Regulatory Compliance Officer Jobs0 Regulatory Compliance Officer Jobs within 25 miles of New York
New York, New York, us

Professional knowledge in a broad range of real estate tax technical and transaction skills, including partnership taxation, REITs taxation and qualification, partnership allocations, tax compliance, ...

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Senior Investment Compliance Manager
Bessemer Trust Company. 2 days ago. Sponsored
New York, New York, us

Reporting directly to the Director of Investment Management Compliance (and Chief Compliance Officer of our mutual funds and registered investment adviser), the Compliance Manager will assist in admin...

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New York, New York, us

Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/p...

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Senior Manager, Tax Compliance
Fidelity TalentSource LLC. 5 days ago. Sponsored
Jersey City, New Jersey, us

A0You will support and enable growth of Fidelity by providing sound compliance advice and leadership, anticipating regulatory matters, crafting effective supervisory and compliance programs, implement...

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Compliance Officer
Larson Maddox. 6 days ago. Sponsored
Fairfield, New Jersey, us

As a Compliance Officer, you will be responsible for ensuring the firm adheres to all regulatory requirements and internal policies, fostering a culture of compliance and ethical conduct. Support the ...

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Legal Counsel
Theron Solutions. 6 days ago. Sponsored
Edison, New Jersey, us

Provide day-to-day proactive employment law advice, guidance, assistance and counseling.Work with HR to help manage and respond to employee relations issues, investigations and grievances.Review disci...

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Compliance Officer (Trading Firm)
Anonymous. 6 days ago. Sponsored
New York, New York, us

Leading Trading Firm is looking to hire a Compliance Officer in New York City. This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an i...

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Core Compliance Analyst
Michael Page. 8 days ago. Sponsored
New York, New York, us

Candidate will be able to advance themselves holistically as a compliance officer. Solid understanding of regulatory requirements and industry best practices within Compliance. Engage in the full spec...

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Assistant General Counsel Commercial
Daiichi Sankyo, Inc.. 8 days ago. Sponsored
Bernards, New Jersey, us

More Years experience in regulatory, compliance, and legal matters relating to investigational products, product promotion, scientific exchange, and disease state communications (including FDA regulat...

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Assistant General Counsel, Market Access
Daiichi Sankyo, Inc.. 8 days ago. Sponsored
Bernards, New Jersey, us

Work collaboratively with Compliance colleagues to develop and implement training to internal clients, partners and stakeholders on key policies, procedures, practices and requirements for healthcare ...

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Senior Manager, Legal & Clinical Compliance
Clinical Resource Network (CRN). 19 days ago. Sponsored
US

A NJ based Pharmaceutical company is looking for an Senior Manager, Legal & Clinical Compliance to join their team in this hybrid position. Well-versed in software and applications such as those for c...

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Compliance Manager
ZARA USA. 26 days ago. Sponsored
New York, New York, us

Research and Analysis: Stay abreast of regulatory developments within or outside the company and evolving best practices in compliance control. Project Management: Lead or participate in projects rela...

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Corporate Legal Counsel
The Artemis Group Ltd.. 26 days ago. Sponsored
New York, New York, us

Exclusive corporate counsel opportunity for a self-starter with a growing, dynamic, sophisticated company.Responsibilities include negotiating, drafting and reviewing a wide range of commercial agreem...

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Chief Compliance Officer and Head of Regulatory
CLEAR - Corporate. 28 days ago. Sponsored
New York, New York, us

The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent...

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US

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...

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Jersey City, New Jersey, us

Coordinating interactions with regulators, including but not limited to: assisting in providing oversight for supervisory examinations and being a central contact for regulators; coordinating and mana...

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VP, Regulatory Operations Compliance Officer
Jefferies. 3 months ago. Sponsored
New York, New York, us

Compliance Officer – Operations & Regulatory Reporting Oversight. The desired candidate has mid to senior level experience providing compliance advisory support for Operations and Regulatory Reporting...

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Chief Compliance Officer & Head of Regulatory.
CLEAR. 3 months ago. Sponsored
US

The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with g...

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New York, New York, us

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...

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Investment Banking and Regulatory Compliance Officer – Director
Crédit Agricole CIB. 5 months ago. Sponsored
New York, New York, us

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group for CACIB worldwide. The focus of the role will be on execution of control room-rela...

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