He/she/they will interact with a wide group of stakeholders locally and globally to support adherence to regulatory, compliance, and risk management priorities and will be expected to lead initiatives...
read moreHe/she/they will interact with a wide group of stakeholders locally and globally to support adherence to regulatory, compliance, and risk management priorities and will be expected to lead initiatives...
read moreWe are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...
read moreWe are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...
read moreAssist the Head of North America Compliance in overseeing and managing the firm's investment adviser compliance program and ensuring compliance with all applicable laws, regulations, and guidelines. D...
read moreAssist the Head of North America Compliance in overseeing and managing the firm's investment adviser compliance program and ensuring compliance with all applicable laws, regulations, and guidelines. D...
read morePeriodically consult with the Compliance Consultant and Securities Counsel regarding compliance matters including, but not limited to, proposed or final amendments to the Rules, proposed new or revise...
read morePeriodically consult with the Compliance Consultant and Securities Counsel regarding compliance matters including, but not limited to, proposed or final amendments to the Rules, proposed new or revise...
read moreEntirely owns the compliance and process of acrediting and maintaining the programs above. Business Development strategy and business plan as it relates to compliance . Compliance Officer & Accreditin...
read moreEntirely owns the compliance and process of acrediting and maintaining the programs above. Compliance Officer & Accrediting Lead. Business Development strategy and business plan as it relates to compl...
read moreThis role involves developing, implementing, and maintaining policies and procedures to mitigate export and trade compliance risks and ensure compliance in the University’s academic, research, and ope...
read moreThis role involves developing, implementing, and maintaining policies and procedures to mitigate export and trade compliance risks and ensure compliance in the University’s academic, research, and ope...
read moreServe as a Compliance Officer with responsibility for oversight of regulatory compliance with BNY’s Third-Party and Resiliency Framework, including monitoring for new and changing regulatory guidance ...
read moreServe as a Compliance Officer with responsibility for oversight of regulatory compliance with BNY’s Third-Party and Resiliency Framework, including monitoring for new and changing regulatory guidance ...
read moreHe/she/they will interact with a wide group of stakeholders locally and globally to support adherence to regulatory, compliance, and risk management priorities and will be expected to lead initiatives...
read moreHe/she/they will interact with a wide group of stakeholders locally and globally to support adherence to regulatory, compliance, and risk management priorities and will be expected to lead initiatives...
read moreEthics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. The Assistant General Counsel and Compliance Officer will assist in managing...
read moreServe as trusted advisor to senior leadership at MMA on array of risk and compliance issues related to its commercial insurance, employee health and benefits, personal lines and retirement service off...
read moreServe as trusted advisor to senior leadership at MMA on array of risk and compliance issues related to its commercial insurance, employee health and benefits, personal lines and retirement service off...
read moreCollaboratewith risk, legal, and compliance teams to align policies and training toregulatory /operational expectations and industry standards. Contributeto a team to develop, enhance, and proactively...
read moreCollaboratewith risk, legal, and compliance teams to align policies and training toregulatory /operational expectations and industry standards. Contributeto a team to develop, enhance, and proactively...
read moreProactive in managing workload and prioritizing tasks, confident in taking responsibility and resolving problems with strong influencing and negotiating skills, but recognizing the need to work with c...
read moreProactive in managing workload and prioritizing tasks, confident in taking responsibility and resolving problems with strong influencing and negotiating skills, but recognizing the need to work with c...
read moreReporting to CACIB US Compliances Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of...
read moreReporting to CACIB US Compliances Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of...
read moreThis temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal and ComplianceDepartment through a variety of tasks that require careful balancin...
read moreThe attorney in this role will be responsible for the Law Department’s compliance with the New York State Freedom of Information Law (FOIL) and the New York City Identifying Information Law and act as...
read moreThe attorney in this role will be responsible for the Law Department’s compliance with the New York State Freedom of Information Law (FOIL) and the New York City Identifying Information Law and act as...
read moreThe Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presen...
read moreThe Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presen...
read moreWe serve as the population health strategist, and policy, and planning authority for the City of New York, while also having a vast impact on national and international public policy, including progra...
read moreTo re-envision how the Health Department prepares for and responds to health emergencies, with a focus on building a “response-ready” organization, with faster decision-making, transparent public comm...
read moreThe Audit and Compliance Manager and HIPAA Privacy Officer is responsible to conduct internal, financial and compliance audits and review internal control functions to identify, assess, and evaluate f...
read moreThe Audit and Compliance Manager and HIPAA Privacy Officer is responsible to conduct internal, financial and compliance audits and review internal control functions to identify, assess, and evaluate f...
read moreEthics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. The Assistant General Counsel and Compliance Officer reports directly to the...
read moreEthics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. The Assistant General Counsel and Compliance Officer will assist in managing...
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