Compliance Analyst Jobs0 Compliance Analyst Jobs within 25 miles of Lake Success
GOVERNANCE, RISK, COMPLIANCE ANALYST
The TCW Group. 2 days ago. Sponsored
New York, New York, us

Governance, Risk, Compliance Analyst. Purpose: The GRC Analyst will help lead the development, enhancement, and implementation of information security risk management frameworks, and help drive securi...

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GOVERNANCE, RISK, COMPLIANCE ANALYST
The TCW Group. 2 days ago. Sponsored
New York, New York, us

Governance, Risk, Compliance Analyst. Purpose: The GRC Analyst will help lead the development, enhancement, and implementation of information security risk management frameworks, and help drive securi...

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SECURITY ANALYST, SYSTEMS ASSURANCE AND COMPLIANCE
Clear Secure, Inc.. 3 days ago. Sponsored
New York, New York, us

Maintain a deep understanding of industry-standard security frameworks (NIST 800-53, PCI-DSS, HIPAA, SOC 2) and regulatory requirements Lead internal and external security audits and assessments to en...

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Compliance & Filing Analyst (SERFF) - HYBRID
Career Personnel, Inc.. 3 days ago. Sponsored
Morris Plains, New Jersey, us

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

ANALYST - FINANCIAL ADVISOR COMPLIANCE
Interactive Brokers. 3 days ago. Sponsored
Greenwich, Connecticut, us

The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...

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Compliance & Filing Analyst (SERFF) - HYBRID
Career Personnel, Inc.. 3 days ago. Sponsored
Morris Plains, New Jersey, us

One of our favorite clients, a global industry leader, is searching for a Compliance & Filing Analyst (SERFF) to join their dynamic team.

Senior Compliance Analyst (Asset Management)
Landing Point. 7 days ago. Sponsored
New York, New York, us

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...

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Senior Compliance Analyst (Asset Management)
Landing Point. 7 days ago. Sponsored
New York, New York, us

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. This role provides significant exposure to senior management and the Chief Compliance Officer...

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REMOTE RETIREMENT PLAN COMPLIANCE ANALYST
Ascensus. 8 days ago. Sponsored
Bridgeport, Connecticut, us

Strong attention to detail and the ability to prioritize, manage tasks and meet in connection with business operations, including related ERISA compliance matters. Compliance position that has an adva...

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CONTRACTS AND COMPLIANCE ANALYST
City of New York. 8 days ago. Sponsored
New York, New York, us

DSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR C...

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CORPORATE COMPLIANCE ANALYST
Interstate Waste Services. 8 days ago. Sponsored
Teaneck, New Jersey, us

A minimum of five years of experience as a data analyst, contract specialist or similar experience required. This position will ensure the Sales, Customer Service, IT, Data, HR, Marketing, Legal and R...

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AUDIT AND COMPLIANCE ANALYST
City of New York. 8 days ago. Sponsored
New York, New York, us

PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR Current City Employees working in titles similar to Procurement Analyst may also apply. The New ...

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Licensing and Regulatory Compliance Analyst
Sportradar. 11 days ago. Sponsored
New York, New York, us

The Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...

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Licensing and Regulatory Compliance Analyst
Sportradar. 11 days ago. Sponsored
New York, New York, us

The Licensing, Regulatory Compliance, & Government Affairs (LRC/GA) team is an internal service provider that supports Sportradar's fast growth by ensuring compliance with all gaming and betting laws ...

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Regulatory Compliance Analyst
Net2Source Inc.. 15 days ago. Sponsored
Parsippany-Troy Hills, New Jersey, us

Develop and maintain optimized processes and supporting procedures for regulatory compliance activities including but not limited to Worldwide Adverse Event Reporting, Field Action execution, and othe...

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E-Communications Compliance Surveillance Analyst
North Bridge Staffing Group. 20 days ago. Sponsored
New York, New York, us

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

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E-Communications Compliance Surveillance Analyst
North Bridge Staffing Group. 20 days ago. Sponsored
New York, New York, us

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

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Senior Compliance Analyst
Ikon Search. 22 days ago. Sponsored
Woodbridge Township, New Jersey, us

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

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Senior Compliance Analyst
Ikon Search. 22 days ago. Sponsored
Woodbridge Township, New Jersey, us

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

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Compliance Analyst -ETF's/RIA
NEOS Investments. about 1 month ago. Sponsored
Westport, Connecticut, us

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

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Compliance Analyst (Hybrid - Flexible Options)
Broadridge Financial Solutions. 3 months ago. Sponsored
Brentwood, New York, us

Our growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...

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IT Compliance Analyst
Danaher Corporation. 3 months ago. Sponsored
New York, New York, us

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

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Compliance Analyst (Hybrid - Flexible Options)
Broadridge Financial Solutions. 3 months ago. Sponsored
Brentwood, New York, us

Our growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...

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Compliance Analyst - Operations
Interstate Waste Services. 3 months ago. Sponsored
Jersey City, New Jersey, us

Partners with and ensures IWS stake holders understand required business practices needed to remain in compliance with NYC Commercial Waste Zone rules and regulations, including ensuring cross-functio...

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Compliance Analyst
Tandym Group. 3 months ago. Sponsored
New York, New York, us

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...

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Compliance Analyst
Tandym Group. 3 months ago. Sponsored
New York, New York, us

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...

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Compliance Analyst
Rockefeller Capital Management. 4 months ago. Sponsored
New York, New York, us

The Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Strong business judgment compliance skills. Participate in the develop...

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IT Compliance Analyst
Danaher Corporation. 4 months ago. Sponsored
Newark, New Jersey, us

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

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Part-time Compliance Analyst
Cover Whale. 4 months ago. Sponsored
New York, New York, us

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. Compliance or Insurance (ideally P&C and/or E&S). Excellent organizational skills and abili...

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Contracts and Compliance Analyst
City of New York. 4 months ago. Sponsored
New York, New York, us

DSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. PLEASE NOTE: Applicants should be serving as a permanent Procurement Analyst title in order to apply OR C...

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Compliance Analyst
Rockefeller Capital Management. 4 months ago. Sponsored
New York, New York, us

The Compliance Officer will support the Rockefeller Asset Managements Compliance program, with a focus on testing and monitoring. Participate in the development of the annual Compliance testing plan. ...

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Part-time Compliance Analyst
Cover Whale. 4 months ago. Sponsored
New York, New York, us

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. Compliance or Insurance (ideally P&C and/or E&S). Excellent organizational skills and abili...

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