Research Compliance Analyst Jobs0 Research Compliance Analyst Jobs within 25 miles of Pasadena
Trade Compliance Officer
Hold Brothers Capital, LLC. 1 day ago. Sponsored
New York, New York, us

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. We are s...

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Compliance Specialist
DOWC. 1 day ago. Sponsored
Parsippany-Troy Hills, New Jersey, us

Significant experience in identifying functions and business practices requiring compliance and regulatory activities and assist the Director of Compliance/Compliance Counsel in developing a complianc...

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New York, New York, us

Act as mentor for more junior analysts. Ability to work in a team environment: interacting with other credit analysts, relationship managers, front office sales persons, and clients. Compliance Cultur...

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New York, New York, us

Administrative Assistant with Salesforce & Concur.Prestigious Client hiring forever Contractor for Administrative Assistant.Tracking and responding to facilities requests in Salesforce.Managing the ro...

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New York, New York, us

Act as mentor for more junior analysts. Ability to work in a team environment: interacting with other credit analysts, relationship managers, front office sales persons, and clients. Compliance Cultur...

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New York, New York, us

Administrative Assistant with Salesforce & Concur.Prestigious Client hiring forever Contractor for Administrative Assistant.Tracking and responding to facilities requests in Salesforce.Managing the ro...

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Compliance Specialist
DOWC. 1 day ago. Sponsored
Parsippany-Troy Hills, New Jersey, us

Significant experience in identifying functions and business practices requiring compliance and regulatory activities and assist the Director of Compliance/Compliance Counsel in developing a complianc...

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Financial Analyst
The LiRo Group. 2 days ago. Sponsored
Syosset, New York, us

Due to our continued growth, we are seeking a.Team for our Syosset, LI Office.We are looking to build services and capabilities through the growth of our key asset- our staff.Ranked among the nation's...

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FINANCE & DATA SENIOR ANALYST
E15 Group. 2 days ago. Sponsored
New York, New York, us

Position Title: Finance & Data Senior Analyst. Reporting to the Global Director of Finance & Data Analytics, the Finance & Data Senior Analyst will play a vital role in providing insights into the foo...

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BEHAVIORAL RESEARCH ANALYST - UP TO $16K SIGNING BONUS
United States Army. 3 days ago. Sponsored
Glen Cove, New York, us

Similar Jobs: Public Relations, Behavioral Research Analyst, Foreign Affairs.

BEHAVIORAL RESEARCH ANALYST - UP TO $16K SIGNING BONUS
United States Army. 3 days ago. Sponsored
Glen Cove, New York, us

Similar Jobs: Public Relations, Behavioral Research Analyst, Foreign Affairs.

Morris Plains, New Jersey, us

The position is also responsible for facilitating the operations of the Weichert Real Estate School, handling all tasks associated with the school website and Shopify, and ensuring the school maintain...

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Morris Plains, New Jersey, us

The position is also responsible for facilitating the operations of the Weichert Real Estate School, handling all tasks associated with the school website and Shopify, and ensuring the school maintain...

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Sr. Data Analyst-Remote
A-1 Consulting Inc, Atlanta, GA. 4 days ago. Sponsored
Yonkers, New York, us

Support compliance efforts by analyzing data to identify potential issues and track key performance metrics related to quality of care, member satisfaction, and regulatory requirements. Please find th...

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Compliance Specialist
Verde Electric Corporation. 4 days ago. Sponsored
Mount Vernon, New York, us

Areas of compliance responsibility include DBE compliance of the prime contractor and subcontractor, payroll verification and discrepancy resolution, CUF review and approval, monthly/quarterly M/WBE a...

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VP- Alternative Investments Compliance Officer
Green Key Resources. 4 days ago. Sponsored
New York, New York, us

Work closely with the senior management team in Compliance on various global and regional projects and initiatives including, but not limited to, implementation of regulatory requirements; annual comp...

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Compliance Monitoring & Testing Specialist
Social Capital Resources. 4 days ago. Sponsored
New York, New York, us

Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any ...

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Compliance Monitoring & Testing Specialist
Social Capital Resources. 4 days ago. Sponsored
New York, New York, us

Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any ...

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Senior Financial Analyst
Northbound Executive Search. 4 days ago. Sponsored
New York, New York, us

Our client is a highly regarded asset manager looking to hire a Senior Financial Analyst in a newly created position.

Research and Insight Analyst
Harnham. 5 days ago. Sponsored
New York, New York, us

You will sit on their Research and Insights team, where you will analyze customer behavior, survey results, industry trends, etc. Analyze survey data from tools like Suzy (ad-hoc research) and Kantar ...

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Research Compliance Officer
Cantor Fitzgerald. 7 days ago. Sponsored
New York, New York, us

Provide day-to-day Compliance advisory services to the firm’s Global Equity Research business, which includes Equity Research products and services, with specific focus on research independence, confl...

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FINANCE & DATA SENIOR ANALYST
E15 Group. 7 days ago. Sponsored
New York, New York, us

Position Title: Finance & Data Senior Analyst. Reporting to the Global Director of Finance & Data Analytics, the Finance & Data Senior Analyst will play a vital role in providing insights into the foo...

