A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...

Job Description NBCUniversal is looking for a detail-oriented senior analyst to support data access and compliance solutions across enterprise platforms. The Sr Data Access & Compliance Analyst will b...

Tracks and monitors job progress to ensure that all necessary data is requested and received in order to meet compliance deadlines. Prepares annual valuation and compliance reports for Clients. Strong...

Reporting to the Commercial Lines Compliance Administrator, the Commercial Lines Senior Compliance Analyst is responsible and accountable for conducting complete and thorough reviews of compliance rel...

We are committed to providing the highest levels of compliance and you will support our efforts by ensuring the accurate and timely filing of state and local tax returns for our regulated and non-regu...

The RGFO Compliance Team is seeking a Compliance Analyst to assist with various aspects of the Compliance branch program including, regulatory advice and guidance, policy interpretation, conducting te...

We are committed to providing the highest levels of compliance and you will support our efforts by ensuring the accurate and timely filing of state and local tax returns for our regulated and non-regu...

Reporting to the Commercial Lines Compliance Administrator, the Commercial Lines Senior Compliance Analyst is responsible and accountable for conducting complete and thorough reviews of compliance rel...

PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR Current City Employees working in titles similar to Procurement Analyst may also apply. DSNY is ...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

We are seeking a proficient Audit Analyst for our Compliance and Risk Management audit group. Proficiency in audit and compliance software. Ensure compliance with financial regulations and standards.

We are seeking a proficient Audit Analyst for our Compliance and Risk Management audit group. Ensure compliance with financial regulations and standards. A successful Audit Analyst should have:.

The SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...

The SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...

The Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. Lead departmental compliance meetings. Prepare metrics and reports f...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. Mentor IT Compliance team members. Analyst will serve as a subject m...

The RGFO Compliance Team is seeking a Compliance Analyst to assist with various aspects of the Compliance branch program including, regulatory advice and guidance, policy interpretation, conducting te...

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, a...

Must have experience with Microsoft compliance products.

PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR Current City Employees working in titles similar to Procurement Analyst may also apply. DSNY is ...

This position will ensure the Sales, Customer Service, IT, Data, HR, Marketing, Legal and Risk teams maintain cross-functional compliance with all NYC Local Laws, Rules, Regulations and Contract Requi...

Reporting to the Environmental Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field audits of ...

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. You will collaborate across teams to develop and implement strategies that align with busine...

Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Assist in the day to day brokerage operations,...