Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!. Develop, maintain and implement compliance program for broker-dealer which serves as th...
read moreThe Senior Director of Compliance, under the guidance and supervision of the Senior Vice President, General Counsel, is responsible for ensuring compliance in affordable housing programs within Relate...
read moreEvaluate and report on compliance program trends and KPIs; contribute to a “culture of compliance” by bringing compliance recognition to other units within the business. About the RoleWe are looking f...
read moreInternet Brands and WebMD is currently seeking a Director of Data Security and Compliance to manage and implement our regulatory, data governance and privacy compliance programs. Respond and manage pr...
read moreResponsibilities:Assist banking and non-banking financial services clients (payment processors, FinTech's, lenders, money service business entities, special purpose depository institutions among other...
read moreDirector of Privacy Compliance. Hamlyn Williams is working with a leading commercial bank on an Director of Privacy Compliance position. As the Director of Privacy Compliance you’d be responsible for:...
read moreDirector of Privacy Compliance. Hamlyn Williams is working with a leading commercial bank on an Director of Privacy Compliance position. As the Director of Privacy Compliance you’d be responsible for:...
read moreEvaluate and report on compliance program trends and KPIs; contribute to a “culture of compliance” by bringing compliance recognition to other units within the business. About the RoleWe are looking f...
read moreResponsibilities:Assist banking and non-banking financial services clients (payment processors, FinTech's, lenders, money service business entities, special purpose depository institutions among other...
read moreRespond and manage projects providing evidence for audits and RFP requests pertaining to the compliance program, compliance policies, or other compliance program information. Internet Brands and WebMD...
read moreSony Corporation of America (SCA)is seeking a results-oriented Tax Director of International Reporting and Compliance. The position will report to the Senior Director - International Tax Reporting and...
read moreProactively engages with Compliance, Legal and control function colleagues to enhance the overall Compliance program. A global bank located in Midtown Manhattan looking to bring on board a “Director –...
read moreYou will oversee design, development, delivery, and maintenance of global labor and employment compliance and global human rights compliance initiatives including risk assessment, governance, awarenes...
read moreThe Bureau of Human Resources is seeking an Administrative Manager, NM/L-III (Director, Office of Compliance Services) to perform the following duties. Overseeing the compliance of the Department of I...
read moreInternet Brands and WebMD is currently seeking a Director of Data Security and Compliance to manage and implement our regulatory, data governance and privacy compliance programs. Respond and manage pr...
read moreTop-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!. Support Chief Compliance Officers in liaising with regulatory authorities, responding t...
read moreInternet Brands and WebMD is currently seeking a Director of Data Security and Compliance to manage and implement our regulatory, data governance and privacy compliance programs. Respond and manage pr...
read moreThe Director of Supervision supports the Managing Partner in shaping the culture of compliance in the office. Youll be a member of the leadership team and will be a trusted compliance advisor to repre...
read moreProvide, from a compliance perspective, oversight of organizational-wide privacy including, without limitation: (i) (a) HIPAA Privacy and Breach Notification Rules compliance; and (b)applicable State ...
read moreWe are looking for a Director of Compliance with 4-6 years’ experience in consumer lending compliance to lead a team of compliance professionals. As a Director of Compliance at Kashable, you will be r...
read moreInternet Brands and WebMD is currently seeking a Director of Data Security and Compliance to manage and implement our regulatory, data governance and privacy compliance programs. Respond and manage pr...
read moreThe Director of Supervision supports the Managing Partner in shaping the culture of compliance in the office. You’ll be a member of the leadership team and will be a trusted compliance advisor to repr...
read moreThe Compliance Director will collaborate with key internal and external stakeholders to ensure effective compliance with regulatory standards across a variety of international markets. A leading inves...
read moreResponsibilities:Deliver multiple current audits to specification, and ensure the delivery of audit reports are complete, insightful, timely, error free and conciseContribute to the delivery of report...
read moreThe Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi’s Internal Audit (IA) function, in coordination with the Audit team. Responsibi...
read moreProvide, from a compliance perspective, oversight of organizational-wide privacy including, without limitation: (i) (a) HIPAA Privacy and Breach Notification Rules compliance; and (b)applicable State ...
read moreDirector of Privacy Compliance would have the following qualification’s:. Compliance, Risk, or Audit in financial services with responsibility for investment and/or trust services and privacy complian...
read moreTop-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!. Develop, maintain and implement compliance program for broker-dealer which serves as th...
read morePrepare agenda materials for, and report out at, the various AHS Hospital’ compliance committees, as well as other compliance-related committees as directed by the VP of Corporate Compliance and Inter...
read moreA leading investment firm specialized in secondary markets is seeking a Compliance Director to join their legal and compliance team. The Compliance Director will collaborate with key internal and exte...
read moreWe are looking for a Director of Compliance with 4-6 years’ experience in consumer lending compliance to lead a team of compliance professionals. As a Director of Compliance at Kashable, you will be r...
read moreTop-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!. Experience with AdMaster, MyComplianceOffice and Global Relay (or equivalent systems) a...
read moreThe Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General Counsels, and several paralegals, legal assistants and compliance professionals. Th...
read moreThe Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General Counsels, and several paralegals, legal assistants and compliance professionals. Th...
read moreProvide, from a compliance perspective, oversight of organizational-wide privacy including, without limitation: (i) (a) HIPAA Privacy and Breach Notification Rules compliance; and (b)applicable State ...
read moreThe Director of Supervision supports the Managing Partner in shaping the culture of compliance in the office. Train Financial Representatives and staff on compliance, regulatory, or related topics. Yo...
read moreRespond and manage projects providing evidence for audits and RFP requests pertaining to the compliance program, compliance policies, or other compliance program information. Internet Brands and WebMD...
read moreSeeking an experienced compliance officer to join our team as the new Director, Electronic Trading Compliance Officer. Director, Electronic Trading Compliance Officer, U. In this role, the compliance ...
read moreExperience with automated compliance monitoring systems such as RIA Compliance Tracking Solutions or Compliance Alpha. Overseeing the day-to-day management of the compliance program including, but not...
read moreProvide, from a compliance perspective, oversight of organizational-wide privacy including, without limitation: (i) (a) HIPAA Privacy and Breach Notification Rules compliance; and (b) applicable State...
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