Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the direction of the Compliance Independent Testing (CIT) Manager and/or Head o...

Selected candidate will work on-site 5-days.We are looking for an energetic, detail oriented, and hardworking individual to join our Corporate Access Team.The team is part of the Global Research depar...

Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the direction of the Compliance Independent Testing (CIT) Manager and/or Head o...

Selected candidate will work on-site 5-days.We are looking for an energetic, detail oriented, and hardworking individual to join our Corporate Access Team.The team is part of the Global Research depar...

Work extensively with business, IT and compliance stakeholders to ensure alignment of control deliverables. The person filling this position will need to be able to partner and work across multiple cr...

Draft and review complex financing documents, ensuring compliance with applicable laws and regulations.

This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Collaborate on regulatory filings and assi...

As the founding member of the Growth & Operations team, you will be responsible for helping build and scale various functions across Stuut.You will get exposure to a significant part of the organizati...

Regulatory Research: Assist the team with monitoring regulatory updates and compliance requirements. Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement a...

The Corporate Counsel will be responsible for general corporate and transactional matters and contracts, and will assist in the corporate governance and securities functions of the Legal Department.Th...

Manage legal affairs related to labor and employment issues including litigation, arbitration, and ensuring compliance with all applicable contractual, statutory and regulatory requirements. The Assis...

Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audi...

Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audi...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. Summary:The Conflicts Management Group (“CMG”) in the America...

SummaryGlobal Markets Regulatory Compliance (“GMRC”) Advisory - Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relev...

SummaryGlobal Markets Regulatory Compliance (“GMRC”) Advisory - Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relev...

S&P Global's Regulatory and Compliance Solutions have a transformative impact on our clients by streamlining complex processes, enhancing data management, and ensuring robust regulatory compliance. S&...

Technical Project Manager - Kohler Ventures.Hybrid, 3 days/week onsite at New York City, NY or Palo Alto, CA.KohlerVentures is an independent company wholly owned by Kohler Co.Our mission is to build ...

Technical Project Manager - Kohler Ventures.Hybrid, 3 days/week onsite at New York City, NY or Palo Alto, CA.KohlerVentures is an independent company wholly owned by Kohler Co.Our mission is to build ...

As Director, Regulatory Compliance Operations, you will oversee our regulatory approval, regulatory submission, and policies and procedures processes. Prepare and update materials for compliance commi...

As Director, Regulatory Compliance Operations, you will oversee our regulatory approval, regulatory submission, and policies and procedures processes. Prepare and update materials for compliance commi...

Global Markets Regulatory Compliance Advisory – Americas Director. Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Bro...

Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U. ...

Global commercial bank located in Midtown Manhattan looking to bring on board a “Director, Global Markets Regulatory Compliance Advisory” to join their team. Design, implement and maintain Compliance ...

Global commercial bank located in Midtown Manhattan looking to bring on board a “Director, Global Markets Regulatory Compliance Advisory” to join their team. Design, implement and maintain Compliance ...

Director, Global Market Regulatory Compliance Registration. Director in GMRC Registration team will report directly to the Head of Global Markets Regulatory Compliance Advisory in Americas. Respond to...

Director, Global Market Regulatory Compliance Registration. Director in GMRC Registration team will report directly to the Head of Global Markets Regulatory Compliance Advisory in Americas. Respond to...

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...

Deputy Investment Banking and Regulatory Compliance Officer – Director. It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB ...

Regulatory Compliance Advisory: Provide expert advice on regulatory requirements and ensure an organization’s policies and procedures align with current laws and regulations. Regulatory Risk Assessmen...

Regulatory Risk Assessment: Conduct comprehensive assessments to identify regulatory and compliance gaps across an organization. Huron is seeking an experienced Regulatory and Compliance Risk Director...

As the Director, Regulatory Affairs – Advertising, Promotion and Regulatory Compliance you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising an...

As the Director, Regulatory Affairs – Advertising, Promotion and Regulatory Compliance you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising an...

As the Director, Regulatory Affairs – Advertising, Promotion and Regulatory Compliance you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising an...

As the Director, Regulatory Affairs – Advertising, Promotion and Regulatory Compliance you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising an...

The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and ...

The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and ...

This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sa...

This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sa...