The firm is seeking a Technology Risk & Compliance Analyst, reporting to the Technology Risk & Compliance Manager. TECHNOLOGY RISK & COMPLIANCE ANALYST. The Technology Risk & Compliance Analyst will w...

We are looking for a Regulatory IT Business Analysts to support, maintain and design external and internal IT solutions for Transactional Regulatory Reporting and Compliance (Trade Reporting and Compl...

A global law firm seeking a Technology Risk & Compliance Analyst to assist in managing the firm's risk and compliance initiatives. Reporting to the Technology Risk & Compliance Manager, this role will...

A global law firm seeking a Technology Risk & Compliance Analyst to assist in managing the firm's risk and compliance initiatives. Reporting to the Technology Risk & Compliance Manager, this role will...

Purpose: The GRC Analyst will help lead the development, enhancement, and implementation of information security risk management frameworks, and help drive security and operations audit, controls, and...

Partner with legal and compliance teams to analyze new and upcoming industry regulations related to cybersecurity controls, risk management and reporting, and client reporting requirements for complia...

The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...

The Compliance Analyst will report to the Financial Advisor (FA) Compliance Team Lead and assist with various initiatives relating to Interactive Brokers' Financial Advisor program and clients. Intera...

Blackstone's Legal & Compliance group provides Legal Analysts with the opportunity to work alongside experienced in-house counsel at one of the world's leading financial institutions. Legal Analysts p...

Blackstone's Legal & Compliance group provides Legal Analysts with the opportunity to work alongside experienced in-house counsel at one of the world's leading financial institutions. Legal Analysts p...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...

A leading asset manager is seeking a Senior Compliance Analyst to join its New York-based compliance team. Broker-Dealer (BD) and Investment Adviser (IA) compliance programs, while also assisting othe...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. Experience i...

E-Communications Compliance Surveillance Analyst. The Legal & Compliance Department ensures ethical practices, upholds the company's reputation, and fosters a compliance-oriented culture. As an Analys...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

The Senior Analyst is responsible for supporting the Compliance Team Leader/Compliance Coordinator in managing the day-to-day operations of multiple Clients regarding the Certificate of Insurance (“CO...

This role will work closely with Chief Compliance Officer of the firm, the Chief Compliance Officer of the funds and management on a variety of compliance matters focused on registered funds and a reg...

The Cyber Compliance Analyst will be responsible for developing, managing, and monitoring compliance with cybersecurity policies, standards, and procedures. We are seeking a motivated and detail-orien...

The RGFO Compliance Team is seeking a Compliance Analyst to assist with various aspects of the Compliance branch program including, regulatory advice and guidance, policy interpretation, conducting te...

Our growing team is currently seeking a Compliance Analyst to support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. Liaison between Info...

Monitors CWZ contract and implements rules and guidelines for staying in compliance. Works with Operations, IT, and Fleet Maintenance team to define and drive compliance with all relevant telematics r...

Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Con...

Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Con...

The NYC Department of Design and Construction, Office of Diversity, and Industry Relations (ODIR) seeks a Minority and Women-Owned Business Enterprise (M/WBE) Outreach and Compliance Analyst. The M/WB...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm'...

Must have experience with Microsoft compliance products.

As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. You will collaborate across teams to develop and implement strategies that align with busine...