Advise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance ...
read moreAdvise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. Lead the compliance function in identifying, assessing, and mitigating compliance risks acro...
read moreArena is looking to expand the team through the addition of a senior Compliance Officer. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in ...
read moreThe Financial Crimes Compliance Testing Officer is responsible for performing compliance testing of first line activities, and 2nd if applicable, to ensure that business units are complying with appli...
read moreThe Financial Crimes Compliance Testing Officer is responsible for performing compliance testing of first line activities, and 2nd if applicable, to ensure that business units are complying with appli...
read moreThe Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. In addition, the Chief Compliance Officer ...
read moreAs Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Global Compliance Program. Provide advice and guidance to management on matters relating to conduct an...
read moreIn addition, the Chief Compliance Officer will assess the effectiveness of the Firm's compliance program and revise the program as necessary. Periodically consult with the Compliance Consultant and Se...
read moreThe Chief Compliance and Clinical Risk Management Officer will lead VNA’s corporate compliance and clinical risk management programs for Home Health, Hospice, community and public health. Chief Compli...
read moreAs Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Global Compliance Program. As Chief Compliance Officer you will be responsible for ensuring the firm’s...
read moreYou will be our Group Chief Compliance Officer responsible for the development, implementation and maintenance of SiriusPoint’s compliance and ethics program, driving the Company’s ongoing commitment ...
read moreLead the legal and compliance functions, including two Senior Directors – Senior Director, Compliance and Senior Director, Legal – and a team of 12 professionals supporting Tides Network and its affil...
read moreLead the legal and compliance functions, including two Senior Directors – Senior Director, Compliance and Senior Director, Legal – and a team of 12 professionals supporting Tides Network and its affil...
read moreAs a Senior Regulatory Product Officer you will be part of the voice towards our Product streams, ensuring that Adyen’s global compliance framework is embedded into its technology stack. A Senior Regu...
read moreAs a Senior Regulatory Product Officer you will be part of the voice towards our Product streams, ensuring that Adyen’s global compliance framework is embedded into its technology stack. Senior Regula...
read moreProfessional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...
read moreProfessional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...
read moreAs Chief Compliance Officer, you will lead the U. C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services,...
read moreA financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. Oversee internal compliance testing conducted by compliance staff. Provide guidance o...
read morePrior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced...
read moreOversee internal compliance testing conducted by compliance staff. A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. This individual wi...
read morePrior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced...
read moreJoin a global banking organization as they look to add a Chief Compliance Officer to overseee their Corporate and Financial Crime Compliance program. Oversee compliance activities, including testing, ...
read moreJoin a global banking organization as they look to add a Chief Compliance Officer to overseee their Corporate and Financial Crime Compliance program. Oversee compliance activities, including testing, ...
read moreTo be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...
read moreTo be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...
read moreThe SG Americas Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker-dealer activities across Societe Generale's operations, reporting on the co...
read moreContribute to and review periodic reports that the firm or Compliance management must submit to the firm's DFA oversight forums or regulatory authorities. Work with Compliance colleagues to develop an...
read moreExperience working within a Swap Dealer and/or Security-Based Swap Dealer Compliance program to meet the requirements of the Dodd-Frank Act. Ability to be one of two individuals in charge of the firm'...
read moreCompliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...
read moreCompliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...
read moreCompliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...
read moreCompliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...
read moreThis requires coordination internally with our operations and technology team and often with outside counsel and compliance consultants. In-depth knowledge of compliance requirements applicable to SEC...
read moreDevelop and deliver compliance training programs. Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards. Stay...
read moreInvestment Bank Compliance Officer - Origination & Advisory. Ability to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment. ...
read moreCompliance Officer - Fixed Income Sales & Trading - Credit. Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms. Support ...
read more