VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their Fixed Income space!. Conduct compliance training for new and existing regulations and firm policies.

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

I am currently retained by a leading US Private Markets fund looking to grow their Compliance team with an Associate hire. If you have legal or compliance experience with knowledge of Credit products ...

Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their Fixed Income space!. Conduct compliance training for new and existing regulations and firm policies.

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their Fixed Income space!. Conduct compliance training for new and existing regulations and firm policies.

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team who sup...

International Insurance/Asset Management Firm is seeking an experienced Compliance Officer to ensure adherence to ethical standards, laws, and regulations across the firm's operations in the Americas....

Highly regarded global investment management firm is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team who sup...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of ...

In this role you will provide compliance guidance and support to the US Research team, working closely with Investment Banking, Capital Markets, Markets and Control Room Compliance teams. Create and m...

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of ...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm ...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

VP, Regulatory Examination Management Compliance Officer. The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interactin...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive an...

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

The chance to build out an industry leading compliance program from the ground up.

The chance to build out an industry leading compliance program from the ground up.

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Serve as AML Reporting Officer. Implement and update compliance policies and procedures.

In addition, the Office of General Counsel is responsible for oversight of regulatory compliance and the development of compliance education and training programs at the College; provides leadership i...

The Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...

In addition, the Office of General Counsel is responsible for oversight of regulatory compliance and the development of compliance education and training programs at the College; provides leadership i...

The Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm ...

Assisting with annual compliance reviews, mock audits and SEC examinations. Conducting compliance testing, including electronic communications reviews. Assisting with the onboarding and monitoring of ...

As a Senior Compliance Officer, you will:. Develop compliance policies and procedures to ensure compliance with federal securities laws, including the Investment Advisers Act of 1940, Investment Compa...