The Compliance Specialist will also be tasked with.

Work closely with other support functions and business areas to foster a culture of compliance across the firm. Contribute to annual compliance training requirements and regulatory change impact asses...

I work as a Technical Recruiter for.We are searching for Professionals below business requirements for one of our clients.Please read through the requirements and connect with us in case it suits your...

FinTrust Connect has partnered with a mission-driven, compliance-focused regional banking institution to identify a Compliance/CRA Specialist. Maintain CRA Public File and support annual Fair Lending ...

Knowledge of regulatory requirements and compliance in the insurance sector.

HCP-only programmatic messaging.AI-enabled proprietary technology.Creaegis, Eight Roads Ventures and F-Prime Capital.We are seeking exceptional, ambitious, and multifaceted teammates ready to join us ...

Job Title: Business Analyst III (Business system analyst).The main function of a business analyst is to maintain vendor relationships, acting as a business analyst for non-IT projects or filling organ...

Clifton Park, NY, United States.Do you have the following skills, experience and drive to succeed in this role Find out below.Day (United States of America).The Assistant Nurse Manager performs coordi...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely; Work collaboratively with the Global and US Compliance teams wher...

The Bank Regulatory Compliance Officer ("Compliance Officer") will provide advisory and monitoring support to assigned business areas in implementing Compliance policies and procedures regarding State...

Will be responsible for maintaining compliance with policies and procedures related to equities trading according to FINRA and SEC regulations.

A private investment firm is seeking a legal/compliance officer to join their team in the NYC office. Assist with the management, maintenance and ongoing development of the firm’s compliance program (...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. Hold Bro...

Compliance Culture and Conduct:.

Program Integrity and Compliance Officer. Position: Program Integrity and Compliance Officer. Regularly review operations to identify potential compliance risks and ensure adherence to relevant laws a...

Purchase, NY (On-site 5x/week during training; 4x/week hybrid post-training).We’re seeking a detail-oriented Business Analyst to support a top-tier financial services firm.You’ll work closely with fin...

This position will directly lead a team of Legal and Compliance professionals, but will also heavily rely on partnership with other Legal and Compliance teams. The Chief Counsel and Chief Compliance O...

Collaborate with the Global Anti-Financial Crimes Compliance Officer in connection with ongoing evolution of AFC compliance framework in light of regulatory change. This role is pivotal in facilitatin...

The Chief Legal, Risk & Compliance Officer (CLRCO) serves as the top legal advisor and enterprise risk leader for the organization. Oversee all regulatory compliance functions to ensure full adherence...

Partner with Relationship Managers / Product Groups to enable more enriched discussions on risk / AML / Sanctions compliance issues, while managing the progress of KYCs from an end to end basis for an...

The primary focus will be to assist the Compliance Department with reviewing and approving marketing materials as well as being responsible for assisting the compliance department in the firm regulato...

Were partnering with a leading investment management firm thats seeking a Chief Compliance Officer — or a senior compliance officer ready to step into the CCO role — to oversee their U. Chief Complian...

A Hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer (CCO), offering a...

Series 7, 63, 65), continuing education, and associated compliance processes.

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. Rare chance to l...

Major Tasks Involve - Processing Vendor Data Feeds & Internal Upstream Client Data, Mapping Data, Analyzing and Researching Data, Working on Swift Messages, User Interface, Data Publishing to downstre...

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. Rare chance to l...

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. Rare chance to l...

General Counsel & Chief Compliance Officer (New York, NY):. JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, ...

PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U. The ideal candidate will be based in PIMCOs New York Offi...

Get notified about new Chief Compliance Officer roles in. This individual will oversee enterprise-wide risk compliance programs to ensure that all applicable laws and regulations are identified, under...

The role will be responsible for creating a culture of compliance for the payments team at the organization, while partnering with other compliance executives to identify key risks and regulatory chan...

The role will be responsible for creating a culture of compliance for the payments team at the organization, while partnering with other compliance executives to identify key risks and regulatory chan...

JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or th...

JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or th...

LHH Recruitment Solutions is working with a client in Westchester County NY to fill a Compliance Officer position.

Maintain detailed records of all compliance documentation, conduct internal audits, and ensure all necessary compliance documentation is organized and up to date. The Compliance Administrator will be ...

Registrations Compliance Officer. Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Registrations Compliance is responsible for maintaining accur...

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Office...

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Office...