FinTrust Connect has partnered with a mission-driven, compliance-focused regional banking institution to identify a Compliance/CRA Specialist. This role offers the opportunity to support and enhance t...

FinTrust Connect has partnered with a mission-driven, compliance-focused regional banking institution to identify a Compliance/CRA Specialist. This role offers the opportunity to support and enhance t...

An AI-focused technology company is seeking a Business Operations Analyst to support critical initiatives across sales, marketing, and product functions.

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer. Assist with developing and executing the annual Compliance Testing pla...

Join a top global Canadian banking organization as they look to augment their compliance testing program for their broker-dealer. Assist with developing and executing the annual Compliance Testing pla...

Join one of the top Tier One Centralized Hedge Funds in the world as a compliance analyst. Design and review automated compliance monitoring reports. Ensure adherence to compliance policies.

Join one of the top Tier One Centralized Hedge Funds in the world as a compliance analyst. Design and review automated compliance monitoring reports. Ensure adherence to compliance policies.

ComplianceAlpha, StarCompliance, Code of Ethics tools). A Hedge fund is seeking a Compliance Officer to join its New York-based compliance team. StarCompliance, ComplianceAlpha).

ComplianceAlpha, StarCompliance, Code of Ethics tools). This role provides significant exposure to senior management and the Chief Compliance Officer (CCO), offering an excellent opportunity to advanc...

ComplianceAlpha, StarCompliance, Code of Ethics tools). StarCompliance, ComplianceAlpha). This role provides significant exposure to senior management and the Chief Compliance Officer (CCO), offering ...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Work closely with supervisors, business management, Compliance, Legal, HR and Conduct Office to...

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. Rare chance to l...

Series 7, 63, 65), continuing education, and associated compliance processes.

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

Series 7, 63, 65), continuing education, and associated compliance processes.

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

The Compliance Administrator will be responsible for overseeing all aspects of HPD compliance, ensuring that all regulatory requirements, reporting obligations, and documentation are completed accurat...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Work closely with Americas Compliance Training team to identify registered employees who are re...

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Office...

The Import Customs Compliance Specialist will be responsible for various tasks to help facilitate the timely, compliant importation of products into the U.

As a Compliance Analyst, Global Regulations and Report Development, you will have the opportunity to learn about and support compliance and regulations related to transfers of value reporting, gift ba...

As a Compliance Analyst, Global Regulations and Report Development, you will have the opportunity to learn about and support compliance and regulations related to transfers of value reporting, gift ba...

The Pharmacovigilance (PV) Analytics and Reporting Specialist, PV Analytics Center of Excellence is responsible for successful execution, and close-out of activities aligned with the overall vision, s...

The role will be responsible for creating a culture of compliance for the payments team at the organization, while partnering with other compliance executives to identify key risks and regulatory chan...

JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or th...

JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or th...

The Import Customs Compliance Specialist will be responsible for various tasks to help facilitate the timely, compliant importation of products into the U.

The Import Customs Compliance Specialist will be responsible for various tasks to help facilitate the timely, compliant importation of products into the U.

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Work closely with supervisors, business management, Compliance, Legal, HR and Conduct Office to...

Maintain detailed records of all compliance documentation, conduct internal audits, and ensure all necessary compliance documentation is organized and up to date. The Compliance Administrator will be ...

The Tableau Business Intelligence Analyst is a member of the Data & Reporting team within the department of Data Strategy & Innovation. Reporting to the Associate Director, Business Intelligence, the ...

The Tableau Business Intelligence Analyst is a member of the Data & Reporting team within the department of Data Strategy & Innovation. Reporting to the Associate Director, Business Intelligence, the ...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Responsible for notifying registered representatives of their regulatory element continuing edu...

Lead compliance training for employees, manage employee compliance, and conduct an annual compliance review. Proven ability to develop and implement comprehensive compliance programs and build a cultu...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. The candidate for this role will implement a comprehensive and s...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. The candidate for this role will implement a comprehensive and s...

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Office...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...