Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, process...

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, process...

The ideal candidate will be able to execute these tasks with a mindset that believes business functions and Compliance and Ethics are equally accountable for both company success and ethical behavior ...

The ideal candidate will be able to execute these tasks with a mindset that believes business functions and Compliance and Ethics are equally accountable for both company success and ethical behavior ...

Assist the Head of North America Compliance in overseeing and managing the firm's investment adviser compliance program and ensuring compliance with all applicable laws, regulations, and guidelines. D...

Assist the Head of North America Compliance in overseeing and managing the firm's investment adviser compliance program and ensuring compliance with all applicable laws, regulations, and guidelines. D...

Periodically consult with the Compliance Consultant and Securities Counsel regarding compliance matters including, but not limited to, proposed or final amendments to the Rules, proposed new or revise...

Periodically consult with the Compliance Consultant and Securities Counsel regarding compliance matters including, but not limited to, proposed or final amendments to the Rules, proposed new or revise...

Entirely owns the compliance and process of acrediting and maintaining the programs above. Business Development strategy and business plan as it relates to compliance . Compliance Officer & Accreditin...

Entirely owns the compliance and process of acrediting and maintaining the programs above. Business Development strategy and business plan as it relates to compliance . Compliance Officer & Accreditin...

This role involves developing, implementing, and maintaining policies and procedures to mitigate export and trade compliance risks and ensure compliance in the University’s academic, research, and ope...

This role involves developing, implementing, and maintaining policies and procedures to mitigate export and trade compliance risks and ensure compliance in the University’s academic, research, and ope...

Serve as a Compliance Officer with responsibility for oversight of regulatory compliance with BNY’s Third-Party and Resiliency Framework, including monitoring for new and changing regulatory guidance ...

Serve as a Compliance Officer with responsibility for oversight of regulatory compliance with BNY’s Third-Party and Resiliency Framework, including monitoring for new and changing regulatory guidance ...

He/she/they will interact with a wide group of stakeholders locally and globally to support adherence to regulatory, compliance, and risk management priorities and will be expected to lead initiatives...

He/she/they will interact with a wide group of stakeholders locally and globally to support adherence to regulatory, compliance, and risk management priorities and will be expected to lead initiatives...

Ethics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. The Assistant General Counsel and Compliance Officer reports directly to the...

Serve as trusted advisor to senior leadership at MMA on array of risk and compliance issues related to its commercial insurance, employee health and benefits, personal lines and retirement service off...

Proactive in managing workload and prioritizing tasks, confident in taking responsibility and resolving problems with strong influencing and negotiating skills, but recognizing the need to work with c...

Proactive in managing workload and prioritizing tasks, confident in taking responsibility and resolving problems with strong influencing and negotiating skills, but recognizing the need to work with c...

Reporting to CACIB US Compliances Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of...

Reporting to CACIB US Compliances Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of...

This temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal and ComplianceDepartment through a variety of tasks that require careful balancin...

This temporary position supports the General Counsel and Chief Compliance Officer, its Managing Counsels and the Legal and ComplianceDepartment through a variety of tasks that require careful balancin...

The attorney in this role will be responsible for the Law Department’s compliance with the New York State Freedom of Information Law (FOIL) and the New York City Identifying Information Law and act as...

The attorney in this role will be responsible for the Law Department’s compliance with the New York State Freedom of Information Law (FOIL) and the New York City Identifying Information Law and act as...

The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presen...

The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presen...

To re-envision how the Health Department prepares for and responds to health emergencies, with a focus on building a “response-ready” organization, with faster decision-making, transparent public comm...

To re-envision how the Health Department prepares for and responds to health emergencies, with a focus on building a “response-ready” organization, with faster decision-making, transparent public comm...

The Audit and Compliance Manager and HIPAA Privacy Officer is responsible to conduct internal, financial and compliance audits and review internal control functions to identify, assess, and evaluate f...

The Audit and Compliance Manager and HIPAA Privacy Officer is responsible to conduct internal, financial and compliance audits and review internal control functions to identify, assess, and evaluate f...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amend...

Ethics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. The Assistant General Counsel and Compliance Officer reports directly to the...

Ethics and Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. The Assistant General Counsel and Compliance Officer reports directly to the...