The Director of Quality, Risk Management, and Compliance is responsible for overseeing and directing all activities related to quality improvement, risk management, and regulatory compliance. Proficie...

Under supervision, with considerable latitude for independent initiative and judgment, coordinates the planning, development, and implementation of training and staff development programs to enhance t...

High proficiency of Microsoft Excel; good proficiency of other Microsoft Office Suite or related software. Proficiency in accounting software, either as ERP Finance module or as separate software, e. ...

Oversight of the Client Trading Oversight Council; working in close partnership with Anti Financial Crime as well as Technology, Data and Innovation teams to drive execution within CB and IB; also, co...

Overseeing the administrative process of filling a very high volume of vacancies per year through the use of civil service lists, administration of posting and transfer program and discretionary recru...

High proficiency of Microsoft Excel; good proficiency of other Microsoft Office Suite or related software. Proficiency in accounting software, either as ERP Finance module or as separate software, e. ...

Lead the compliance function at Scale, including compliance governance, compliance advisory, and regulatory compliance. Scale is seeking an experienced and entrepreneurial Director, Head of Compliance...

Join our private credit client as an Associate Director of Compliance in New York, where you'll lead compliance and regulatory efforts for marketing, fundraising, and investment strategies. Support th...

We are looking for a Director of Compliance with 4-6 years experience in consumer lending compliance to lead a team of compliance professionals. Were looking for a motivated professional who wants to ...

Develop and perform focused audit-related activities including, without limitation, the conduct of compliance reviews, the assessment of existing internal controls, and the performance of gap analyses...

Develop and perform focused audit-related activities including, without limitation, the conduct of compliance reviews, the assessment of existing internal controls, and the performance of gap analyses...

We are looking for a Director of Compliance with 4-6 years’ experience in consumer lending compliance to lead a team of compliance professionals. We’re looking for a motivated professional who wants t...

Form ADV, Form PF, Reg D, Treasury and BEA Filings, State blue-sky filings, Section 13/16 filings, AIFMD and Annex IV, FCA filings and transaction reporting) Assist with compliance monitoring program...

Conduct administrative audits, on those vendors who have compliance vulnerability and risk, which includes site visits, program observations, and interviews with site directors; performs a review of a...

The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General Counsels, and several paralegals, legal assistants and compliance professionals. So...

The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General Counsels, and several paralegals, legal assistants and compliance professionals. So...

Serve as a resource to business units, internal team members, and management providing a range of support and analysis on regulatory compliance requirements, issues, and/or best practices, including t...

Lead and manage staff of AML professionals to accomplish goals and invest in the development of team members through the development and execution of AML training. Citi also offers paid time off packa...

Coordinate with other stakeholders on fund and managed account compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the...

The Office of Human Resources Solutions (HRS) is the central human resources department of the Department of Social Services, the Human Resources Administration, and the Department of Homeless Service...