Compliance Officer Jobs0 Compliance Officer Jobs within 25 miles of Richardson
VP, Regulatory Examination Management Compliance Officer
Santander Holdings USA Inc Careers. 1 day ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

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Compliance Officer (Fixed Income)
Social Capital Resources. 1 day ago. Sponsored
New York, New York, us

Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their Fixed Income space!. Conduct compliance training for new and existing regulations and firm policies.

VP- Alternative Investments Compliance Officer
Green Key Resources. 1 day ago. Sponsored
New York, New York, us

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

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Compliance Officer - Private Credit
Integral Search. 1 day ago. Sponsored
Greenwich, Connecticut, us

I am currently retained by a leading US Private Markets fund looking to grow their Compliance team with an Associate hire. If you have legal or compliance experience with knowledge of Credit products ...

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Compliance Officer (Fixed Income)
Social Capital Resources. 1 day ago. Sponsored
New York, New York, us

Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their Fixed Income space!. Conduct compliance training for new and existing regulations and firm policies.

VP, Regulatory Examination Management Compliance Officer
Santander Holdings USA Inc Careers. 1 day ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

read more

Compliance Officer (Fixed Income)
Social Capital Resources. 1 day ago. Sponsored
New York, New York, us

Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their Fixed Income space!. Conduct compliance training for new and existing regulations and firm policies.

VP- Bank Regulatory Compliance Officer
Santander Holdings USA Inc Careers. 1 day ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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VP- Bank Regulatory Compliance Officer
Santander Holdings USA Inc Careers. 1 day ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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Compliance Officer
JW Michaels & Co.. 3 days ago. Sponsored
New York, New York, us

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team who sup...

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Compliance Officer- Insurance/Asset Management
Alpha Global Search LLC. 3 days ago. Sponsored
New York, New York, us

International Insurance/Asset Management Firm is seeking an experienced Compliance Officer to ensure adherence to ethical standards, laws, and regulations across the firm's operations in the Americas....

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Compliance Officer
JW Michaels & Co.. 3 days ago. Sponsored
New York, New York, us

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team who sup...

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VP, REGULATORY EXAMINATION MANAGEMENT COMPLIANCE OFFICER
Santander Holdings USA Inc. 3 days ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

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Private Fund Compliance Officer
JCW Group. 3 days ago. Sponsored
US

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of ...

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Research Compliance Officer
Cantor Fitzgerald. 3 days ago. Sponsored
New York, New York, us

In this role you will provide compliance guidance and support to the US Research team, working closely with Investment Banking, Capital Markets, Markets and Control Room Compliance teams. Create and m...

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Private Fund Compliance Officer
JCW Group. 3 days ago. Sponsored
US

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of ...

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VP, REGULATORY EXAMINATION MANAGEMENT COMPLIANCE OFFICER
Santander Holdings USA Inc. 3 days ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

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Compliance Officer- Insurance/Asset Management
Alpha Global Search LLC. 3 days ago. Sponsored
New York, New York, us

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm ...

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VP- Bank Regulatory Compliance Officer
Santander Holdings USA Inc Careers. 4 days ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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VP- Bank Regulatory Compliance Officer
Santander Holdings USA Inc Careers. 4 days ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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VP- BANK REGULATORY COMPLIANCE OFFICER
Santander Holdings USA Inc. 4 days ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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VP, Regulatory Examination Management Compliance Officer
Santander Holdings USA Inc Careers. 4 days ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

read more

VP, Regulatory Examination Management Compliance Officer
Santander Holdings USA Inc Careers. 4 days ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

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VP- BANK REGULATORY COMPLIANCE OFFICER
Santander Holdings USA Inc. 4 days ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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VP- Bank Regulatory Compliance Officer
Santander Holdings USA Inc Careers. 5 days ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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VP, Regulatory Examination Management Compliance Officer
Santander Holdings USA Inc Careers. 5 days ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

read more

VP, Regulatory Examination Management Compliance Officer
Santander Holdings USA Inc Careers. 5 days ago. Sponsored
New York, New York, us

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

read more

VP- Bank Regulatory Compliance Officer
Santander Holdings USA Inc Careers. 5 days ago. Sponsored
New York, New York, us

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

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Legal and Compliance Officer
Atlantic Group. 7 days ago. Sponsored
Greenwich, Connecticut, us

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

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Chief Compliance Officer
Michael Page. 11 days ago. Sponsored
Stamford, Connecticut, us

The chance to build out an industry leading compliance program from the ground up.

Chief Compliance Officer
Michael Page. 11 days ago. Sponsored
Stamford, Connecticut, us

The chance to build out an industry leading compliance program from the ground up.

Chief Compliance Officer
Confidential. 14 days ago. Sponsored
Greenwich, Connecticut, us

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Serve as AML Reporting Officer. Implement and update compliance policies and procedures.

Director of Compliance & Privacy Officer
InsideHigherEd. 15 days ago. Sponsored
Ewing Township, New Jersey, us

In addition, the Office of General Counsel is responsible for oversight of regulatory compliance and the development of compliance education and training programs at the College; provides leadership i...

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Vice President and Chief Audit & Compliance Officer
InsideHigherEd. 15 days ago. Sponsored
Princeton, New Jersey, us

The Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...

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Director of Compliance & Privacy Officer
InsideHigherEd. 15 days ago. Sponsored
Ewing Township, New Jersey, us

In addition, the Office of General Counsel is responsible for oversight of regulatory compliance and the development of compliance education and training programs at the College; provides leadership i...

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Vice President and Chief Audit & Compliance Officer
InsideHigherEd. 15 days ago. Sponsored
Princeton, New Jersey, us

The Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...

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Compliance Officer- Insurance/Asset Management
Alpha Global Search LLC. 16 days ago. Sponsored
New York, New York, us

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm ...

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Private Fund Compliance Officer
JCW Group. about 1 month ago. Sponsored
US

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of ...

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VP- Alternative Investments Compliance Officer
Green Key Resources. about 2 months ago. Sponsored
New York, New York, us

As a Senior Compliance Officer, you will:. Develop compliance policies and procedures to ensure compliance with federal securities laws, including the Investment Advisers Act of 1940, Investment Compa...

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