Strong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business...

Functional knowledge of the US fixed income and derivative trading regulatory framework, the ’33 Act and the ’34 Act, Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commissio...

Entirely owns the compliance and process of acrediting and maintaining the programs above. Compliance Officer & Accrediting Lead. Business Development strategy and business plan as it relates to compl...

Draft compliance policies and procedures and advise senior leadership on compliance issues. Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the f...

Draft compliance policies and procedures and advise senior leadership on compliance issues. Our client, a recently founded private equity firm is seeking a Compliance Officer to build and manage the f...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

Functional knowledge of the US fixed income and derivative trading regulatory framework, the ’33 Act and the ’34 Act, Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commissio...

Strong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business...

Strong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business...

Strong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business...

Serve as a Compliance Officer with responsibility for oversight of regulatory compliance with BNY’s Third-Party and Resiliency Framework, including monitoring for new and changing regulatory guidance ...

He/she/they will interact with a wide group of stakeholders locally and globally to support adherence to regulatory, compliance, and risk management priorities and will be expected to lead initiatives...

Assist with environmental and safety air emissions permitting and program development and ongoing EHS compliance needs for industrial, manufacturing, institutional, federal, and municipal clients. Hea...

Product and Financial Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. Technology Risk...

Product and Financial Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. Technology Risk...

The Chief Counsel and Chief Compliance Officer will serve as the trusted adviser to Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan Company (MMC) Securities, and gener...

Serve as trusted advisor to senior leadership at MMA on array of risk and compliance issues related to its commercial insurance, employee health and benefits, personal lines and retirement service off...

Serve as trusted advisor to senior leadership at MMA on array of risk and compliance issues related to its commercial insurance, employee health and benefits, personal lines and retirement service off...

Collaboratewith risk, legal, and compliance teams to align policies and training toregulatory /operational expectations and industry standards. Contributeto a team to develop, enhance, and proactively...

Collaboratewith risk, legal, and compliance teams to align policies and training toregulatory /operational expectations and industry standards. Contributeto a team to develop, enhance, and proactively...

This temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal and ComplianceDepartment through a variety of tasks that require careful balancin...

This temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal and ComplianceDepartment through a variety of tasks that require careful balancin...

Valid New York State license and current registration to practice as a Registered Professional Nurse issued by the New York State Education Department (NYSED) and two (2) years of clinical and/or admi...

Duties Description As a Safety and Security Officer 2, you would patrol and inspect State buildings, grounds, and equipment to monitor and ensure environmental health, to handle all safety and securit...

The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presen...

We serve as the population health strategist, and policy, and planning authority for the City of New York, while also having a vast impact on national and international public policy, including progra...

We serve as the population health strategist, and policy, and planning authority for the City of New York, while also having a vast impact on national and international public policy, including progra...

The Audit and Compliance Manager and HIPAA Privacy Officer is responsible to conduct internal, financial and compliance audits and review internal control functions to identify, assess, and evaluate f...

The Audit and Compliance Manager and HIPAA Privacy Officer is responsible to conduct internal, financial and compliance audits and review internal control functions to identify, assess, and evaluate f...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

This role will require the ability to work collaboratively with internal and external stakeholders, exercise independent judgment and initiative, build and foster relationships with business partners,...

The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trust’s legal and compliance department. Ethics and Compliance Programs: Develop...

Maintains safe and secure environment for students, faculty, staff and visitors by patrolling and monitoring safety and security conditions, and responding to incidents as they occur. Sarah Lawrence C...

Sarah Lawrence College seeks Campus Safety Officers (Full Time and Part Time) to work under supervision and with moderate discretion for independent judgment performs tasks in support of the College’s...