Regulatory Compliance Officer Jobs0 Regulatory Compliance Officer Jobs within 25 miles of Montreal
COMPLIANCE OFFICER, REGULATORY
Flow Traders. about 23 hours ago. Sponsored
New York, New York, us

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. Provide day-to-day compliance advisory support to business units on market rules, practices and/or compliance ...

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COMPLIANCE OFFICER, REGULATORY
Flow Traders. about 23 hours ago. Sponsored
New York, New York, us

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. Collaborate across the Firm to manage the retention of regulatory books and records pursuant to regulatory and...

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Senior Regulatory Product Compliance Officer
Jobleads-US. 2 days ago. Sponsored
New York, New York, us

Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. Senior Regulator...

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Senior Regulatory Product Compliance Officer
Jobleads-US. 2 days ago. Sponsored
New York, New York, us

Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. Senior Regulator...

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Manager, Global Trade Compliance
Capital One. 3 days ago. Sponsored
New York, New York, us

As a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international risk management framework-from day one. This includes deftly navigating and i...

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Manager, Global Trade Compliance
Capital One. 3 days ago. Sponsored
New York, New York, us

Draft, coordinate, and deliver exceptional written products that contribute to the development of strong policies, standards, procedures, guidelines, tools, templates, and job aids in furtherance of g...

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Manager, Global Trade Compliance
Capital One. 3 days ago. Sponsored
New York, New York, us

In this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This includes implementing risk management ...

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Trenton, New Jersey, us

The firm represents clients in high-stakes regulatory and enforcement matters, including SEC and DOJ investigations, white collar defense, and internal corporate investigations. This is a compelling o...

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Manager, Global Trade Compliance
Capital One. 3 days ago. Sponsored
New York, New York, us

In this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This includes implementing risk management ...

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Compliance Analyst
Angove Partners. 3 days ago. Sponsored
New York, New York, us

As part of the broader compliance strategy, you will also contribute to the planning and execution of long-term initiatives that uphold and enhance the firm’s commitment to maintaining high standards ...

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Manager, Global Trade Compliance
Capital One. 4 days ago. Sponsored
New York, New York, us

At least 4 years experience in cyber risk management, information technology, tech risk management, or technology audit, or a combinationAt least 4 years experience in project, risk program, or proces...

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Manager, Global Trade Compliance
Capital One. 4 days ago. Sponsored
New York, New York, us

Manager, Global Trade Compliance (ES Risk)As a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international risk management framework-from day ...

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Senior Tax Compliance Specialist
Atlantic Group. 4 days ago. Sponsored
Greenwich, Connecticut, us

Manage tax compliance for domestic and foreign entities, including FBAR, CbCR, FATCA, and CRS filings. This senior-level role is ideal for a seasoned tax professional with deep expertise in hedge fund...

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MANAGER, GLOBAL TRADE COMPLIANCE
Capital One. 4 days ago. Sponsored
New York, New York, us

Manager, Global Trade Compliance. Manager, Global Trade Compliance (ES Risk). As a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international...

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New York, New York, us

Support clients through all phases of a transaction, ensuring smooth execution and legal compliance.

New York, New York, us

Support clients through all phases of a transaction, ensuring smooth execution and legal compliance.

Technology Regulatory Affairs Specialist
Brains Workgroup, Inc.. 5 days ago. Sponsored
New York, New York, us

Technology Regulatory Affairs Specialist.

Princeton, New Jersey, us

The SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...

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Princeton, New Jersey, us

The SRA Senior Analyst, Cash, Subaward and Compliance will also work closely with the Associate Director, Cash, Subaward and Compliance, and the SRA Senior Associate Director to ensure the post-award ...

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Technology Regulatory Affairs Specialist
Brains Workgroup, Inc.. 5 days ago. Sponsored
New York, New York, us

Technology Regulatory Affairs Specialist.

Manager, Global Trade Compliance
Capital One. 6 days ago. Sponsored
New York, New York, us

Manager, Global Trade Compliance (ES Risk) As a Risk Manager for Global Trade Compliance (GTC), you will play a pivotal role developing and driving our international risk management framework–from day...

