Serve as the executive assistant to the global chief human resources officer.

Serve as the executive assistant to the global chief human resources officer.

Ensure compliance with all legal and tax requirements and company’s policies.

Areas of compliance responsibility include DBE compliance of the prime contractor and subcontractor, payroll verification and discrepancy resolution, CUF review and approval, monthly/quarterly M/WBE a...

As a Compliance Officer, you will be responsible for ensuring the firm adheres to all regulatory requirements and internal policies, fostering a culture of compliance and ethical conduct. Support the ...

B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members. Managing and updating pre- and post-...

Ensure compliance with local, state, and federal financial policies, procedures and reporting requirements. Oversee maintenance of insurance coverage for auto, professional liability, workers' compens...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. Hold Bro...

As the NFA/CFTC senior compliance expert you’ll be a part of our team and will help mature our NFA/CFTC compliance products and controls, functions and reporting needs. You will provide compliance gui...

Ensure compliance with local, state, and federal financial policies, procedures and reporting requirements. Oversee maintenance of insurance coverage for auto, professional liability, workers' compens...

The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. We are s...

B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members. The ideal candidate should have 5 pl...

Significant experience in identifying functions and business practices requiring compliance and regulatory activities and assist the Director of Compliance/Compliance Counsel in developing a complianc...

Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance effec...

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. The employee will most likely interact on a regular basis with the Cl...

The position is also responsible for facilitating the operations of the Weichert Real Estate School, handling all tasks associated with the school website and Shopify, and ensuring the school maintain...

The position is also responsible for facilitating the operations of the Weichert Real Estate School, handling all tasks associated with the school website and Shopify, and ensuring the school maintain...

Align the compliance function with the firm’s strategic goals, fostering a culture of compliance across all levels of the organization. Supervise and mentor compliance staff, ensuring a high-performin...

Areas of compliance responsibility include DBE compliance of the prime contractor and subcontractor, payroll verification and discrepancy resolution, CUF review and approval, monthly/quarterly M/WBE a...

The Billing Compliance Specialist will be responsible for maintaining compliance with billing guidelines, auditing timekeeper billing entries and communicating effectively with firm timekeepers to ens...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on Fixed Income instruments. Minimum of 10 years ...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

Supervise and mentor compliance staff, ensuring a high-performing compliance team. Align the compliance function with the firm’s strategic goals, fostering a culture of compliance across all levels of...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on Fixed Income instruments. Minimum of 10 years ...

Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance effec...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on Fixed Income instruments. Minimum of 10 years ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on Fixed Income instruments. Minimum of 10 years ...

Title: Compliance Associate/Officer. Our client, a successful alternative asset management firm with $50B+ in AUM is seeking an exceptional Compliance Professional to join their compliance team. Minim...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

Mid-size manufacturing company seeks a candidate that will be responsible for financial reports, to include P&L statements, Balance Sheet, interim Financial Statements and data base management.They wi...

Align the compliance function with the firm’s strategic goals, fostering a culture of compliance across all levels of the organization. Supervise and mentor compliance staff, ensuring a high-performin...

Oversee and ensure compliance with grants revenue, expense, budgets, reporting, and compliance with grantor requirements. Title: Chief Financial Officer. Reporting to the Executive Vice President for ...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

Create and maintain policies reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and industry best practices; and assist in development and deliver...

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Review and validation of High Ris...

Corporate Compliance Officer in the healthcare sector, specifically in post-acute and long-term care settings. Certification in healthcare compliance (CHC) is preferred. Premier Healthcare is seeking ...

Corporate Compliance Officer in the healthcare sector, specifically in post-acute and long-term care settings. Certification in healthcare compliance (CHC) is preferred. Premier Healthcare is seeking ...

In addition, the individual will provide assistance to the Chief Legal Officer & Chief Compliance Officer in compliance and legal functions and act as the Healthcare System’s HIPAA Privacy Officer. Pr...

In addition, the individual will provide assistance to the Chief Legal Officer & Chief Compliance Officer in compliance and legal functions and act as the Healthcare System’s HIPAA Privacy Officer. Pr...