Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

As an compliance officer in this role, you will:. We partner with our colleagues to develop and enhance compliance initiatives to make sure Carta is safe, secure and meets our obligations under applic...

Provide support across a variety of compliance initiatives including Code of Ethics, regulatory filings, cybersecurity, electronic communication surveillance, artificial intelligence, alternative data...

Participate in Compliance matters that emanate from other Compliance teams such as, but not limited to Central Compliance, Bank Regulatory Compliance, and Corporate Functions Compliance. Compliance Of...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;Work collaboratively with the Global and US Compliance teams where...

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyz...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyz...

Compliance Officer – Regulatory Reporting. While regulatory reporting compliance will be a primary focus of this role, the position will also support additional responsibilities within the Product Con...

Compliance Officer – Regulatory Reporting. While regulatory reporting compliance will be a primary focus of this role, the position will also support additional responsibilities within the Product Con...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Serve as AML Reporting Officer. Implement and update compliance policies and procedures.

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Keep abreast of legal and regulatory developments and compliance best practices. Strong understanding of ...

The Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. In addition, the Chief Compliance Officer ...

The Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. In addition, the Chief Compliance Officer ...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations an...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations an...

The CCO will be responsible for managing the overall compliance risk for the company, establishing a robust compliance framework, and fostering a culture of ethical business practices. Lead the compli...

The CCO will be responsible for managing the overall compliance risk for the company, establishing a robust compliance framework, and fostering a culture of ethical business practices. Lead the compli...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Moni...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Over...

In-depth knowledge of compliance requirements applicable to SEC registered investment advisers. Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The ...

In-depth knowledge of compliance requirements applicable to SEC registered investment advisers. Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The ...