Compliance Officer Jobs0 Compliance Officer Jobs within 25 miles of Los Angeles
Compliance Program Officer
City National Bank. 1 day ago. Sponsored
Los Angeles, California, us

COMPLIANCE PROGRAM OFFICERWHAT IS THE OPPORTUNITY?The Compliance Program Officer's primary duty is to ensure the company is in compliance with all laws, regulations and regulatory guidance. Perform co...

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Compliance and Audit Officer/Specialist
Stanbridge University. 10 days ago. Sponsored
Irvine, California, us

Compliance and Audit Officer/Specialist. This individual will play a crucial role in ensuring accuracy, efficiency, and compliance across multiple departments.

Compliance and Audit Officer/Specialist
Stanbridge University. 10 days ago. Sponsored
Irvine, California, us

Compliance and Audit Officer/Specialist. This individual will play a crucial role in ensuring accuracy, efficiency, and compliance across multiple departments.

Torrance, California, us

Senior Export Compliance Officer, who will report directly to a director on the corporate Export Compliance Leadership Team. Experience working in a compliance-related role, especially one involving e...

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Torrance, California, us

Senior Export Compliance Officer, who will report directly to a director on the corporate Export Compliance Leadership Team. Senior Export Compliance Officer for Training & Communications. Assisting i...

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Torrance, California, us

Senior Export Compliance Officer, who will report directly to a director on the corporate Export Compliance Leadership Team. Developing, reviewing, updating, and implementing comprehensive export comp...

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Torrance, California, us

Senior Export Compliance Officer, who will report directly to a director on the corporate Export Compliance Leadership Team. Supporting the Export Compliance investigations team in investigating and r...

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Compliance Testing Officer
Royal Bank of Canada>. 29 days ago. Sponsored
Los Angeles, California, us

The Compliance Testing Officer may also support issue validation as well as other initiatives aimed at enhancing the overall Compliance Testing Program. The Compliance Testing Officer executes indepen...

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Compliance Officer
City National Bank. about 1 month ago. Sponsored
Los Angeles, California, us

Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. WHAT IS THE OPPORTUNITY? The Compliance Analyst will...

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Compliance Officer
City National Bank. about 1 month ago. Sponsored
Los Angeles, California, us

Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. Work with Senior Compliance Officer, Compliance Mana...

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Fair Banking Compliance Officer
City National Bank. about 1 month ago. Sponsored
Los Angeles, California, us

Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments. Once risks are identified, the Compliance Officer co...

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Fair Banking Compliance Officer
City National Bank. about 1 month ago. Sponsored
Los Angeles, California, us

Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments. The Fair Banking Compliance Officer is responsible f...

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Compliance Program Officer
City National Bank. about 2 months ago. Sponsored
Los Angeles, California, us

Perform compliance testing and monitoring activities to ensure that all areas of organization are in compliance with applicable laws and regulations and develop trending analysis/heat maps on state of...

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Compliance Program Officer
City National Bank. about 2 months ago. Sponsored
Los Angeles, California, us

Perform compliance testing and monitoring activities to ensure that all areas of organization are in compliance with applicable laws and regulations and develop trending analysis/heat maps on state of...

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Compliance Officer Senior
City National Bank. 2 months ago. Sponsored
Los Angeles, California, us

WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program covering consumer including monitoring business are...

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Compliance Officer Senior
City National Bank. 2 months ago. Sponsored
Los Angeles, California, us

WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program covering consumer including monitoring business are...

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Senior Compliance Testing Officer
Royal Bank of Canada>. 3 months ago. Sponsored
Los Angeles, California, us

Provide ideas for the enhancement of the Program by leveraging Compliance Advisory team members, Compliance Practices and Assurance team members, Business Partners, and industry research. We are hirin...

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Senior Compliance Testing Officer
Royal Bank of Canada>. 3 months ago. Sponsored
Los Angeles, California, us

We are hiring several Senior Testing Officers requiring proven experience in 2LOD compliance testing with subject matter expertise in one or more of the below subjects/areas:. Provide ideas for the en...

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VP, Compliance Officer (Newport Beach)
PIMCO. 5 months ago. Sponsored
Newport Beach, California, us

PIMCO is seeking a Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the investment adviser compliance program and compliance matters relati...

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VP, Compliance Officer (Newport Beach)
PIMCO. 5 months ago. Sponsored
Newport Beach, California, us

PIMCO is seeking a Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the investment adviser compliance program and compliance matters relati...

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Senior Compliance Officer - Advisory and Guidance
Western Alliance Bank. 9 months ago. Sponsored
Westlake Village, California, us

The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve complianc...

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Senior Compliance Officer - Advisory and Guidance
Western Alliance Bank. 9 months ago. Sponsored
Westlake Village, California, us

The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve complianc...

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Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth
5H0 Hub International Limited. 9 months ago. Sponsored
Los Angeles, California, us

This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP Risk & Co...

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Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth
5H0 Hub International Limited. 9 months ago. Sponsored
Los Angeles, California, us

SVP Risk & Compliance - Portfolio Compliance. This role reports directly to the RPW Executive Chief Compliance & Risk Officer. This is a unique opportunity for an experienced compliance leader to join...

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Deputy, Chief Compliance Officer
PIMCO. 10 months ago. Sponsored
Newport Beach, California, us

As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with par...

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Deputy, Chief Compliance Officer
PIMCO. 10 months ago. Sponsored
Newport Beach, California, us

As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with par...

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WORKERS COMPENSATION COMPLIANCE OFFICER
Department of Industrial Relations. 10 months ago. Sponsored
US

Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Comp...

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WORKERS COMPENSATION COMPLIANCE OFFICER
Department of Industrial Relations. 10 months ago. Sponsored
US

Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Comp...

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Compliance Officer - Social Services - Los Angeles CA
Tandym Group. 11 months ago. Sponsored
Los Angeles, California, us

A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Monitor and assess compliance risk, identify potential areas of conce...

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Compliance Officer - Social Services - Los Angeles CA
The Execu|Search Group. 11 months ago. Sponsored
Los Angeles, California, us

Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas of concern...

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Compliance Officer - Social Services - Los Angeles CA
Tandym Group. 11 months ago. Sponsored
Los Angeles, California, us

A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Conduct regular audits and reviews to ensure compliance with applicab...

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Compliance Officer - Social Services - Los Angeles CA
The Execu|Search Group. 11 months ago. Sponsored
Los Angeles, California, us

Compliance experience in a Social Services and/or Nonprofit setting. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Mo...

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Tax Compliance Officer 1179
LADOT. 12 months ago. Sponsored
Los Angeles, California, us

A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances throug...

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Tax Compliance Officer 1179
LADOT. 12 months ago. Sponsored
Los Angeles, California, us

A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances throug...

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Compliance Officer
UCLA Health. about 1 year ago. Sponsored
Inglewood, California, us

The Compliance Officer will provide leadership and support in the development, implementation and maintenance of compliance and risk management activities at our Venice Family Clinic. In this leadersh...

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Compliance Officer
UCLA Health. about 1 year ago. Sponsored
Inglewood, California, us

The Compliance Officer will provide leadership and support in the development, implementation and maintenance of compliance and risk management activities at our Venice Family Clinic. In this leadersh...

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Los Angeles, California, us

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...

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Los Angeles, California, us

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...

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Costa Mesa, California, us

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...

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Costa Mesa, California, us

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...

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