The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharmas US operations. The GC/CCO will manage and oversee a team of legal and com...

Compliance Officer Regulatory Reporting. While regulatory reporting compliance will be a primary focus of this role, the position will also support additional responsibilities within the Product Cont...

As the Risk and Compliance Policy Officer, you will work. Draftpolicy documents by working closely with various stakeholders across theCompany, including Legal, Compliance, and Risk colleagues. Collab...

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, process...

Serves as a risk officer for Independent Compliance Risk Management (ICRM)s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting on Citis inte...

The Data Privacy Compliance team works closely with our Legal counterparts, business and engineering stakeholders to ensure compliance with current/developing rules and regulations, implement global t...

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyz...

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyz...

Oversee compliance activities, including testing, training, risk assessments, drafting the annual compliance plan, responding to information requests from examiners and auditors, preparing compliance-...

Compliance Officer – Regulatory Reporting. While regulatory reporting compliance will be a primary focus of this role, the position will also support additional responsibilities within the Product Con...

Compliance Officer – Regulatory Reporting. While regulatory reporting compliance will be a primary focus of this role, the position will also support additional responsibilities within the Product Con...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

The Senior Compliance Officer will act in a compliance oversight and advisory role supporting assigned business units including two registered investment managers. The role will also be responsible fo...

The Senior Compliance Officer will act in a compliance oversight and advisory role supporting assigned business units including two registered investment managers. The role will also be responsible fo...

Ability to be one of two individuals in charge of the firm's Swap Dealer Compliance program and provide strategic direction and input for the team. Collaborate with Compliance testing teams and other ...

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

As a Compliance Officer, you will be the fourth member of our growing compliance team, working closely with colleagues across multiple business units. As they expand their compliance team, they seek a...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational fa...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) and gain broad exposure to various compliance functions while maintaining a strong focus on regulatory fi...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Administer and maintain program for compliance with federal and state securities laws and regulations. Se...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Serve as AML Reporting Officer. Implement and update compliance policies and procedures.

In addition, the Chief Compliance Officer will assess the effectiveness of the Firm's compliance program and revise the program as necessary. Periodically consult with the Compliance Consultant and Se...

The Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. The Compliance Manual sets forth responsib...

SBS seeks a Chief Vendor Compliance Officer for Citywide Vendor Compliance who will report to the Deputy Commissioner of the Division of Economic and Financial Opportunity. The Chief Vendor Compliance...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations an...

The CCO will be responsible for managing the overall compliance risk for the company, establishing a robust compliance framework, and fostering a culture of ethical business practices. Lead the compli...

Advise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. The CCO will be responsible for managing the overall compliance risk for the company, establ...

LHH Recruitment Solutions is working with a client in Westchester County NY to fill a Compliance Officer position.

LHH Recruitment Solutions is working with a client in Westchester County NY to fill a Compliance Officer position.

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Moni...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Over...

The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of o...

Develop and deliver compliance training programs. Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards. Stay...