Capability
Innova. 28 days ago. Sponsored
New Brunswick, New Jersey, us

Innova Solutions has a client that is immediately hiring for a.Position type: Full-time, contact.Location: New Brunswick, NJ (50% onsite).

Project Manager-Business Capability
Innova. 28 days ago. Sponsored
New Brunswick, New Jersey, us

Innova Solutions has a client that is immediately hiring for a.Position type: Full-time, contact.Location: New Brunswick, NJ (50% onsite).

EXECUTIVE DIRECTOR- MULTI ASSET MARKET RISK MANAGER
Santander Holdings USA Inc. 28 days ago. Sponsored
New York, New York, us

Executive Director- Multi Asset Market Risk Manager.New York, United States of America.USA Job Family Description: The ED multi-asset market risk manager is a key member of the US market risk leadersh...

read more

Senior Operations Manager
Roman and Williams Buildings and Interiors. 28 days ago. Sponsored
New York, New York, us

We are seeking a highly organized and proactive Senior Operations Manager with luxury home retail experience to oversee the day-to-day operations of our luxury retail store.This role requires a dynami...

read more

COMPLIANCE OFFICER - MARKETS BUSINESS LINE ADVISORY COMPLIANCE
Santander Holdings USA Inc. about 1 month ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

read more

COMPLIANCE OFFICER - MARKETS BUSINESS LINE ADVISORY COMPLIANCE
Santander Holdings USA Inc. about 1 month ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

read more

New York, New York, us

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Office...

read more

Operations Manager
Capital Department. about 1 month ago. Sponsored
Brooklyn, New York, us

Perform market research, including pulling comparables.

Senior Manager Treasury - Banking Relations Operations (Hybrid)
First Citizens Bank. 3 months ago. Sponsored
Morristown, New Jersey, us

Maintain policies and procedures and ensure continued compliance. Knowledge of Anti-Money Laundering (AML) and compliance requirements in the Banking Industry. This role is responsible for leading a t...

read more

Compliance Officer
Tower Research Capital. 8 months ago. Sponsored
New York, New York, us

Leading compliance initiatives and collaborating on strategic projects, including implementation of compliance programs. Providing ongoing compliance advice to Tower’s trading teams and reviewing new ...

read more

Compliance Officer
Tower Research Capital. 8 months ago. Sponsored
New York, New York, us

Leading compliance initiatives and collaborating on strategic projects, including implementation of compliance programs. Providing ongoing compliance advice to Tower’s trading teams and reviewing new ...

read more

Compliance Officer, Research Vendor Vetting
Balyasny Asset Management L.P.. about 1 year ago. Sponsored
New York, New York, us

Compliance Officer, Research Vendor Vetting. Assist the Research Compliance team in addressing issues related to material non-public information and other research and data related matters. Balyasny A...

read more

Compliance Officer, Research Vendor Vetting
Balyasny Asset Management L.P.. about 1 year ago. Sponsored
New York, New York, us

Compliance Officer, Research Vendor Vetting. Assist the Research Compliance team in addressing issues related to material non-public information and other research and data related matters. The primar...

read more

Compliance Officer – Wall Cross & Research.
Millennium Management. about 1 year ago. Sponsored
New York, New York, us

Compliance Officer – Wall Cross & Research. Lead the Firm’s research compliance programs including the initial due diligence and ongoing surveillance of the Firm’s third-party research providers. Spec...

read more

Compliance Officer – Wall Cross & Research.
Millennium Management. about 1 year ago. Sponsored
New York, New York, us

Compliance Officer – Wall Cross & Research. Lead the Firm’s research compliance programs including the initial due diligence and ongoing surveillance of the Firm’s third-party research providers. Spec...

read more

Interesting Stats on Research Compliance Officer Jobs in San Francisco, California
Research Compliance Officer Jobs posted by Home Health employers0

↓ 0.00%

vs Last Week 0
Over the last 7 days
Number of Active Employers in Home Health Hiring Now0

↓ 0.00%

vs Last Week 0
Over the last 7 days

Locations near by