Responsibilities
About Universal Health Services
One of the nation’s largest and most respected providers of hospital and healthcare services, Universal Health Services, Inc. (UHS) has built a...
As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guida...
read moreThe position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization. Compliance Officer - Consult...
read moreAs Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guida...
read moreThe President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance ...
read moreServe as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Maintain the Written Supervisory Procedu...
read moreThe Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program. Princeton University seek...
read moreThe Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...
read moreWork with relevant legal entity compliance officers, ensure our policies and documents are reviewed and updated at the required cadence. Communicate compliance issues and trends and provide routine co...
read moreHaving previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a...
read moreExperience in creating and implementing compliance policies and procedures. The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer com...
read moreBuild out the current administration of companywide compliance program. Collaborate with Advisors and CEO to gather and verify necessary documentation, and maintain comprehensive records of all filing...
read moreThe Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent...
read moreImplement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor ("RIA") affiliates of Socit Gnrale in the Americas to ensure compliance and pract...
read moreReporting directly to the Chief Executive Officer of the Housing Authority, the Chief Compliance Officer (CCO) will be responsible for overseeing NYCHAs compliance with federal, state, and local regul...
read moreReporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...
read moreFun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Familiarity with risk-based approach to conducting com...
read moreFun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and serv...
read moreThis temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal and ComplianceDepartment through a variety of tasks that require careful balancin...
read moreAs part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating Committee through on-going governance and d...
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