Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. Provide day-to-day compliance advisory support to business units on market rules, practices and/or compliance ...
read moreFlow Traders is looking for a Compliance Officer to join our Compliance team in New York. Collaborate across the Firm to manage the retention of regulatory books and records pursuant to regulatory and...
read moreOur fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. Senior Regulator...
read moreOur fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. Senior Regulator...
read moreAs a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international risk management framework-from day one. This includes deftly navigating and i...
read moreDraft, coordinate, and deliver exceptional written products that contribute to the development of strong policies, standards, procedures, guidelines, tools, templates, and job aids in furtherance of g...
read moreIn this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This includes implementing risk management ...
read moreThe firm represents clients in high-stakes regulatory and enforcement matters, including SEC and DOJ investigations, white collar defense, and internal corporate investigations. This is a compelling o...
read moreIn this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This includes implementing risk management ...
read moreAs part of the broader compliance strategy, you will also contribute to the planning and execution of long-term initiatives that uphold and enhance the firm’s commitment to maintaining high standards ...
read moreAt least 4 years experience in cyber risk management, information technology, tech risk management, or technology audit, or a combinationAt least 4 years experience in project, risk program, or proces...
read moreManager, Global Trade Compliance (ES Risk)As a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international risk management framework-from day ...
read moreManage tax compliance for domestic and foreign entities, including FBAR, CbCR, FATCA, and CRS filings. This senior-level role is ideal for a seasoned tax professional with deep expertise in hedge fund...
read moreManager, Global Trade Compliance. Manager, Global Trade Compliance (ES Risk). As a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international...
read moreSupport clients through all phases of a transaction, ensuring smooth execution and legal compliance.
Support clients through all phases of a transaction, ensuring smooth execution and legal compliance.
Technology Regulatory Affairs Specialist.
The SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...
read moreThe SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...
read moreTechnology Regulatory Affairs Specialist.
Manager, Global Trade Compliance (ES Risk) As a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international risk management framework–from day...
read moreAt least 4 years experience in cyber risk management, information technology, tech risk management, or technology audit, or a combination At least 4 years experience in project, risk program, or proce...
read moreYou would join our tax professionals who are knowledgeable and experienced with varied and specialized facets of hedge fund, private equity fund and mutual fund taxation, including fund and organizati...
read moreManager, Global Trade Compliance. In this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This incl...
read moreManager, Global Trade Compliance. In this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This incl...
read moreSr Specialist, Regulatory Affairs CMC.
Sr Specialist, Regulatory Affairs CMC.
Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk. Represents or supports the reputation of the company to minimize compliance and regu...
read moreCompliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...
read moreCompliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...
read moreRepresents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Analyst, AML Models - Complia...
read moreSupport capital raising activities and ensure regulatory compliance. You will lead the Corporate, Supply Chain & Procurement Legal Center of Excellence, overseeing corporate governance, transactions, ...
read moreGlobal industry leader is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.
Global industry leader is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.
Our client, a prominent regional law firm, is seeking a General Liability Counsel to join their Northern NJ team.Candidates should have 5+ years of General Liability experience, and should be admitted...
read moreThe Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with identification of regulatory change applicability of new or changes to existing laws, ...
read moreThe Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with identification of regulatory change applicability of new or changes to existing laws, ...
read moreCompliance Officer – Operations & Regulatory Reporting Oversight. Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure c...
read moreCompliance Officer – Operations & Regulatory Reporting Oversight. Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure c...
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