We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support local Compliance Officers to ensure their programs are robust, consistent, and meet both lo...

We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support local Compliance Officers to ensure their programs are robust, consistent, and meet both lo...

The Chief Compliance Officer will oversee all compliance efforts, ensuring the organization remains. Ability to create, implement, and manage compliance plans. Proficiency in compliance reporting tool...

We’re seeking a Chief Compliance Officer to design, establish, and lead Aspen’s compliance function. The Chief Compliance Officer (CCO) will be pivotal in establishing and maintaining the compliance i...

The Chief Compliance Officer will oversee all compliance efforts, ensuring the organization remains. Ensure compliance policies are clearly understood and. Knowledge of OPWDD, Medicaid regulations, an...

We’re seeking a Chief Compliance Officer to design, establish, and lead Aspen’s compliance function. The Chief Compliance Officer (CCO) will be pivotal in establishing and maintaining the compliance i...

CIB Americas Compliance is seeking an experienced Compliance Officer at the ED or MD level to join our dynamic team and support the growth of our Global Securities Finance compliance initiatives. Act ...

Draft compliance policies and procedures and advise senior leadership on compliance issues. Our client, a recently founded private equity firm is seeking a CCO to build and manage the firm's complianc...

CIB Americas Compliance is seeking an experienced Compliance Officer at the ED or MD level to join our dynamic team and support the growth of our Global Securities Finance compliance initiatives. Act ...

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm ...

Independently manage projects necessary to support initiatives both within Global Research Compliance and the broader Compliance Department; and interact regularly with colleagues in other lines of bu...

Draft compliance policies and procedures and advise senior leadership on compliance issues. Participate and/or lead firm governance committees, including the valuation committee, disclosure committees...

Independently manage projects necessary to support initiatives both within Global Research Compliance and the broader Compliance Department; and interact regularly with colleagues in other lines of bu...

A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. Experience with compliance data systems; Microsoft Suite Applicati...

The role involves implementing and enforcing compliance policies, reducing risk, and promoting a culture of compliance at all levels of the organization. International Insurance/Asset Management Firm ...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Participate in weekly Compliance Committee meetings. Keep abreast of legal and regulatory developments an...

The Chief Compliance and Clinical Risk Management Officer will lead VNA’s corporate compliance and clinical risk management programs for Home Health, Hospice, community and public health. This include...

The Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...

The Vice President and Chief Audit & Compliance Officer leads, manages, and organizes all aspects of Princeton’s internal audit function and institutional compliance program in today’s challenging aud...

The Chief Compliance and Clinical Risk Management Officer will lead VNA’s corporate compliance and clinical risk management programs for Home Health, Hospice, community and public health. This include...

Compliance Officer - Consulting Opportunity. I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processe...

Compliance Officer - Consulting Opportunity. I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processe...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

Research Compliance, a line of business advisory team within Compliance, is seeking a highly motivated individual for a VP role in our New York office. Create and maintain policies reasonably designed...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. As a Senior Co...

The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters ...

The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters ...

Develop compliance policies and procedures to ensure compliance with federal securities laws, including the Investment Advisers Act of 1940, Investment Company Act of 1940 and Commodity Exchange Act. ...

A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. Experience with compliance data systems; Microsoft Suite Applicati...

Assisting in conducting compliance training sessions for clients’ employees. Experience assisting with the development or monitoring of compliance programs. Assisting with annual compliance reviews, m...

Assisting in conducting compliance training sessions for clients’ employees. Experience assisting with the development or monitoring of compliance programs. Assisting with annual compliance reviews, m...

Due to growth, they are looking to bring on an Compliance Officer to join the compliance team. Ensure compliance of all constituencies (including directors of group companies) in the regional headquar...

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and Private Credit. Monitor busine...

Experience with compliance data systems; Microsoft Suite Applications and Compliance Trading System software skills. A prominent firm in the investment banking and capital markets sector is looking fo...

Due to growth, they are looking to bring on an Compliance Officer to join the compliance team. Develop, implement and enforce procedures and policies to ensure the regional headquarters’ compliance wi...

Compliance Officer - Fixed Income Sales & Trading - Credit. Support the global compliance monitoring program by providing input on the framework documents and completing verification checks as outline...

Compliance Officer - Fixed Income Sales & Trading - Credit. Support the global compliance monitoring program by providing input on the framework documents and completing verification checks as outline...

Create and maintain policies reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and industry best practices; and assist in development and deliver...