Consistently adheres to regulatory and compliance policies and standards linked to the job as listed and complete required compliance trainings. Accountable to maintain compliance with applicable fede...

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. This role involves supporting Reservoir Media's finance and ac...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firms compliance program. This is an exciting opportunity to work closely with leadership, de...

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Develop, implement, and monitor internal controls to ensure SO...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm’s compliance program. The ideal candidate will have one or two years of compliance exper...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional service...

Principal Supply Chain Analyst | Government Compliance. DRS is seeking a motivated, career and customer-oriented Government Compliance Analyst to join our Supply Chain team in the Danbury, CT area to ...

The Market Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices for compliance with regulatory requirements and company policies/proce...

Engage in the full spectrum of core compliance responsibilities as you grow your knowledge and expertise across a continuously expanding space in the investment advisory universe. Support the Core Com...

Our team is seeking an experienced and dynamic individual to join as a Vice President, Lead Data Analyst and Portfolio Manager for Customer & Compliance reporting directly to Head of Planning & Strate...

Compliance Analyst with 2-4 years experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance t...

Senior Compliance Data Analyst. In this role, you'll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamles...

Cybersecurity Governance, Risk, and Compliance Analyst. The Cybersecurity Governance, Risk, and Compliance Analyst will collaborate with various stakeholders including the Senior Security Engineer, IT...

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The team is generally responsible for est...

In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

Proficient in Microsoft Office Suite (Word, Excel, PowerPoint); experience with compliance management software is a plus. Candidate will be able to advance themselves holistically as a compliance offi...

The Compliance Analyst/Associate will be responsible for assistance in implementing and maintaining the firm's compliance policies and procedures that are part of its robust Global Code of Ethics and ...

Works with subcontractors to define and drive compliance with all relevant telematics reporting requirements. Works with subcontractors to maintain and report employee safety training requirements and...

This role reports to the Regional Head of Compliance for the Americas and Europe, and focuses on Compliance Training, Policy Writing and Compliance Communications. The Senior Analyst of Compliance Awa...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...