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Compliance Officer - MWDBE, EEO
Haugland Group LLC. 7 days ago. Sponsored
Melville, New York, us

Haugland Group, a privately-owned Long Island, New York-based electrical and heavy civil construction company has an immediate need for a full-time MWDBE and EEO Compliance Officer. We are looking for...

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Compliance and Outreach Officer (DEI)
DACK Consulting Solutions, Inc. 7 days ago. Sponsored
White Plains, New York, us

DACK Consulting Solutions, LLC is seeking a dedicated and dynamic DE&I Compliance and Outreach Officer to ensure that construction projects meet established diversity goals. This role involves managin...

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Chief Compliance Officer - Principal Trading
SpeedRoute. 7 days ago. Sponsored
Jersey City, New Jersey, us

Supervise and mentor compliance staff, ensuring a high-performing compliance team. Align the compliance function with the firm’s strategic goals, fostering a culture of compliance across all levels of...

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Compliance Officer
Fernridge Group. 7 days ago. Sponsored
New York, New York, us

Our client, a successful alternative asset management firm with $50B+ in AUM is seeking an exceptional Compliance Professional to join their compliance team. Assist with updates to Compliance Manual, ...

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Credit Research Analyst
JW Michaels & Co.. 7 days ago. Sponsored
New York, New York, us

Our client, a $10Bil AUM hedge fund with offices in NYC & London, is looking to seat a proven Fundamental Liquid Credit HY/XO Analyst with a sub-specialty covering non-Bank Financials & REITs. This po...

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FINANCE & DATA SENIOR ANALYST
E15 Group. 7 days ago. Sponsored
New York, New York, us

Position Title: Finance & Data Senior Analyst. Reporting to the Global Director of Finance & Data Analytics, the Finance & Data Senior Analyst will play a vital role in providing insights into the foo...

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Executive Assistant – Research Analyst Team
Career Group. 8 days ago. Sponsored
New York, New York, us

Utilize research platforms of investment banks as well as Capital IQ to obtain research, investment models, transcripts of events, etc. Dialing in analysts for quarterly earnings calls, printing out r...

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Executive Assistant – Research Analyst Team
Career Group. 8 days ago. Sponsored
New York, New York, us

Utilize research platforms of investment banks as well as Capital IQ to obtain research, investment models, transcripts of events, etc. Dialing in analysts for quarterly earnings calls, printing out r...

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Data Scientist
RightClick. 9 days ago. Sponsored
US

Our client is a well-established organization known for its commitment to providing consistent services and competitive rates in their industry.They focus on offering a seamless experience, with a pre...

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New York, New York, us

Salary is 180k to 220k + bonus + equity.Seeking an experienced and highly skilled Data Scientist with expertise in Artificial Intelligence (AI), Machine Learning (ML), and Python programming to join o...

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Principal Data Scientist
Juno Search Partners. 9 days ago. Sponsored
Jersey City, New Jersey, us

Mettawa, IL OR Jersey City, NJ.Our client, a global leader in Enterprise AI and Analytics, is searching for an experienced professional to help drive impactful, data-driven solutions for their clients...

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Data Scientist
Harnham. 9 days ago. Sponsored
New York, New York, us

Partner with Analyst team to present outcomes of models.

VP AML / OFAC Compliance Officer / Advisory (Financial Security)
Crédit Agricole CIB. 9 days ago. Sponsored
New York, New York, us

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. The employee will most likely interact on a regular basis with the Cl...

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New York, New York, us

Salary is 180k to 220k + bonus + equity.Seeking an experienced and highly skilled Data Scientist with expertise in Artificial Intelligence (AI), Machine Learning (ML), and Python programming to join o...

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ADMINISTRATIVE ASSISTANT (FULL TIME)
Gourmet Dining. about 1 month ago. Sponsored
Hoboken, New Jersey, us

We are hiring immediately for a full time.SI Pierce Dining - 1 Castle Point on the Hudson, Hoboken, NJ 07030.Note: online applications accepted.Monday through Friday, hours may vary.Previous culinary ...

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ADMINISTRATIVE ASSISTANT (ON CALL)
Flik Hospitality Group. about 1 month ago. Sponsored
New York, New York, us

We are hiring immediately for an on call.NBC Universal - 30 Rockefeller Center Suite 736 South, New York, NY 10112.Note: online applications accepted.Thursday through Saturday, hours may vary; nights ...

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ADMINISTRATIVE ASSISTANT (FULL TIME)
Gourmet Dining. about 1 month ago. Sponsored
Hoboken, New Jersey, us

We are hiring immediately for a full time.SI Pierce Dining - 1 Castle Point on the Hudson, Hoboken, NJ 07030.Note: online applications accepted.Monday through Friday, hours may vary.Previous culinary ...

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Compliance Product Sr Analyst - Control Group - Research Clearance and Chaperoning
05218 Citigroup Global Markets Inc.. 7 months ago. Sponsored
Jersey City, New Jersey, us

Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance advice to the Investment Banking & Research departments , compliance approvals for research pu...

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