Governance, Risk, Compliance Analyst. Purpose: The GRC Analyst will help lead the development, enhancement, and implementation of information security risk management frameworks, and help drive securi...
read moreGovernance, Risk, Compliance Analyst. Purpose: The GRC Analyst will help lead the development, enhancement, and implementation of information security risk management frameworks, and help drive securi...
read moreMaintain a deep understanding of industry-standard security frameworks (NIST 800-53, PCI-DSS, HIPAA, SOC 2) and regulatory requirements Lead internal and external security audits and assessments to en...
read moreOne of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.
The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...
read moreOne of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.
A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...
read moreA leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...
read moreStrong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ERISA compliance matters. Compliance position that has an adva...
read moreDSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR C...
read moreA minimum of five years of experience as a data analyst, contract specialist or similar experience required. This position will ensure the Sales, Customer Service, IT, Data, HR, Marketing, Legal and R...
read morePLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR Current City Employees working in titles similar to Procurement Analyst may also apply. The New ...
read moreThe Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...
read moreThe Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...
read moreDevelop and maintain optimized processes and supporting procedures for regulatory compliance activities including but not limited to Worldwide Adverse Event Reporting, Field Action execution, and othe...
read moreE-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...
read moreE-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...
read moreThe Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...
read moreThe Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...
read moreThis role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...
read moreOur growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...
read moreThe IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...
read moreOur growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...
read morePartners with and ensures IWS stake holders understand required business practices needed to remain in compliance with NYC Commercial Waste Zone rules and regulations, including ensuring cross-functio...
read moreA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...
read moreA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...
read moreThe Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Strong business judgment compliance skills. Participate in the develop...
read moreThe IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...
read moreAs a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. Compliance or Insurance (ideally P&C and/or E&S). Excellent organizational skills and abili...
read moreDSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR C...
read moreThe Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Participate in the development of the annual Compliance testing plan. ...
read moreAs a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. Compliance or Insurance (ideally P&C and/or E&S). Excellent organizational skills and abili...
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