Governance, Risk, Compliance Analyst. Purpose: The GRC Analyst will help lead the development, enhancement, and implementation of information security risk management frameworks, and help drive securi...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...

Compliance Analyst, Security Analyst, Analyst, Junior, Risk, Security, Business Services.

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...

Reporting to the Commercial Lines Compliance Administrator, the Commercial Lines Senior Compliance Analyst is responsible and accountable for conducting complete and thorough reviews of compliance rel...

A minimum of five years of experience as a data analyst, contract specialist or similar experience required. This position will ensure the Sales, Customer Service, IT, Data, HR, Marketing, Legal and R...

Supports the Plan Consultants in resolving operational and compliance issues related to qualified plans. Is responsible for plan administration, compliance and testing for identified blocks of busines...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

As a Business Systems Analyst on the US Compliance Technology team, youll be at the heart of the next-generation tools were building to transform CIBCs risk management capabilities and enable our bank...

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team. Create SERFF filings for all admitted product rate, form, and ...

The Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...

We are seeking a proficient Audit Analyst for our Compliance and Risk Management audit group. Proficiency in audit and compliance software. Ensure compliance with financial regulations and standards.

The Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...

We are seeking a proficient Audit Analyst for our Compliance and Risk Management audit group. Ensure compliance with financial regulations and standards. A successful Audit Analyst should have:.

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. Identify, do...

Develop and maintain optimized processes and supporting procedures for regulatory compliance activities including but not limited to Worldwide Adverse Event Reporting, Field Action execution, and othe...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

The Compliance team works across businesses and functions to identify, evaluate and adhere to regulations globally, including obligations associated with the Companys licenses or license exemptions, f...

The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. For Wealth Management Compliance roles, experie...

Supports the Plan Consultants in resolving operational and compliance issues related to qualified plans. Is responsible for plan administration, compliance and testing for identified blocks of busines...

IT Compliance Analyst will be responsible for managing IT-related audits and examinations with groups internal and external to SHI. Lead departmental compliance meetings. Prepare metrics and reports f...

Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, a...

The Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Participate in the development of the annual Compliance testing plan. ...

Must have experience with Microsoft compliance products.

The M/WBE Outreach and Compliance Analyst will coordinate and attend networking and outreach events; maintain diverse supplier databases and relevant contract data elements; work closely with Departme...

The Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Participate in the development of the annual Compliance testing plan. ...