The Chief Compliance Officer of Figure Lending will lead the Lending compliance team and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will as...

COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISORWHAT IS THE OPPORTUNITY?The Senior Compliance Officer will act in a compliance oversight and advisory role supporting assigned business units inc...

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance ...

Our fast-paced Regulatory Product Team is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry. As a Senior Regu...

Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a...

Participate in Compliance matters that emanate from other Compliance teams such as, but not limited to Central Compliance, Bank Regulatory Compliance, and Corporate Functions Compliance. Compliance Of...

Compliance Officer - Markets Business Line Advisory Compliance. Legal, Risk, First Line Control teams) and build credibility for the Compliance function and enhance the Compliance brand more widely;. ...

PIMCO is seeking a dynamic Compliance Officer to join its global compliance team within the Legal and Compliance Department. Assist with the oversight of the Fund's service providers by executing due ...

The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharmas US operations. Oversee the development, adaptation, implementation, monit...

Implement appropriate data privacy compliance controls and tools, including working with compliance technology support and other internal functions to make improvements to systems and workflows and ad...

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyz...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

Our elite global Alternative Investment Fund client is seeking to recruit a Senior Associate level Compliance officer with demonstrated AML Sanctions and Anti-Corruption compliance expertise to analyz...

Medical Staff appointment process in order to be eligible.Certified Registered Nurse Anesthetist AANA Certification, State of CT RN and APRN License, ACLS DEA Registration and State of CT Controlled S...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

Certified Registered Nurse Anesthetist.Specialty : CRNA/Certified Registered Nurse Anesthetist.Hospital Site : Yale New Haven Hospital.To be part of our organization, every employee should understand ...

Compliance Officer – Regulatory Reporting. While regulatory reporting compliance will be a primary focus of this role, the position will also support additional responsibilities within the Product Con...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with reg...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountabi...

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

As they expand their compliance team, they seek a highly skilled Compliance Officer to join their small but impactful group. As a Compliance Officer, you will be the fourth member of our growing compl...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

A leading global hedge fund is seeking a Compliance Officer to join its New York-based compliance team. This role offers a unique opportunity to work directly with the Chief Compliance Officer (CCO) a...

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business. Keep abreast of legal and regulatory developments and compliance best practices. Strong understanding of ...

The Chief Compliance Officer is ultimately responsible for all aspects of the Firm's compliance program and the supervisory system implementing such program. In addition, the Chief Compliance Officer ...

SBS seeks a Chief Vendor Compliance Officer for Citywide Vendor Compliance who will report to the Deputy Commissioner of the Division of Economic and Financial Opportunity. The Chief Vendor Compliance...

LHH Recruitment Solutions is working with a client in Westchester County NY to fill a Compliance Officer position.

The CCO will be responsible for managing the overall compliance risk for the company, establishing a robust compliance framework, and fostering a culture of ethical business practices. Lead the compli...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and inte...

Reporting directly to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards across the organization. Over...

Develop and deliver compliance training programs. Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards. Stay...

Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)s Surveillance and Employee Compliance team responsible for the design,...

We are keen to see CV's from Compliance Officer, Building Safety Officer, Senior Compliance Co-ordinator, Compliance Surveyor, Fire Safety Co-ordinator, Asbestos Co-ordinator. As the Compliance Office...

Assist the Compliance Department with ongoing regulatory requirements and enforcing Compliance policies. The employee will report to a Senior Compliance Counsel and will work closely with both the Com...

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates. Relevant experience providing compliance or legal coverage to a sales or trading Rates desk at a broker/dealer w...