As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

Landing Point is exclusively partnered with a well-established hedge fund in NYC on a search for a Chief Compliance Officer (CCO). Strong knowledge of SEC regulations and private fund compliance requi...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

As a Compliance Officer, you will be the fourth member of our growing compliance team, working closely with colleagues across multiple business units. As they expand their compliance team, they seek a...

An established and reputable hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead investment compliance and surve...

An established and reputable hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead investment compliance and surve...

Landing Point is exclusively partnered with a well-established hedge fund in NYC on a search for a Chief Compliance Officer (CCO). This is an excellent opportunity for a compliance professional lookin...

Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;Work collaboratively with the Global and US Compliance teams where...

Prepare compliance reports for senior management and regulatory bodies. Monitor compliance with federal, state, and local regulations. Update and develop compliance policies and procedures.

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Administer and maintain program for compliance with federal and state securities laws and regulations. Se...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Administer and maintain program for compliance with federal and state securities laws and regulations. Se...

The Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. In addition, the Chief Compliance Officer ...

The Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. The Compliance Manual sets forth responsib...

SBS seeks a Chief Vendor Compliance Officer for Citywide Vendor Compliance who will report to the Deputy Commissioner of the Division of Economic and Financial Opportunity. The Chief Vendor Compliance...

SBS seeks a Chief Vendor Compliance Officer for Citywide Vendor Compliance who will report to the Deputy Commissioner of the Division of Economic and Financial Opportunity. The Chief Vendor Compliance...

The CCO will be responsible for managing the overall compliance risk for the company, establishing a robust compliance framework, and fostering a culture of ethical business practices. Advise on regul...

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take required computer-based training programs or attend Webina...

Lead the compliance function in identifying, assessing, and mitigating compliance risks across all business lines, including underwriting, claims, sales, marketing, and operations. Certifications such...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

I am currently retained by a leading US Private Markets fund looking to grow their Compliance team with an Associate hire. If you have legal or compliance experience with knowledge of Credit products ...

I am currently retained by a leading US Private Markets fund looking to grow their Compliance team with an Associate hire. If you have legal or compliance experience with knowledge of Credit products ...

JCW is partnering with a local Commercial Bank in the NYC area who is looking to bring on a new Compliance Officer to their team. Advise Senior Management of the bank on relevant Compliance topics inc...

JCW is partnering with a local Commercial Bank in the NYC area who is looking to bring on a new Compliance Officer to their team. Advise Senior Management of the bank on relevant Compliance topics inc...

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the firm's compliance program. Draft compliance policies and procedures and advise senior leaders...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Moni...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. WJCS...

This requires coordination internally with our operations and technology team and often with outside counsel and compliance consultants. In-depth knowledge of compliance requirements applicable to SEC...

The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of o...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

AML / OFAC Compliance Officer / Advisory (Financial Security). The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Complian...

Professional certification is highly preferred, such as Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), or Certified Regulatory and Compliance - Professional ...

Seeking a candidate who will help conduct reviews of marketing materials to ensure conformance with US regulatory requirements as well as firm policies and procedures.The individual will work closely ...