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Manager, Global Trade Compliance
Capital One. 6 days ago. Sponsored
New York, New York, us

At least 4 years experience in cyber risk management, information technology, tech risk management, or technology audit, or a combination At least 4 years experience in project, risk program, or proce...

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New York, New York, us

You would join our tax professionals who are knowledgeable and experienced with varied and specialized facets of hedge fund, private equity fund and mutual fund taxation, including fund and organizati...

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Manager, Global Trade Compliance
Capital One. 8 days ago. Sponsored
New York, New York, us

Manager, Global Trade Compliance. In this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This incl...

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Manager, Global Trade Compliance
Capital One. 8 days ago. Sponsored
New York, New York, us

Manager, Global Trade Compliance. In this position, you will help lead international risk management functions for ES, particularly in the area of global trade compliance and export control. This incl...

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Sr Specialist, Regulatory Affairs CMC
Softworld Inc. 10 days ago. Sponsored
Rahway, New Jersey, us

Sr Specialist, Regulatory Affairs CMC.

Sr Specialist, Regulatory Affairs CMC
Softworld Inc. 10 days ago. Sponsored
Rahway, New Jersey, us

Sr Specialist, Regulatory Affairs CMC.

SR. ANALYST, COMPLIANCE - AML MODELING
Santander Holdings USA Inc. 14 days ago. Sponsored
Florham Park, New Jersey, us

Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk. Represents or supports the reputation of the company to minimize compliance and regu...

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COMPLIANCE OFFICER - MARKETS BUSINESS LINE ADVISORY COMPLIANCE
Santander Holdings USA Inc. 14 days ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

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COMPLIANCE OFFICER - MARKETS BUSINESS LINE ADVISORY COMPLIANCE
Santander Holdings USA Inc. 14 days ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

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SR. ANALYST, COMPLIANCE - AML MODELING
Santander Holdings USA Inc. 14 days ago. Sponsored
Florham Park, New Jersey, us

Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Analyst, AML Models - Complia...

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Assistant General Counsel
The SR Group. 15 days ago. Sponsored
New York, New York, us

Support capital raising activities and ensure regulatory compliance. You will lead the Corporate, Supply Chain & Procurement Legal Center of Excellence, overseeing corporate governance, transactions, ...

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Compliance & Filing Analyst (SERFF) -Hybrid
Career Personnel, Inc.. 15 days ago. Sponsored
Morris Plains, New Jersey, us

Global industry leader is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Compliance & Filing Analyst (SERFF) -Hybrid
Career Personnel, Inc.. 15 days ago. Sponsored
Morris Plains, New Jersey, us

Global industry leader is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Attorney - General Liability Counsel - Prominent Litigation Firm
Lexitas Legal Talent Solutions. about 1 month ago. Sponsored
Hackensack, New Jersey, us

Our client, a prominent regional law firm, is seeking a General Liability Counsel to join their Northern NJ team.Candidates should have 5+ years of General Liability experience, and should be admitted...

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Compliance Regulatory Officer, Associate
SMBC Group. about 1 month ago. Sponsored
Jersey City, New Jersey, us

The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with identification of regulatory change applicability of new or changes to existing laws, ...

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Compliance Regulatory Officer, Associate
SMBC Group. about 1 month ago. Sponsored
Jersey City, New Jersey, us

The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter Expert to assist with identification of regulatory change applicability of new or changes to existing laws, ...

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VP, Regulatory Operations Compliance Officer
Jefferies. 8 months ago. Sponsored
New York, New York, us

Compliance Officer – Operations & Regulatory Reporting Oversight. Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure c...

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VP, Regulatory Operations Compliance Officer
Jefferies. 8 months ago. Sponsored
New York, New York, us

Compliance Officer – Operations & Regulatory Reporting Oversight. Actively monitor regulatory developments and trends, attend industry calls such as SIFMA & FIF and take appropriate action to ensure c...

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