Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional service...

This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Our client, a leading asset management fir...

The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Track and manage compliance areas including proxy voting, NDA tracker, and assist with vendo...

You will report to the Global Head of Compliance and will be responsible for a wide range of compliance matters including anti-corruption, sanctions, conflicts of interest, insider trading. You'll hel...

The Compliance Senior Analyst will be a member of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer, Americas/Global Head of Funds Compliance, and work closely with ...

This client is looking to interview and hire a Compliance Data Analyst before December 2024. ...

It's a great opportunity for someone who is an Analyst in the moment, to be a future long term high potential leader - just due to the exposure of other lines, etc. ...

You will report to the Global Head of Compliance and will be responsible for a wide range of compliance matters including anti-corruption, sanctions, conflicts of interest, insider trading. You'll hel...

You will be working on the US Compliance team and will be responsible for helping execute Vitesse Trust's compliance program, including transaction monitoring, sanctions screening, customer due dilige...

The Governance Risk and Compliance Sr. Analyst role will be a core member of Ro's GRC team. The GRC team enables Ro to manage risk by vigorously assessing our operations against leading compliance fra...

As a Compliance Analyst on our team, you will have the opportunity to provide both high-level analysis and day-to-day support in connection with the Firm's compliance program. The Compliance Departmen...

The Compliance Analyst will interact with the Department of the General Counsel in relation to compliance processes and special projects, advise staff on resolving compliance issues and using appropri...

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterpr...

The E-Communications team works closely with Compliance, Legal, Employee Relations, Information Security and Technology. Utilize e-communications surveillance systems to review messages for content, a...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

The Compliance team works across businesses and functions to identify, evaluate and adhere to regulations globally, including obligations associated with the Companys licenses or license exemptions, f...

The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Track and manage compliance areas including proxy voting, NDA tracker, and assist with vendo...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional service...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Compliance and Risk Analyst IV. ...

Senior Compliance Data Analyst. In this role, you’ll combine your business and data analysis expertise, insurance know-how, and creative problem-solving to make regulatory compliance reporting seamles...

Compliance and Risk Analyst IV. ...

As an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team. Our client in the finance industry is seeking an AML Compliance Analyst to join their team. Conduct...

The New York City Department of Sanitation (the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste (Bureau). PLEASE NOTE: Applicants should be serving as a ...

We are looking for aCompliance Analyst to support our global private investments and tradingcompliance program, with a primary focus on information controls. In this role,the Compliance Analyst will w...

In the role of Digital Communication Surveillance Analyst, you will be keeping up with developments in digital communication and surveillance technology and be challenged to devise proactive complianc...

In the role of Digital Communication Surveillance Analyst, you will be keeping up with developments in digital communication and surveillance technology and be challenged to devise proactive complianc...

In the role of Digital Communication Surveillance Analyst, you will be keeping up with developments in digital communication and surveillance technology and be challenged to devise proactive complianc...

The Comms Compliance Review (CCR) team within ECMX is responsible for consulting with marketing content creators, helping them develop effective and compliant advertising, and ultimately reviewing and...

The Compliance Officer assists Compliance management in the effective implementation, maintenance, and administration of the Global Markets Compliance Program. The role provides compliance advisory se...

Our large crypto company is looking for a contract Compliance Analyst. Collaborating with cross-functional teams, such as Compliance, Risk, Data Science and Investigations, to ensure compliance with A...

Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lif...

Comprehensive knowledge of US and Canadian laws, regulations, and governance, especially as they pertain to private fund advisers.Experienced in monitoring, reporting, and implementing regulations in ...

Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lif...

Collaborate with other Quality Compliance Analysts, Product Filing & Compliance Analyst and Executive Underwriting for above duties and responsibilities. Assist in preparing requirements for complianc...

Jazz Pharmaceuticals is looking for an experienced Senior Analyst– Security Governance, Risk, and Compliance. Reporting to the Associate Director or Director, Security GRC, the Senior Analyst will ass...

The successful candidate will leverage their proficiency in trade & customs compliance to. Building relationships and connecting regularly with other teams regularly such as legal, ESG, product compli...

Collaborating with the Compliance staff to support the firm’s business units. Designing and reviewing automated compliance monitoring reports. Ensuring adherence to compliance policies. Working on lon...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm’...