Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Assists in monitorin...

Assist in the management of Esquire’s PCI compliance, working with internal stakeholders and our compliance vendor. Manage all credit card brand compliance programs and alerts, including but not limit...

Manage all credit card brand compliance programs and alerts, including but not limited to chargebacks, fraud, BRAM/VIRP, to name a few as well as all or other compliance notifications, events, and act...

The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Track and manage compliance areas including proxy voting, NDA tracker, and assist with vendo...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Assists the capital compliance division to maintain its oversight and compliance program to ensure Capital Programs projects meet all internal and external oversight requirements. Bachelor’s degree in...

The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Track and manage compliance areas including proxy voting, NDA tracker, and assist with vendo...

Armand Corporation, an award-winning M/WBE Construction Management firm celebrating over 33 years in the industry, is seeking a full-time Construction  Financial/Compliance Analyst  for a fe...

Assist in creating and testing a new e-communication surveillanceUtilize e-communications surveillance systems to review messages for content, appropriateness, regulatory compliance, and the misuse of...

The Compliance Associate will be responsible for implementing and overseeing the firm’s compliance program. Track and manage compliance areas including proxy voting, NDA tracker, and assist with vendo...

The Compliance team works across businesses and functions to identify, evaluate and adhere to regulations globally, including obligations associated with the Companys licenses or license exemptions, f...

This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Our client, a leading asset management fir...

Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Support the compliance ...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. Proven writing skills, with experience in ...

This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Perform compliance testing and quarterly r...

The Compliance Analyst/Associate will work closely with junior and senior members of Apollo's Compliance team to ensure regulatory compliance across Apollo's global investment platform. The Analyst/As...

The E-Communications team works closely with Compliance, Legal, Employee Relations, Information Security and Technology. Utilize e-communications surveillance systems to review messages for content, a...

Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, a...

Support the Core Compliance team in various tasks related to onboarding, registrations, and exam scheduling. Anti-Money Laundering (AML) compliance. Proficient in Microsoft Office Suite (Word, Excel, ...

The Cyber Compliance Analyst will be responsible for developing, managing, and monitoring compliance with cybersecurity policies, standards, and procedures. We are seeking a motivated and detail-orien...

You will work on regulatory compliance matters related to PartnerRe's Accident & Health Business including producer appointment support, regulatory filings, state regulator inquiries, and cyber securi...

The Governance Risk and Compliance Sr. Analyst role will be a core member of Ro's GRC team. The GRC team enables Ro to manage risk by vigorously assessing our operations against leading compliance fra...

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of assessing the design and effectiveness of controls, accuracy of data and records, effectiveness of ...

The Compliance Analyst position is primarily responsible for supporting the day to day operations and initiatives of the Compliance Department. Molina Healthcare's Compliance team supports compliance ...

SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing. Serves as a tester for all facets of compliance monitoring and testing engagements....

The Compliance Analyst/Associate will be responsible for assistance in implementing and maintaining the firm's compliance policies and procedures that are part of its robust Global Code of Ethics and ...

Own NERC compliance and serve as a functional expert with a deep understanding of compliance needs on CIP capabilities by developing, managing and administration of the lifecycle of IT policies, proce...

We are looking for aCompliance Analyst to support our global private investments and tradingcompliance program, with a primary focus on information controls. In this role,the Compliance Analyst will w...

The Compliance Analyst will interact with the Department of the General Counsel in relation to compliance processes and special projects, advise staff on resolving compliance issues and using appropri...

Can provide candid and clear feedback on critical cybersecurity initiatives from policies to application designs and much more! Responsibilities As a Governance, Risk, & Compliance (GRC) Compliance As...

Our large crypto company is looking for a contract Compliance Analyst. Collaborating with cross-functional teams, such as Compliance, Risk, Data Science and Investigations, to ensure compliance with A...

In addition, the position is responsible for SOX, compliance inquiries and vendor management requests. Keep current on industry accounting issues and literature to ensure companywide compliance and ap...

In addition, the position is responsible for SOX, compliance inquiries and vendor management requests. Keep current on industry accounting issues and literature to ensure companywide compliance and ap...

In addition, the position is responsible for SOX, compliance inquiries and vendor management requests. Keep current on industry accounting issues and literature to ensure companywide compliance and ap...

The successful candidate will leverage their proficiency in trade & customs compliance to. Building relationships and connecting regularly with other teams regularly such as legal, ESG, product compli...

Monitor compliance with cybersecurity policies and procedures within the IT environment and enforce consequences for non-compliance as necessary. Compliance: Ensure compliance with relevant regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm’...

The NYC Department of Design and Construction, Office of Diversity, and Industry Relations (ODIR) seeks a Minority and Women-Owned Business Enterprise (M/WBE) Outreach and Compliance Analyst. The M/WB...

What is the Compliance Analyst responsible for?. Create summary reports to Compliance and Business Management that detail compliance findings and corrective actions. What is the Compliance group respo...