As an International Trade Compliance Import/Export Analyst, you will assist your ITC team members with international business opportunities in concert with internal objectives. The selected candidate ...

In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Minimum of 5+ years of experience in Accounting, Finance, or S...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional service...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm’s compliance program. This is an exciting opportunity to work closely with leadership, d...

The Market Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices for compliance with regulatory requirements and company policies/proce...

The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance platform supporting, assisting with data integration and automation, participating...

Our team is seeking an experienced and dynamic individual to join as a Vice President, Lead Data Analyst and Portfolio Manager for Customer & Compliance reporting directly to Head of Planning & Strate...

Compliance Analyst with 2-4 years’ experience. Assist compliance team with any other matters that may arise. As a member of the compliance team, you will closely interact with other stakeholders in th...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Senior Compliance Data Analyst. In this role, you'll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamles...

Cybersecurity Governance, Risk, and Compliance Analyst. The Cybersecurity Governance, Risk, and Compliance Analyst will collaborate with various stakeholders including the Senior Security Engineer, IT...

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The person will join a collaborative team...

The Regulatory Exam Lifecycle Management team (RELM) in Global Risk and Compliance is the center of expertise for U. RELM Analysts are primarily responsible for supporting regulatory exams across a po...

Guggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Analyst to join its Compliance team. Assist with the development, implementation, execution and reporting of the Firm's complia...

The Senior Compliance Analyst's primary focus will be to:. Assist draft business specifications to create and improve surveillance and compliance tools. Ability to develop compliance solutions that sa...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...

This role reports to the Regional Head of Compliance for the Americas and Europe, and focuses on Compliance Training, Policy Writing and Compliance Communications. The Senior Analyst of Compliance Awa...

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...