Compliance Officer Jobs0 Compliance Officer Jobs within 25 miles of Mendota Heights
White Plains, New York, us

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

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Investment Compliance Officer 
Cardea Group. 1 day ago. Sponsored
New York, New York, us

An established and reputable hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead investment compliance and surve...

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COMPLIANCE OFFICER - VICE PRESIDENT
Arena Investors, LP. 2 days ago. Sponsored
Harrison, New York, us

Arena is looking to expand the team through the addition of a senior Compliance Officer. Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in ...

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Chief Compliance Officer
Confidential Careers. 2 days ago. Sponsored
Greenwich, Connecticut, us

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business Responsibilities: Provide legal advice to, and partner with, hedge fund business teammates. Serve as AML ...

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White Plains, New York, us

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

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CRNA COMPLIANCE OFFICER​
Yale New Haven Health. 3 days ago. Sponsored
Weston, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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DIRECTOR, HEALTH CARE COMPLIANCE OFFICER
J&J Family of Companies. 3 days ago. Sponsored
Raritan, New Jersey, us

The Director, Health Care Compliance Officer will set strategic direction, provide oversight, lead compliance efforts, ensure an effective compliance and risk management program, and drive operational...

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COMPLIANCE OFFICER - VICE PRESIDENT
Quaestoradvisors. 4 days ago. Sponsored
New York, New York, us

Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;. Arena is looking to expand the team...

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CHIEF COMPLIANCE OFFICER
APS Pension and Financial Services. 4 days ago. Sponsored
Melville, New York, us

The Compliance Manual sets forth responsibilities that rest with the Chief Compliance Officer such as:. Periodically consult with the Compliance Consultant and Securities Counsel regarding compliance ...

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CHIEF COMPLIANCE OFFICER
APS Pension and Financial Services. 4 days ago. Sponsored
Melville, New York, us

The Compliance Manual sets forth responsibilities that rest with the Chief Compliance Officer such as:. Periodically consult with the Compliance Consultant and Securities Counsel regarding compliance ...

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CRNA Compliance Officer
SimplyApply. 5 days ago. Sponsored
Bridgeport, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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CRNA Compliance Officer
SimplyApply. 5 days ago. Sponsored
Bridgeport, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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Substitute Teacher - No Experience Needed!
Copilot Careers. 5 days ago. Sponsored
Red Bank, New Jersey, us

Our recruiters are staffing positions in 100s of New Jersey School Districts, we will help you find the locations and schedule best for you!.Make an impact - Develop career skills - Flexible schedule....

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Bridgeport, Connecticut, us

Join our team as a Substitute Teacher and be a crucial part of our school's educational mission.When regular teachers are absent, you will step in to ensure the uninterrupted delivery of the daily edu...

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Compliance Officer - AML Sanctions/Anti-Corruption
Fusion Staffing Partners. 7 days ago. Sponsored
New York, New York, us

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyz...

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CRNA COMPLIANCE OFFICER​
Yale New Haven Health. 14 days ago. Sponsored
Trumbull, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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CRNA COMPLIANCE OFFICER​
Yale New Haven Health. 14 days ago. Sponsored
Westport, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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CRNA COMPLIANCE OFFICER​
Yale New Haven Health. 14 days ago. Sponsored
Fairfield, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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CRNA COMPLIANCE OFFICER​
Yale New Haven Health. 14 days ago. Sponsored
Easton, Connecticut, us

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

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Compliance Officer (Generalist)
Landing Point. 17 days ago. Sponsored
New York, New York, us

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

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Compliance Officer
Westchester Jewish Community Services. 24 days ago. Sponsored
White Plains, New York, us

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Chai...

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Advisory Compliance Officer Rates and FX
Natixis Corporate & Investment Banking. 24 days ago. Sponsored
New York, New York, us

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

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Chief Compliance Officer
Confidential Careers. 26 days ago. Sponsored
Greenwich, Connecticut, us

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Administer and maintain program for compliance with federal and state securities laws and regulations. Se...

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Compliance Testing Officer - Financial Crimes
New York Community Bank. about 1 month ago. Sponsored
Hicksville, New York, us

The Financial Crimes Compliance Testing Officer is responsible for performing compliance testing of first line activities, and 2nd if applicable, to ensure that business units are complying with appli...

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Advisory Compliance Officer – Rates and FX
Natixis Corporate & Investment Banking. about 2 months ago. Sponsored
New York, New York, us

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

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Compliance Officer
Westchester Jewish Community Services. about 2 months ago. Sponsored
White Plains, New York, us

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Moni...

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Jersey City, New Jersey, us

Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)s Surveillance and Employee Compliance team responsible for the design,...

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Fair Banking Compliance Officer
TD Bank, N.A.. 5 months ago. Sponsored
New York, New York, us

The Fair Banking Compliance Officer provides second line oversight and support to TD Bank's compliance and business units related to fair lending and UDAAP for all consumer and commercial products. Th...

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Jersey City, New Jersey, us

Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)s Independent Assessment team responsible for assessing significant compliance risks and controls implemented by...

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Cubist Compliance Officer
Point72. 7 months ago. Sponsored
New York, New York, us

The Compliance Officer will work closely with fellow compliance and business personnel, providing compliance support to the firm’s global systematic trading strategies. The Compliance department emplo...

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Fair Lending - Sr. Compliance Officer
Valley. 8 months ago. Sponsored
Morristown, New Jersey, us

Ability to analyze various compliance problems or regulations and develop effective solutions in conjunction with the Chief Compliance Officer. Masters Degree and additional education such as having a...

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Trade Compliance Officer
Tandym Group. 11 months ago. Sponsored
New York, New York, us

In this role, the Trade Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and r...

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Sr. Compliance Officer, Asset Management - Alternatives
Northern Trust Corporation. 11 months ago. Sponsored
Stamford, Connecticut, us

This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Management. Provide compliance oversight and monitoring over key affiliated...

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Senior Compliance Officer - Institutional Sales Coverage
4352 DWS Investment Management Americas, Inc.. 11 months ago. Sponsored
The Bronx, New York, us

The Senior Compliance Officer - Institutional Sales Coverage position sits in DWS Business Line Compliance (“DWS” Compliance). The Senior Compliance Officer - Institutional Sales Coverage will assist ...

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Assistant General Counsel and Compliance Officer
City of New York. about 1 year ago. Sponsored
The Bronx, New York, us

The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trust’s legal and compliance department. The Assistant General Counsel and Compl...

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Interesting Stats on Compliance Officer Jobs in Mendota Heights, Minnesota
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