Ensure regulatory programs serve departmental goals and FINRA’s mission in an efficient and effective manner. Moderate and/or present subject matter material at internal meeting and conferences includ...

Job Description: Job Title : Business Analyst Regulatory Reporting Job Type : W2 Experience : 8-10 years Location : Ruthford (New Jersey), Tempa (Florida), Buffalo(New York)

Collaborates and works closely with cross-functional teams, including data analysts/engineers and business stakeholders, to understand their needs and gather requirements. Stays up to date and complia...

US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC. US Regulatory Services is responsible for e...

Follow management's guidance and operate independently of the day-to-day regulatory report testing and validation processes for the completeness and accuracy of regulatory reports, in accordance with ...

Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD related transactions.

Apex Finance team is responsible for handling regulatory reporting functions for the firm. Take an active role in our annual financial statement audit and our regulatory examinations from FINRA, SEC, ...

FanDuel is looking to add a Senior Technology Regulatory & Controls Analyst to its Technology Regulatory & Controls team to help drive our first line of defense (1LOD) technology & cyber controls func...

Minimum of 7 years of experience in a technical business analyst role, with a focus on regulatory compliance in the financial industry. Oversee the collection, validation, and analysis of data to ensu...

We are looking for a hands-on Trade and Transaction Regulatory Business Analyst with a passion for delivering innovative client solutions. As a Regulatory BA, you will be part of a distributed team th...

Join Citi's Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory Reporting Interpretive Office covering Basel III Endgame, Banking Book Equities, and Capital. The Regulator...

Supports the management and control data flows to and within Finance applications to ensure integrity and completeness of data, including by preparing and recording financial transactions for legal ve...

The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). Other responsibilities include certain earnings release, 10-Q/10-K disclosures, preparation/revie...

Additionally, the Senior Data Analyst - Testing and Regulatory Response will be focused on managing intake of data testing and regulatory requests and drive each request from intake to resolution. Dat...

Analyst of Regulatory Affairs, you will be responsible for supporting the team tasked with regulatory compliance and conformity to customer requirements for fragrance products. Analyst, Regulatory Aff...

LG - Legal, Regulatory & Gov't Affairs. Our Global Legal, Compliance and Regulatory (GLCR) team provides first class advice to colleagues and functions across the organization – ensuring AIG navigates...

Financial services experience, in particular, financial regulatory reporting. Knowledge of regulatory reporting of major regimes. S&P is seeking a Lead Business Analyst in the Americas Cappitech Integ...

Reporting to the Specialty Group Compliance Manager, the Regulatory Compliance Analyst will be responsible for accurately performing core regulatory compliance processes, including but not limited to ...

The Analyst will review marketing material for consistency with US and International regulatory standards. What is the Compliance Analyst responsible for?. Analyze marketing material, focusing on soci...