Compliance Officer Jobs0 Compliance Officer Jobs within 25 miles of Manhasset
CRNA Compliance Officer​
Yale New Haven Health. about 19 hours ago. Sponsored
Shelton, Connecticut, us

Certified Registered Nurse Anesthetist.CRNA/Certified Registered Nurse Anesthetist.To be part of our organization, every employee should understand and share in the Y ale New Haven Health System Visio...

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CRNA Compliance Officer​
Yale New Haven Health. about 19 hours ago. Sponsored
Shelton, Connecticut, us

Certified Registered Nurse Anesthetist.CRNA/Certified Registered Nurse Anesthetist.To be part of our organization, every employee should understand and share in the Y ale New Haven Health System Visio...

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CRNA Compliance Officer​
Yale New Haven Health. about 19 hours ago. Sponsored
Westport, Connecticut, us

Certified Registered Nurse Anesthetist.CRNA/Certified Registered Nurse Anesthetist.To be part of our organization, every employee should understand and share in the Y ale New Haven Health System Visio...

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CRNA Compliance Officer​
Yale New Haven Health. about 19 hours ago. Sponsored
East Haven, Connecticut, us

Certified Registered Nurse Anesthetist.CRNA/Certified Registered Nurse Anesthetist.To be part of our organization, every employee should understand and share in the Y ale New Haven Health System Visio...

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CRNA Compliance Officer​
Yale New Haven Health. about 19 hours ago. Sponsored
Hamden, Connecticut, us

Certified Registered Nurse Anesthetist.CRNA/Certified Registered Nurse Anesthetist.To be part of our organization, every employee should understand and share in the Y ale New Haven Health System Visio...

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CRNA Compliance Officer​
Yale New Haven Health. about 19 hours ago. Sponsored
Ansonia, Connecticut, us

Certified Registered Nurse Anesthetist.CRNA/Certified Registered Nurse Anesthetist.To be part of our organization, every employee should understand and share in the Y ale New Haven Health System Visio...

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COMPLIANCE OFFICER - MARKETS BUSINESS LINE ADVISORY COMPLIANCE
Santander Holdings USA Inc. about 19 hours ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

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COMPLIANCE OFFICER - MARKETS BUSINESS LINE ADVISORY COMPLIANCE
Santander Holdings USA Inc. about 19 hours ago. Sponsored
New York, New York, us

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

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Compliance Officer (Generalist)
Landing Point. 4 days ago. Sponsored
New York, New York, us

As a Compliance Officer, you will be the fourth member of our growing compliance team, working closely with colleagues across multiple business units. As they expand their compliance team, they seek a...

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Investment Compliance Officer 
Cardea Group. 4 days ago. Sponsored
New York, New York, us

An established and reputable hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead investment compliance and surve...

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Chief Compliance Officer (Hedge Fund)
Landing Point. 4 days ago. Sponsored
New York, New York, us

Landing Point is exclusively partnered with a well-established hedge fund in NYC on a search for a Chief Compliance Officer (CCO). This is an excellent opportunity for a compliance professional lookin...

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Fixed Income Compliance Officer
Cantor Fitzgerald Securities. 8 days ago. Sponsored
New York, New York, us

Fixed Income Compliance Officer. Conduct compliance training for new and existing regulations and firm policies.

Chief Compliance Officer
Partnership Employment. 11 days ago. Sponsored
Stamford, Connecticut, us

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

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Compliance Officer (NFA/CFTC Filing Experience)
Landing Point. 12 days ago. Sponsored
New York, New York, us

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

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Chief Compliance Officer
APS Pension and Financial Services. 14 days ago. Sponsored
Melville, New York, us

In addition, the Chief Compliance Officer will assess the effectiveness of the Firm's compliance program and revise the program as necessary. Periodically consult with the Compliance Consultant and Se...

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Chief Compliance Officer
APS Pension and Financial Services. 14 days ago. Sponsored
Melville, New York, us

The Compliance Manual sets forth responsibilities that rest with the Chief Compliance Officer such as:. Periodically consult with the Compliance Consultant and Securities Counsel regarding compliance ...

