Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, process...

Proactive in managing workload and prioritizing tasks, confident in taking responsibility and resolving problems with strong influence and negotiating skills but recognizing the need to work with coll...

Manage updates and development of policies and procedures related to Control Room and information barriers in coordination with Compliance Advisory colleagues and Head Office Compliance. The Complianc...

Qualifications:Highly motivated, strong attention to detail, team oriented, organizedExcellent written, verbal and analytical skillsStrong communication and interpersonal skills; strong presentation s...

The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent...

Primary responsibilities include participating in senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to the Research, Market...

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, process...

This role will require coordination and proactive outreach to various groups and divisions within Credit Agricole US to collect and communicate information concerning business activities and the poten...

The VP & CACO ensures that they and their team are aware of emerging challenges to established policies and practices related to internal controls and compliance and are positioned to be both innovati...

By remaining current in national and international professional communities and associations and by ensuring that the Office of Audit and Compliance staff also develop professionally, the VP & CACO en...

By remaining current in national and international professional communities and associations and by ensuring that the Office of Audit and Compliance staff also develop professionally, the VP & CACO en...

The ideal candidate will be able to execute these tasks with a mindset that believes business functions and Compliance and Ethics are equally accountable for both company success and ethical behavior ...

The candidate will work to design an effective Compliance Assurance testing program and will be responsible to lead the program monitoring and assurance reviews to identify potential breaches of Regul...

Ethics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. The Assistant General Counsel and Compliance Officer reports directly to the...

The ideal candidate will be able to execute these tasks with a mindset that believes business functions and Compliance and Ethics are equally accountable for both company success and ethical behavior ...

Serve as trusted advisor to senior leadership at MMA on array of risk and compliance issues related to its commercial insurance, employee health and benefits, personal lines and retirement service off...

Maintain and update the US conflicts policies and procedures to ensure they are in agreement with Global policies as well as US laws and regulations concerning the topic. Summary:The Conflicts Managem...

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance w...

Proactive in managing workload and prioritizing tasks, confident in taking responsibility and resolving problems with strong influencing and negotiating skills, but recognizing the need to work with c...

This temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal and ComplianceDepartment through a variety of tasks that require careful balancin...