Hiring:** Part-time Research Study Personnel (Pay up to $790wk.Due to demand, we are now accepting applications for personnel to participatein our local in-person and nationwide remote research studie...
read morePerform a compliance assurance role verifying and validating that the compliance evidence (documents and data) developed, maintained, and provided by NYPA’s Compliance Evidence Managers (Subject Matte...
read moreQualifications:Knowledge of Compliance laws, rules, regulations, risks and typologiesCompliance product coverage for Cash Sales Trading and Equities TradingMust be a self-starter, flexible, innovative...
read moreWe are looking for a person motivated to take on challenges with a technical background to be part of a growing regulatory team that analyzes AWS controls and articulates compliance to regulatory agen...
read moreServes as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and...
read moreReservoir seeks an experienced Accounting and SOX Compliance Analyst with a strong background in Accounting, Finance, and SOX compliance. Minimum of 5+ years of experience in Accounting, Finance, or S...
read morePrepare and deliver reports and metrics for the Chief Compliance Officer, leadership team, and Board of Directors, ensuring visibility into the program's health. Serve as a subject matter expert on AM...
read moreThe role requires a strong knowledge of the US regulations applicable to CUSO and the relevant entities, as well as the foundations of a corporate compliance program (such as Compliance Risk Assessmen...
read moreReporting to the Deputy General Counsel, the Assistant/Associate General Counsel provides legal advice to the University with a primary focus on business affairs; contract review, drafting and negotia...
read moreAnti-Kickback Statute, False Claims Act, Anti-Trust) and FDA regulatory matters. Knowledge of regulatory issues relevant to the pharmaceutical industry (e. Ensure compliance with applicable laws and r...
read moreAdvise senior management on legal, regulatory, and compliance risks. A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventuall...
read moreThe Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent...
read moreStay updated on emerging compliance issues, especially in areas such as AI regulations and data privacy in Asia. Senior Human Resources Compliance Manager. The manager needs to have at least 5-10+ yea...
read moreIt is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Provide advice and regulatory guidance to the private side of...
read moreCoordinating interactions with regulators, including but not limited to: assisting in providing oversight for supervisory examinations and being a central contact for regulators; coordinating and mana...
read moreCompliance Officer – Operations & Regulatory Reporting Oversight. Provide compliance guidance and create oversight program for reg reporting, work with supervision, advisory compliance, front office a...
read moreThe Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with g...
read moreDeputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...
read moreIt is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (ICBRC) group for CACIB worldwide. The focus of the role will be on execution of control room-rela...
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