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Chief Vendor Compliance Officer
NYC Department of Social Services. 15 days ago. Sponsored
New York, New York, us

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations an...

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Chief Compliance Officer
Ikon Search. 18 days ago. Sponsored
New York, New York, us

Advise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance ...

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Chief Compliance Officer
Ikon Search. 18 days ago. Sponsored
New York, New York, us

Conduct regular compliance audits and assessments to evaluate the effectiveness of the compliance program. The CCO will be responsible for managing the overall compliance risk for the company, establi...

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Bank Trust Compliance Officer, New York
Emigrant Bank. 24 days ago. Sponsored
New York, New York, us

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

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Compliance Officer - Private Credit
Integral Search. 25 days ago. Sponsored
Greenwich, Connecticut, us

If you have demonstrable experience working with BDC structures, or previous 1940 Act Compliance exposure then this could be an excellent step for you. I am currently retained by a leading US Private ...

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Legal and Compliance Officer
Atlantic Group. about 1 month ago. Sponsored
Greenwich, Connecticut, us

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

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Advisory Compliance Officer – Rates and FX
Natixis Corporate & Investment Banking. about 1 month ago. Sponsored
New York, New York, us

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

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Advisory Compliance Officer – Rates and FX
Natixis Corporate & Investment Banking. about 1 month ago. Sponsored
New York, New York, us

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

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Compliance Officer
Westchester Jewish Community Services. about 1 month ago. Sponsored
White Plains, New York, us

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Chai...

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Deputy Chief Compliance Officer
Atlantic Group. about 2 months ago. Sponsored
New York, New York, us

Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate ...

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White Plains, New York, us

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

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White Plains, New York, us

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

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New York, New York, us

The Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker-dealer activities across Socit Gnrale's operations, reporting on the compliance risks a...

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Chief Compliance Officer
Amalgamated Bank. 3 months ago. Sponsored
New York, New York, us

The Chief Compliance Officer (CCO) is responsible for ensuring Bank compliance with all applicable regulations as well as internal compliance policies and procedures. Amalgamated Bank seeks a Chief Co...

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AML / OFAC Compliance Officer / Advisory (Financial Security)
Crdit Agricole CIB. 3 months ago. Sponsored
New York, New York, us

AML / OFAC Compliance Officer / Advisory (Financial Security). Types of Jobs - Compliance / Financial Security. Review and validation of High Risk KYC files to ensure completeness and compliance with ...

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Jersey City, New Jersey, us

The AML Compliance Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial...

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Alternatives Compliance Officer
Deutsche Bank. 3 months ago. Sponsored
New York, New York, us

Senior Alternative Compliance Officer (Senior AFC & Compliance Officer). The Senior AFC & Compliance Officer will support the Illiquids Alternative business lines in the Americas and provide guidance ...

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Consultant - Chief Compliance Officer
Arootah. 3 months ago. Sponsored
New York, New York, us

Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a...

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HIPAA Compliance Officer & Instructor, Part Time
New York Institute of Technology. 3 months ago. Sponsored
Old Westbury, New York, us

Identify urgent and emergent issues including data breaches, and interpret data breach notification requirements; The HIPPA compliance officer will coordinate with NYIT General Counsel and Chief Infor...

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Compliance Officer
Amalgamated Bank. 5 months ago. Sponsored
New York, New York, us

Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Banks loan, deposit products and services maintain compliance with federal and state regulatio...

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Bank Trust Compliance Officer, New York
Emigrant Bank. 5 months ago. Sponsored
New York, New York, us

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

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Assistant General Counsel and Compliance Officer
City of New York. 5 months ago. Sponsored
New York, New York, us

The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trusts legal and compliance department. The Assistant General Counsel and Compli...

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Compliance Officer
Amalgamated Bank. 5 months ago. Sponsored
New York, New York, us

Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Banks loan, deposit products and services maintain compliance with federal and state regulatio...

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Compliance Officer
SF Staffing Solutions. 5 months ago. Sponsored
New York, New York, us

Seeking a candidate who will help conduct reviews of marketing materials to ensure conformance with US regulatory requirements as well as firm policies and procedures.The individual will work closely ...

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