Compliance Officer Jobs0 Compliance Officer Jobs within 25 miles of New York
Chief Compliance Officer
Ikon Search. about 16 hours ago. Sponsored
New York, New York, us

Advise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance ...

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Chief Compliance Officer
Ikon Search. about 16 hours ago. Sponsored
New York, New York, us

Advise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. Lead the compliance function in identifying, assessing, and mitigating compliance risks acro...

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Compliance Officer - Vice President
Jobleads-US. 1 day ago. Sponsored
New York, New York, us

Arena is looking to expand the team through the addition of a senior Compliance Officer. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in ...

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Compliance Testing Officer - Financial Crimes
Flagstar Bank. 3 days ago. Sponsored
Hicksville, New York, us

The Financial Crimes Compliance Testing Officer is responsible for performing compliance testing of first line activities, and 2nd if applicable, to ensure that business units are complying with appli...

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Compliance Testing Officer - Financial Crimes
Flagstar Bank. 3 days ago. Sponsored
Hicksville, New York, us

The Financial Crimes Compliance Testing Officer is responsible for performing compliance testing of first line activities, and 2nd if applicable, to ensure that business units are complying with appli...

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Chief Compliance Officer
APS Pension and Financial Services. 3 days ago. Sponsored
Melville, New York, us

The Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. In addition, the Chief Compliance Officer ...

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Chief Compliance Officer
Jobleads-US. 3 days ago. Sponsored
New York, New York, us

As Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Global Compliance Program. Provide advice and guidance to management on matters relating to conduct an...

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Chief Compliance Officer
APS Pension and Financial Services. 3 days ago. Sponsored
Melville, New York, us

In addition, the Chief Compliance Officer will assess the effectiveness of the Firm's compliance program and revise the program as necessary. Periodically consult with the Compliance Consultant and Se...

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Chief Compliance & Clinical Risk Management Officer
Jobleads-US. 3 days ago. Sponsored
US

The Chief Compliance and Clinical Risk Management Officer will lead VNA’s corporate compliance and clinical risk management programs for Home Health, Hospice, community and public health. Chief Compli...

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Chief Compliance Officer
Jobleads-US. 3 days ago. Sponsored
New York, New York, us

As Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Global Compliance Program. As Chief Compliance Officer you will be responsible for ensuring the firm’s...

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Global Chief Compliance Officer
Jobleads-US. 4 days ago. Sponsored
New York, New York, us

You will be our Group Chief Compliance Officer responsible for the development, implementation and maintenance of SiriusPoint’s compliance and ethics program, driving the Company’s ongoing commitment ...

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Chief Legal & Compliance Officer
Jobleads-US. 4 days ago. Sponsored
New York, New York, us

Lead the legal and compliance functions, including two Senior Directors – Senior Director, Compliance and Senior Director, Legal – and a team of 12 professionals supporting Tides Network and its affil...

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Chief Legal & Compliance Officer
Jobleads-US. 4 days ago. Sponsored
New York, New York, us

Lead the legal and compliance functions, including two Senior Directors – Senior Director, Compliance and Senior Director, Legal – and a team of 12 professionals supporting Tides Network and its affil...

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Senior Regulatory Product Compliance Officer
Jobleads-US. 4 days ago. Sponsored
New York, New York, us

As a Senior Regulatory Product Officer you will be part of the voice towards our Product streams, ensuring that Adyen’s global compliance framework is embedded into its technology stack. A Senior Regu...

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Senior Regulatory Product Compliance Officer
Jobleads-US. 4 days ago. Sponsored
New York, New York, us

As a Senior Regulatory Product Officer you will be part of the voice towards our Product streams, ensuring that Adyen’s global compliance framework is embedded into its technology stack. Senior Regula...

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Bank Trust Compliance Officer, New York
Emigrant Bank. 5 days ago. Sponsored
New York, New York, us

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

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Bank Trust Compliance Officer, New York
Emigrant Bank. 5 days ago. Sponsored
New York, New York, us

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

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Chief Compliance Officer - USA
Jobleads-US. 5 days ago. Sponsored
New York, New York, us

As Chief Compliance Officer, you will lead the U. C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services,...

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Chief Compliance Officer
Phaxis. 10 days ago. Sponsored
Danbury, Connecticut, us

A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. Oversee internal compliance testing conducted by compliance staff. Provide guidance o...

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Global Chief Compliance Officer
FalconX. 10 days ago. Sponsored
New York, New York, us

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced...

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Chief Compliance Officer
Phaxis. 10 days ago. Sponsored
Danbury, Connecticut, us

Oversee internal compliance testing conducted by compliance staff. A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. This individual wi...

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Global Chief Compliance Officer
FalconX. 10 days ago. Sponsored
New York, New York, us

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced...

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Chief Compliance Officer
Michael Page. 18 days ago. Sponsored
New York, New York, us

Join a global banking organization as they look to add a Chief Compliance Officer to overseee their Corporate and Financial Crime Compliance program. Oversee compliance activities, including testing, ...

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Chief Compliance Officer
Michael Page. 18 days ago. Sponsored
New York, New York, us

Join a global banking organization as they look to add a Chief Compliance Officer to overseee their Corporate and Financial Crime Compliance program. Oversee compliance activities, including testing, ...

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CRNA COMPLIANCE OFFICER​
Yale New Haven Health. 20 days ago. Sponsored
Easton, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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CRNA COMPLIANCE OFFICER​
Yale New Haven Health. 20 days ago. Sponsored
Easton, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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New York, New York, us

The SG Americas Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker-dealer activities across Societe Generale's operations, reporting on the co...

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Swap Dealer Compliance Officer - Director
Michael Page. 22 days ago. Sponsored
New York, New York, us

Contribute to and review periodic reports that the firm or Compliance management must submit to the firm's DFA oversight forums or regulatory authorities. Work with Compliance colleagues to develop an...

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Swap Dealer Compliance Officer - Director
Michael Page. 22 days ago. Sponsored
New York, New York, us

Experience working within a Swap Dealer and/or Security-Based Swap Dealer Compliance program to meet the requirements of the Dodd-Frank Act. Ability to be one of two individuals in charge of the firm'...

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Compliance Officer - Markets Business Line Advisory Compliance
Santander Holdings USA Inc Careers. about 1 month ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

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Compliance Officer - Markets Business Line Advisory Compliance
Santander Holdings USA Inc Careers. about 1 month ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

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Compliance Officer - Markets Business Line Advisory Compliance
Santander Holdings USA Inc Careers. about 1 month ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

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Compliance Officer - Markets Business Line Advisory Compliance
Santander Holdings USA Inc Careers. about 1 month ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

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Deputy Chief Compliance Officer
Atlantic Group. 2 months ago. Sponsored
New York, New York, us

This requires coordination internally with our operations and technology team and often with outside counsel and compliance consultants. In-depth knowledge of compliance requirements applicable to SEC...

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Deputy Chief Compliance Officer
Atlantic Group. 2 months ago. Sponsored
New York, New York, us

Develop and deliver compliance training programs. Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards. Stay...

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New York, New York, us

Investment Bank Compliance Officer - Origination & Advisory. Ability to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment. ...

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New York, New York, us

Compliance Officer - Fixed Income Sales & Trading - Credit. Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms. Support ...

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Interesting Stats on Compliance Officer Jobs in New York, New York
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