One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...

Role Overview: The Compliance Risk Analyst conducts internal compliance risk audits and assessments, ensuring regulatory adherence and policy compliance. Conduct compliance risk assessments and testin...

Role Overview: The Compliance Risk Analyst conducts internal compliance risk audits and assessments, ensuring regulatory adherence and policy compliance. Conduct regulatory compliance risk audits as p...

The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Blackstone's Legal & Compliance group provides Legal Analysts with the opportunity to work alongside experienced in-house counsel at one of the world's leading financial institutions. Legal Analysts p...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...

Partners with and ensures IWS stake holders understand required business practices needed to remain in compliance with NYC Commercial Waste Zone rules and regulations, including ensuring cross-functio...

Prepares annual valuation and compliance reports for Clients. Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ...

The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. For Wealth Management Compliance roles, experie...

PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR Current City Employees working in titles similar to Procurement Analyst may also apply. The New ...

IG Compliance & Security Analyst. Cooley is seeking an IG Compliance & Security Analyst to join the. To that end, the IG Compliance & Security Analyst is expected to recognize that the Cooley IS Depar...

As a Business Systems Analyst on the US Compliance Technology team, youll be at the heart of the next-generation tools were building to transform CIBCs risk management capabilities and enable our bank...

The Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. Experience i...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. Mentor IT Compliance team members. Analyst will serve as a subject m...

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

The Cyber Compliance Analyst will be responsible for developing, managing, and monitoring compliance with cybersecurity policies, standards, and procedures. We are seeking a motivated and detail-orien...

The Cyber Compliance Analyst will be responsible for developing, managing, and monitoring compliance with cybersecurity policies, standards, and procedures. We are seeking a motivated and detail-orien...

The NYC Department of Design and Construction, Office of Diversity, and Industry Relations (ODIR) seeks a Minority and Women-Owned Business Enterprise (M/WBE) Outreach and Compliance Analyst. The M/WB...

In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. A recognized hedge f...

Partners with and ensures IWS stake holders understand required business practices needed to remain in compliance with NYC Commercial Waste Zone rules and regulations, including ensuring cross-functio...

Our growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

Reporting to the Environmental Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field audits of ...

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. You will collaborate across teams to develop and implement strategies that align with busine...

Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Assist in the day to day brokerage operations,...

Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Assist in the day to day brokerage operations,...