In this role, you will support the Quality Assurance team in executing the bank's Compliance Quality Assurance Program in accordance with the global and local methodology.

Reservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Prepare documentation to support SOX compliance, including ris...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. Proven writing skills, with experience in ...

Reporting directly to the Chief Compliance Officer (CCO), you will play an integral role in supporting the firm’s compliance program. This is an exciting opportunity to work closely with leadership, d...

The Market Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices for compliance with regulatory requirements and company policies/proce...

Our team is seeking an experienced and dynamic individual to join as a Vice President, Lead Data Analyst and Portfolio Manager for Customer & Compliance reporting directly to Head of Planning & Strate...

The Technical Compliance Data Analyst role involves working with Compliance and legal business partners on compliance platform supporting, assisting with data integration and automation, participating...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelors degree in ...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Senior Compliance Data Analyst. In this role, you'll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamles...

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The person will join a collaborative team...

The Cybersecurity Governance, Risk, and Compliance Analyst will collaborate with various stakeholders including the Senior Security Engineer, IT Infrastructure team, IT Application teams, Legal, and v...

Support the Core Compliance team in various tasks related to onboarding, registrations, and exam scheduling. Anti-Money Laundering (AML) compliance. At least 3 years of experience in Compliance, Risk ...

Guggenheim Securities ("GS") is seeking to hire a Monitoring and Testing Analyst to join its Compliance team. The primary objective of this role is to assess business activities and support functions ...

The Senior Compliance Analyst's primary focus will be to:. Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or s...

The Regulatory Exam Lifecycle Management team (RELM) in Global Risk and Compliance is the center of expertise for U. RELM Analysts are primarily responsible for supporting regulatory exams across a po...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelor’s degree in...

The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Am...

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...